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KRATOS DEFENSE & SECURITY SOLUTIONS, INC. — Director's Dealing 2015
Jun 15, 2015
30409_dirs_2015-06-15_61095c86-8799-440f-8241-9e05f1c04c8e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. (KTOS)
CIK: 0001069258
Period of Report: 2015-06-12
Reporting Person: MILLS THOMAS E IV (President, Modular Sys. Div.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-12 | Common Stock | M | 3000 | — | Acquired | 56218 | Direct |
| 2015-06-12 | Common Stock | F | 917 | $6.26 | Disposed | 55301 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-12 | Restricted Stock Units | $ | M | 3000 | Disposed | Common Stock (3000) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
F2: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 RSUs were released on June 12, 2015.
F3: Shares withheld for payment of minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.
F4: Includes 7,414 shares purchased through Issuer's Employee Stock Purchase Plan and 4,479 shares held in the Issuer's 401(k) Plan.