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KML Technology Group Limited Capital/Financing Update 2017

Sep 29, 2017

51248_rns_2017-09-28_a32a0e92-e3da-40a9-92da-651dbc5dab55.pdf

Capital/Financing Update

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Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並 直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口 或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

This Application Form uses the same terms as defined in the prospectus of KML Technology Group Limited (the “ Company ”) dated 29 Staple your September 2017 (the “ Prospectus ”). 本申請表格使用高萌科技集團有限公司(「 本公司 」)於二零一七年九月二十九日刊發的招股章程(「 招股章程 」)所界定的相同詞彙。 payment here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public Offer Shares in any 請將股款 jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 緊釘在此 本申請表格及招股章程概不構成在香港以外任何司法管轄區要約出售或游說要約購買任何公開發售股份。若無根據美國《證券法》

本申請表格及招股章程概不構成在香港以外任何司法管轄區要約出售或游說要約購買任何公開發售股份。若無根據美國《證券法》 登記或豁免登記,公開發售股份不得在美國提呈發售或出售。

This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction.

在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法管轄區內概不得發送或派發或複製(不論方式,也不論 全部或部分)本申請表格及招股章程。

Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents delivered to the Registrar of Companies in Hong Kong” in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈香港公司註冊處處長文件」一段所述其他文件已按香港法例第 32 章公司(清 盤及雜項條文)條例第342C條規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交 所 」)、香港中央結算有限公司(「 香港結算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對此等文件的內 容概不負責。 KML Technology Group Limited 高萌科技集團有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立之有限公司) Stock Code : 8065 股份代號 : 8065 Offer Price : Not more than HK$0.72 per Offer Share and expected to be not less than HK$0.48 per Offer Share, plus brokerage of 1.0%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 發售價 : 不超過每股發售股份0.72港元及預計不低於每股發 售股份0.48港元,另加1.0%經紀佣金、0.0027%證 監會交易徵費及0.005%聯交所交易費(須於申請時 以港元繳足及多繳股款可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on , 一 。 the application procedures. 招股章程載有其他關於申請程序的資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: KML Technology Group Limited 致: 高萌科技集團有限公司 The Sole Sponsor 獨家保薦人 The Joint Bookrunners 聯席賬簿管理人 The Joint Lead Managers 聯席牽頭經辦人 The Public Offer Underwriters 公開發售包銷商

Applicants’ declaration

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of the “Effect of completing and submitting this Application Form” section of this Application Form.

申請人聲明 本人╱吾等同意本申請表格及招股章程的條款 及條件以及申請程序。請參閱本申請表格「填 寫及遞交本申請表格的效用」一節。

一 警告:任何人士只限作出 次為其利益而進行 。 的認購申請 請參閱本申請表格「填寫及遞交 本申請表格的效用」一節最後四點。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央結算及交收 系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口, 請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 Broker No. 經紀號碼 Broker’s Chop 經紀印章

Date 日期: ╱ ╱ D 日 M 月 Y 年

Number of Public Offer Shares applied for (not more than 10,000,000 shares) Cheque/banker’s cashier order number 支票╱銀行本票號碼 申請公開發售股份數目(不超過10,000,000股股份) Name of bank on which cheque/banker’s cashier order is drawn (see Total amount 總額 “How to make your application” section) 兌現支票╱銀行本票的 銀行名稱(請參閱「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護 照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong Business 所有其他聯名申請人的英文姓名╱名稱(如有) Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號 (1) 碼╱香港商業登記號碼(請刪除不適用者) (1) (2) (2) (3) (3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit THIS BOX MUST BE DULY COMPLETED if you do not complete this section. Please provide an account 必須填妥此欄 number or identification code for each (joint) beneficial owner. 由 Participant I.D. of the CCASS Investor Participant or designated CCASS 代名人遞交:代名人若不填寫本節,是項認購申請將視作 Participant 中央結算系統投資者戶口持有人或指定的中央結算系統參與 以 閣下利益提出。請填寫每名(聯名)實益擁有人的賬戶號 者的參與者編號 碼或識別編碼。

ADDRESS LABEL 地址標貼(Your name(s) and address in Hong Kong in BLOCK letters 請用英文正楷填寫姓名╱名稱及香港地 址)

For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結 算系統參與者或中央結算系統公司投資者戶口持有人,請加蓋顯示公 司名稱的公司印章

(See paragraph 2 in the section “How to make your application”) (請參閱「申請手續」一節第2段)

For Internal use 此欄供內部使用

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並 直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口 或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

  • (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your ”

  • application .

