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KOHLS Corp — Director's Dealing 2011
Mar 3, 2011
31809_dirs_2011-03-03_ac11e71c-f600-4cc9-8c41-9ba92af3b629.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KOHLS Corp (KSS)
CIK: 0000885639
Period of Report: 2011-03-01
Reporting Person: ESKENASI PEGGY (Sr. Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-01 | Common Stock | A | 56306 | — | Acquired | 94290 | Direct |
| 2001-03-01 | Common Stock | J | 11262 | — | Disposed | 83028 | Direct |
| 2001-03-01 | Common Stock | J | 830 | — | Disposed | 82198 | Direct |
| 2001-03-01 | Common Stock | J | 755 | — | Disposed | 81443 | Direct |
| 2001-03-01 | Common Stock | J | 7245 | — | Disposed | 74198 | Direct |
| 2001-03-01 | Common Stock | J | 1373 | — | Disposed | 72845 | Direct |
| 2001-03-01 | Common Stock | J | 6764 | — | Disposed | 66061 | Direct |
| 2001-03-01 | Common Stock | J | 2026 | — | Disposed | 64035 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-01 | Employee Stock Option (Right to Buy) | $50.00 | J | 33975 | Disposed | 2019-10-04 | Common Stock (33975) | Direct |
| 2011-03-01 | Employee Stock Option (Right to Buy) | $46.20 | J | 9000 | Disposed | 2020-02-23 | Common Stock (9000) | Direct |
| 2011-03-01 | Employee Stock Option (Right to Buy) | $51.81 | J | 13775 | Disposed | 2013-03-27 | Common Stock (13775) | Direct |
| 2011-03-01 | Employee Stock Option (Right to Buy) | $75.95 | J | 9955 | Disposed | 2014-03-26 | Common Stock (9955) | Direct |
| 2011-03-01 | Employee Stock Option (Right to Buy) | $42.89 | J | 4533 | Disposed | 2015-03-31 | Common Stock (4533) | Direct |
| 2011-03-01 | Employee Stock Option (Right to Buy) | $41.63 | J | 5150 | Disposed | 2016-03-30 | Common Stock (5150) | Direct |
Footnotes
F1: Award of restricted stock under Company's 2010 Long-Term Compensation Plan. The restricted shares vest in five equal annual installments on the first through fifth anniversaries of 3/1/11. Vesting is contingent upon the Company achieving net income of at least $1,000,000,000 in either fiscal year 2011 or fiscal year 2012.
F2: Transferred to ex-spouse pursuant to Qualified Domestic Relations Order.
F3: Shares are restricted stock under Company's 2010 Long-Term Compensation Plan. The restricted shares vest in five equal annual installments on the first through fifth anniversaries of 3/1/11. Vesting is contingent upon the Company achieving net income of at least $1,000,000,000 in either fiscal year 2011 or fiscal year 2012.
F4: Shares are restricted stock under Company's 2003 Long Term Compensation Plan. The restricted shares vest on 3/26/11.
F5: Shares are restricted stock under Company's 2003 Long Term Compensation Plan. 377 shares vest on 3/31/11 and 378 vest on 3/31/12.
F6: Shares are restricted stock under Company's 2003 Long Term Compensation Plan. 1,811 shares vest on 3/30/11, 3/30/12 and 3/30/13, 1,812 vest on 3/30/14.
F7: Shares are restricted stock under Company's 2003 Long Term Compensation Plan. 343 shares vest on 3/30/11, 344 shares vest on 3/30/12 and 343 shares vest on each of 3/30/13 and 3/30/14.
F8: Shares are restricted stock under Company's 2003 Long Term Compensation Plan. 1,353 shares vest on each of 3/29/11 and 3/29/12. 1,352 shares vest on 3/29/13 and 1,353 shares vest on each of 3/29/14 and 3/29/15.
F9: Includes 62,008 unvested shares of restricted stock.
F10: Stock options granted pursuant to the Company's 2003 Long Term Compensation Plan. 28,617 shares vested. 5,358 shares vest on 10/04/11.
F11: Fully vested stock options granted pursuant to the Company's 2003 Long Term Compensation Plan.
F12: Fully vested stock options granted pursuant to the Company's 2003 Long Term Compensation Plan.
F13: Stock options granted pursuant to the Company's 2003 Long Term Compensation Plan. 7,466 shares vested. 2,489 shares vest on 3/26/11.
F14: Stock options granted pursuant to the Company's 2003 Long Term Compensation Plan. 2,267 shares vested. 1,133 shares vest on each of 3/31/11 and 3/31/12.
F15: Stock options granted pursuant to the Company's 2003 Long Term Compensation Plan. 1,030 shares vested. 1,030 shares vest on each of 3/30/11, 3/30/12, 3/30/13 and 3/30/14.