KOPIN CORP — Director's Dealing 2020

Dec 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KOPIN CORP (KOPN)
CIK: 0000771266
Period of Report: 2020-12-16

Reporting Person: TSAUR BOR YEU (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-16	Common Stock	A	40000	—	Acquired	389564	Direct
2020-12-16	Common Stock	A	85000	—	Acquired	474564	Direct
2020-12-16	Common Stock	F	7466	$1.75	Disposed	467098	Direct
2020-12-16	Common Stock	D	33515	—	Disposed	433583	Direct

Footnotes

F1: Restricted stock shall vest upon the achievement of certain milestones, based on the Company's fiscal year 2021 results and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

F2: Restricted stock vests 20% on each of the five successive December 10 dates following the date of grant (12/16/20) and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan.

F3: Forfeiture of shares of restricted stock granted on February 20, 2014 under the 2010 Equity Incentive Plan, for which vesting requirements were not satisfied.