    • 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬個別人士) 或香港商業登記號碼(如屬法人團體),請參閱「申請手續」一節第 2 段。
  • (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor

  • Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬 個別人士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份 證號碼,否則請填寫護照號碼)。如屬法人團體,請填寫香港商業登記號碼。

  • (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款,退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請 人的香港身份證號碼╱ 護照號碼的一部分。有關資料將用於核實申請表格的有效性,亦會轉交 第三方作資料核實和退款。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照 號碼。

  • (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。

  • (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法

==> picture [535 x 235] intentionally omitted <==

----- Start of picture text -----

Participant): For an individual, you must provide your Hong Kong Identity Card number or
passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do
not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate,
please provide your Hong Kong Business Registration number.
如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬
個別人士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份
證號碼,否則請填寫護照號碼)。如屬法人團體,請填寫香港商業登記號碼。
(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the
first-named applicant may be printed on your refund cheque (if any). Such data will be used for
checking the validity of Application Form and such data would also be transferred to a third party
for such purpose and refund purpose. Your banker may require verification of your Hong Kong
Identity Card number/passport number before you can cash your refund cheque.
日後如需退回申請股款,退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請
人的香港身份證號碼╱ 護照號碼的一部分。有關資料將用於核實申請表格的有效性,亦會轉交
第三方作資料核實和退款。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照
號碼。
樣版
----- End of picture text -----

  • (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers.

  • 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法 人團體)其香港商業登記號碼。

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS

NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of
Public
Offer Shares
applied for
Amount
payable on
application
HK$
No. of
Public
Offer Shares
applied for
Amount
payable on
application
HK$
No. of
Public
Offer Shares
applied for
Amount
payable on
application
HK$
No. of
Public
Offer Shares
applied for
Amount
payable on
application
HK$
5,000
10,000
15,000
20,000
25,000
30,000
35,000
40,000
45,000
3,636.28
7,272.55
10,908.83
14,545.11
18,181.39
21,817.66
25,453.94
29,090.22
32,726.49
50,000
60,000
70,000
80,000
90,000
100,000
200,000
300,000
400,000
36,362.77
43,635.33
50,907.88
58,180.44
65,452.99
72,725.54
145,451.09
218,176.63
290,902.18
500,000
600,000
700,000
800,000
900,000
1,000,000
2,000,000
3,000,000
4,000,000
363,627.72
436,353.26
509,078.81
581,804.35
654,529.90
727,255.44
1,454,510.88
2,181,766.32
2,909,021.76
5,000,000
6,000,000
7,000,000
8,000,000
9,000,000
10,000,0001
3,636,277.20
4,363,532.64
5,090,788.08
5,818,043.52
6,545,298.96
7,272,554.40
(1)
Maximum number of Public Offer Shares you may apply for.
2.
You, as the applicant(s), must complete the form in English as indicated below and sign on the second

35,000 25,453.94 200,000 145,451.09 2,000,000 1,454,510.88 40,000 29,090.22 300,000 218,176.63 3,000,000 2,181,766.32 45,000 32,726.49 400,000 290,902.18 4,000,000 2,909,021.76 Maximum number of Public Offer Shares you may apply for. chop). • company name) and insert its participant I.D. in the appropriate box. If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number; • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • of all joint investor participants; • your participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • the form must contain your company NAME and Hong Kong Business Registration number; • appropriate box. bearing its company name or other similar matters may render your application invalid. requirements: que must:ue must: Banker’s cashier order must: be in Hong Kong dollars;

  • (1) Maximum number of Public Offer Shares you may apply for. 2. You, as the applicant(s), must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS investor participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box.

