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KOSS CORP — Director's Dealing 2021
Sep 17, 2021
34583_dirs_2021-09-17_337b4848-22d4-412a-a1be-a8d4ad6172ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KOSS CORP (KOSS)
CIK: 0000056701
Period of Report: 2021-09-15
Reporting Person: Koss Michael J Jr (VP - Marketing & Product)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-15 | Common Stock | M | 15000 | $2.92 | Acquired | 41000 | Direct |
| 2021-09-15 | Common Stock | M | 9089 | $2.17 | Acquired | 50089 | Direct |
| 2021-09-15 | Common Stock | S | 24089 | $17.74 | Disposed | 26000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-15 | Stock Option (right to buy) | $2.92 | M | 15000 | Disposed | 2023-07-25 | Common Stock (15000) | Direct |
| 2021-09-15 | Stock Option (right to buy) | $2.17 | M | 9089 | Disposed | 2024-07-24 | Common Stock (9089) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11 | Indirect |
Footnotes
F1: This option vests in four equal annual installments beginning on July 25, 2019.
F2: This option vests in four equal annual installments beginning on July 24, 2020.
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