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Koppers Holdings Inc. — Director's Dealing 2020
Sep 1, 2020
32745_dirs_2020-09-01_3a13ef00-5dd0-418e-af71-58887e6bfba8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Koppers Holdings Inc. (KOP)
CIK: 0001315257
Period of Report: 2020-08-28
Reporting Person: BALL M LEROY (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-28 | Common Stock | M | 2500 | $20.00 | Acquired | 230576.2224 | Direct |
| 2020-08-28 | Common Stock | S | 2500 | $24.67 | Disposed | 229076.2224 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-28 | Employee Stock Options (Rights to Buy) | $20.00 | M | 2500 | Disposed | 2020-08-31 | Common Stock (2500) | Direct |
Footnotes
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.66 to $24.70, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F2: Includes a total of 1,000 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of June 30, 2020, the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).