AI assistant
KOHLS Corp — Director's Dealing 2014
Apr 1, 2014
31809_dirs_2014-04-01_a825ada1-4e02-4358-a428-e14a6a86f652.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KOHLS Corp (KSS)
CIK: 0000885639
Period of Report: 2014-03-28
Reporting Person: MANSELL KEVIN (Director, Chairman, President, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-28 | Common Stock | F | 5714 | $56.50 | Disposed | 178814.38 | Direct |
| 2014-03-30 | Common Stock | F | 2990 | $57.00 | Disposed | 175824.38 | Direct |
| 2014-03-31 | Common Stock | A | 131690 | — | Acquired | 307514.38 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 220492 | Indirect |
| Common Stock | 18789 | Indirect |
| Common Stock | 101281 | Indirect |
| Common Stock | 22778 | Indirect |
Footnotes
F1: Represents shares used to satisfy tax withholding obligation upon vesting of restricted stock under the Company's Long-Term Compensation Plans.
F2: Restricted shares issued to facilitate the transition to the Company's new Long-Term Incentive Plan ("LTIP"), in light of the 3-year cliff vesting schedule of the performance share units granted under the LTIP, as disclosed in the Company's 8-K filing dated January 13, 2014. These time-restricted shares vest in two equal annual installments on the first and second anniversaries of the Grant Date.
F3: Includes 247,281.38 unvested shares of restricted stock.
F4: Mr. Mansell is not the trustee or beneficiary of the family trust. He disclaims ownership of the trust's shares for purposes of Section 16 of the Exchange Act and, accordingly, disclaims any obligation to report its transactions.
F5: This report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or any other purpose.