Koppers Holdings Inc. — Director's Dealing 2018

Mar 6, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Koppers Holdings Inc. (KOP)
CIK: 0001315257
Period of Report: 2018-03-02

Reporting Person: Loadman Thomas D (SVP, N. American, RPS)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-02	Common Stock	A	5606	$0.00	Acquired	41697.7302	Direct
2018-03-02	Common Stock	M	462	$0.00	Acquired	42159.7302	Direct
2018-03-02	Common Stock	A	25376	$0.00	Acquired	67535.7302	Direct
2018-03-02	Common Stock	F	11727	$41.60	Disposed	55808.7302	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-02	Employee Stock Options (Rights to Buy)	$41.60	A	14264	Acquired	2028-03-02	Common Stock (14264)	Direct
2018-03-02	Restricted Stock Units	$	M	462	Acquired		Common Stock (462)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Represents previously granted performance share units for which the performance criteria for the three-year performance period of 2015 through 2017 have been satisfied.

F3: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based and performance-based restricted stock units.

F4: Includes 500 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

F5: The reporting person was granted stock options on March 2, 2018, which will vest 100 percent upon the first anniversary of the grant date.

F6: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.