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KOHLS Corp — Director's Dealing 2011
Mar 30, 2011
31809_dirs_2011-03-30_fa0ab3b5-5fac-4397-8294-9c6844905a4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KOHLS Corp (KSS)
CIK: 0000885639
Period of Report: 2011-03-28
Reporting Person: MANSELL KEVIN (Director, Chairman, President, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-28 | Common Stock | A | 53030 | — | Acquired | 244140 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-28 | Employee Stock Options | $52.80 | A | 192572 | Acquired | 2018-03-28 | Common Stock (192572) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 138000 | Indirect |
| Common Stock | 62425 | Indirect |
| Common Stock | 62425 | Indirect |
| Common Stock | 4628 | Indirect |
Footnotes
F1: Award of restricted stock under the Company's 2003 Long-Term Compensation Plan. The restricted shares vest in five equal annual installments on the first through fifth anniversaries of the Grant Date. Vesting is contingent upon the Company beating its peer performance index, which measures growth in total sales and comparable store sales for the Company's 2011 or 2012 fiscal years.-
F2: Includes 12,481 unvested performance shares and 165,199 unvested restricted shares. In accordance with SEC rules, this number does not include other forms of securities held, such as vested stock options.
F3: Mr. Mansell is not the trustee or beneficiary of the family trust. He disclaims ownership of the trust's shares for purposes of Section 16 of the Exchange Act and, accordingly, disclaims any obligation to report its transactions.
F4: This report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or any other purpose.
F5: This report should not be deemed an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or any other purpose.
F6: Exercisable in five equal annual installments on the first through fifth anniversaries of the Grant Date.