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KOSS CORP — Director's Dealing 2021
Jan 27, 2021
34583_dirs_2021-01-27_712d154e-4bf1-4db3-bf7c-ef1f6a676438.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KOSS CORP (KOSS)
CIK: 0000056701
Period of Report: 2021-01-25
Reporting Person: Smith David Donnan (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-25 | Common Stock | M | 24000 | $2.57 | Acquired | 49000 | Direct |
| 2021-01-25 | Common Stock | S | 24000 | $5.85 | Disposed | 25000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-25 | Stock Option (Right to Buy) | $2.57 | M | 24000 | Disposed | 2025-07-29 | Common Stock (24000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020.
F2: This Stock Option vests in five equal annual installments beginning on July 29, 2016.
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