AI assistant
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. — Director's Dealing 2016
Apr 15, 2016
30409_dirs_2016-04-15_8398e24c-343d-4260-8a03-29780c535d46.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)
CIK: 0001069258
Period of Report: 2016-04-06
Reporting Person: Carter David M (President, DRSS Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-06 | Common Stock | M | 3000 | — | Acquired | 65385 | Direct |
| 2016-04-06 | Common Stock | F | 966 | $4.67 | Disposed | 64419 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-06 | Restricted Stock Units | $ | M | 3000 | Disposed | Common Stock (3000) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
F2: RSUs were granted and previously reported on a Form 4 filed January 5, 2016. Of these RSUs, 3,000 were released on April 6, 2016.
F3: Shares withheld for payment of minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.
F4: Includes 8,675 shares purchased through Issuer's Employee Stock Purchase Plan and 9,940 shares held in Issuer's 401(k) Plan.