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KOREA FUND INC Director's Dealing 2017

Apr 7, 2017

34024_dirs_2017-04-07_e08f8fb1-d832-442d-b9f4-eff9dbab91d4.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: KOREA FUND INC (KF)
CIK: 0000748691
Period of Report: 2017-03-28

Reporting Person: CITY OF LONDON INVESTMENT GROUP PLC (10% Owner)
Reporting Person: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.01 per share 286250 Indirect
Common Stock, par value $.01 per share 75234 Indirect
Common Stock, par value $.01 per share 189598 Indirect
Common Stock, par value $.01 per share 157455 Indirect
Common Stock, par value $.01 per share 113832 Indirect
Common Stock, par value $.01 per share 115802 Indirect
Common Stock, par value $.01 per share 135829 Indirect
Common Stock, par value $.01 per share 216887 Indirect
Common Stock, par value $.01 per share 27924 Indirect
Common Stock, par value $.01 per share 23968 Indirect
Common Stock, par value $.01 per share 1109978 Indirect

Footnotes

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The Emerging World Fund.

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F11: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.