Koppers Holdings Inc. — Director's Dealing 2020

Mar 5, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Koppers Holdings Inc. (KOP)
CIK: 0001315257
Period of Report: 2020-03-03

Reporting Person: ZUGAY MICHAEL (CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-03	Common Stock	M	5211	—	Acquired	56922	Direct
2020-03-03	Common Stock	M	521	—	Acquired	57443	Direct
2020-03-03	Common Stock	F	2391	$19.63	Disposed	55052	Direct
2020-03-03	Common Stock	A	521	$0.00	Acquired	55573	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-03	Restricted Stock Units	$	M	5211	Disposed		Common Stock (5211)	Direct
2020-03-03	Restricted Stock Units	$	M	521	Disposed		Common Stock (521)	Direct
2020-03-03	Employee Stock Options (Right to Buy)	$19.63	A	17896	Acquired	2030-03-03	Common Stock (17896)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and performance share units.

F3: The reporting person was awarded time-based restricted stock units on March 3, 2020, which will vest in annual installments of 25 percent over four years.

F4: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied, as reported in the reporting person's Form 4 filed on February 13, 2020, as amended on February 18, 2020.

F5: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F6: The reporting person was granted stock options on March 3, 2020, which will vest in annual installments of 25 percent over four years.