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KOHLS Corp — Director's Dealing 2013
Oct 2, 2013
31809_dirs_2013-10-02_143b591f-99e9-4b43-b0d3-c094b1fbad81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KOHLS Corp (KSS)
CIK: 0000885639
Period of Report: 2013-10-01
Reporting Person: SICA FRANK V (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-01 | Common Stock | M | 3000 | $42.95 | Acquired | 18858.3 | Direct |
| 2013-10-01 | Common Stock | S | 2475 | $52.06 | Disposed | 16383.3 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-01 | Employee Stock Option (Right to Buy) | $42.95 | M | 3000 | Disposed | 2014-04-28 | Common Stock (3000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19628 | Indirect |
Footnotes
F1: Includes 1,948.3 unvested shares of restricted stock.
F2: This amount represents 14,628 shares held for the account of the Reporting Person's spouse and 5,000 shares held by a trust for the Reporting Person's children for which Reporting Person's spouse serves as a trustee. The filing of this report shall not be deemed an admission that Mr. Sica is the beneficial owner of these shares for purposes of Section 16 of the Exchange Act of 1934.
F3: In accordance with SEC rules, this number reflects only those shares remaining from this particular grant. It does not include any other securities that may be held, such as shares from other stock option grants.