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Knightscope, Inc. — Capital/Financing Update 2017
Sep 19, 2017
34490_rns_2017-09-19_a197272c-0507-4aba-b59c-d6b73cadad0e.zip
Capital/Financing Update
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1-U 1 v475468_1-u.htm FORM 1-U
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 1-U
Current Report Pursuant to Regulation A
Date of Report: September 13, 2017
(Date of earliest event reported)
Knightscope, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 32-0487554 |
|---|---|
| (State or other incorporation) | (I.R.S. Employer Identification No.) |
1070 Terra Bella Avenue
Mountain View, CA 94043
(Full mailing address of principal executive offices)
(650) 924-1025
(Issuer’s telephone number, including area code)
Series m Preferred Stock
(Title of each class of securities issued pursuant to Regulation A)
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Item 8. Certain Unregistered Sales of Equity Securities
Between September 13, 2017 and September 18, 2017, Knightscope, Inc. (the “ Company ”) sold 834,090 shares (the “ Shares ”) of Series m Preferred Stock (the “ Series m ”) for aggregate cash consideration of $2,502,270 at a cash price per share of $3.00 per share. None of the Shares were sold by or for the account of any person who at the time was a director, officer, promoter or principal securityholder of the Company, or was an underwriter of any securities of the Company. The Shares were sold in reliance upon Rule 506 of Regulation D and Regulation S under the Securities Act of 1933, as amended (the “ Securities Act ”), and/or Section 4(2) of the Securities Act.
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SIGNATURES
Pursuant to the requirements of Regulation A, the issuer has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Knightscope, Inc. | |
|---|---|
| By: | /s/ William Santana Li |
| Name: | William Santana Li |
| Title: | Chief Executive Officer |
| Date: | September 19, 2017 |
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