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KOHLS Corp — Director's Dealing 2014
May 27, 2014
31809_dirs_2014-05-27_b55e2e53-d99e-401e-b3ac-b70235844fd6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KOHLS Corp (KSS)
CIK: 0000885639
Period of Report: 2014-05-22
Reporting Person: MANSELL KEVIN (Director, Chairman, President, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-22 | Common Stock | M | 60671 | $35.50 | Acquired | 368185.38 | Direct |
| 2014-05-22 | Common Stock | S | 60671 | $53.09 | Disposed | 307514.38 | Direct |
| 2014-05-27 | Common Stock | M | 29652 | $35.50 | Acquired | 337166.38 | Direct |
| 2014-05-27 | Common Stock | S | 29652 | $53.38 | Disposed | 307514.38 | Direct |
| 2014-05-27 | Common Stock | M | 9677 | $35.50 | Acquired | 317191.38 | Direct |
| 2014-05-27 | Common Stock | S | 9677 | $54.14 | Disposed | 307514.38 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-22 | Employee Stock Option (Right to Buy) | $35.50 | M | 60671 | Disposed | 2015-01-27 | Common Stock (60671) | Direct |
| 2014-05-27 | Employee Stock Option (Right to Buy) | $35.50 | M | 39329 | Disposed | 2015-01-27 | Common Stock (39329) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 220492 | Indirect |
| Common Stock | 18789 | Indirect |
| Common Stock | 101281 | Indirect |
| Common Stock | 22778 | Indirect |
Footnotes
F1: The options exercised were granted to the reporting person in 2000 and were scheduled to expire at the end of their 15 year term in January, 2015.
F2: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00-$53.38, inclusive.
F3: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00-$53.97, inclusive.
F4: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00-$54.29, inclusive.
F5: Includes 247,281.38 unvested shares of restricted stock.
F6: Mr. Mansell is not the trustee or beneficiary of the family trust. He disclaims ownership of the trust's shares for purposes of Section 16 of the Exchange Act and, accordingly, disclaims any obligation to report its transactions.
F7: This report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or any other purpose.