  • If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number; • your participant I.D. must be inserted in the appropriate box.

  • If you are applying as a joint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants;

  • • your participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • the form must contain your company NAME and Hong Kong Business Registration number;

  • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.

  • Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

    1. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

Banker’s cashier order must:

  • The cheque must:ue must: • be in Hong Kong dollars; • not be post-dated;

  • be made payable to “ Ting Hong Nominees Limited — KML Tech Public Offer ”;

  • • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong Kong, account in Hong Kong; and and have your name certified on the back by a

  • • show your account name, which must either be person authorised by the bank. The name on the pre-printed on the cheque, or be endorsed on the banker’s cashier order must correspond with back by a person authorised by the bank. This your name. If it is a joint application, the name account name must correspond with your name. on the back of the banker’s cashier order must If it is a joint application, the account name be the same as the first-named applicant’s name. must be the same as the first-named applicant’s name.

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches or subbranches of DBS Bank (Hong Kong) Limited:

Address

Branch Name Address Hong Kong Island North Point Branch G/F, 391 King’s Road, North Point Kowloon San Po Kong – SME Banking Units 01 & 02, G/F, Winning Centre, Centre 29 Tai Yau Street, San Po Kong Yaumatei Branch G/F & 1/F, 131-137 Woo Sung Street, Yau Ma Tei New Territories Kwai Chung Branch G/F, 1001 Kwai Chung Road, Kwai Chung 5. Your Application Form can be lodged at these times: Friday, 29 September 2017 — 9:00 a.m. to 5:00 p.m. Saturday, 30 September 2017 — 9:00 a.m. to 1:00 p.m. Tuesday, 3 October 2017 — 9:00 a.m. to 5:00 p.m. Wednesday, 4 October 2017 — 9:00 a.m. to 5:00 p.m. Friday, 6 October 2017 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Friday, 6 October 2017. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to Apply for Public Offer Shares — 10. Effect of bad weather on the opening and closing of the application lists” in the Prospectus.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開 發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統 投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

申請手續

  1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 5,000 股公開發售股份,並 為下表所列的其中一個數目,否則恕不受理。
申請手續
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為5,000股公開發售股份,並
為下表所列的其中一個數目,否則恕不受理。
申請手續
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為5,000股公開發售股份,並
為下表所列的其中一個數目,否則恕不受理。
申請手續
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為5,000股公開發售股份,並
為下表所列的其中一個數目,否則恕不受理。
申請手續
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為5,000股公開發售股份,並
為下表所列的其中一個數目,否則恕不受理。
可供申請認購股份數目及應繳款項
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
5,000
10,000
15,000
20,000
25,000
30,000
35,000
40,000
45,000
3,636.28
7,272.55
10,908.83
14,545.11
18,181.39
21,817.66
25,453.94
29,090.22
32,726.49
50,000
60,000
70,000
80,000
90,000
100,000
200,000
300,000
400,000
36,362.77
43,635.33
50,907.88
58,180.44
65,452.99
72,725.54
145,451.09
218,176.63
290,902.18
500,000
600,000
700,000
800,000
900,000
1,000,000
2,000,000
3,000,000
4,000,000
363,627.72
436,353.26
509,078.81
581,804.35
654,529.90
727,255.44
1,454,510.88
2,181,766.32
2,909,021.76
5,000,000
6,000,000
7,000,000
8,000,000
9,000,000
10,000,0001
3,636,277.20
4,363,532.64
5,090,788.08
5,818,043.52
6,545,298.96
7,272,554.40
mple樣
(1)
閣下可申請認購的公開發售股份最高數目。
2.閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格第二頁簽署,只接納親
筆簽名(不得以個人印章代替)。

閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:
‧ 該指定中央結算系統參與者必須於表格蓋上公司印章(附有公司名稱),並在適當方格內
填寫參與者編號。

閣下以個人中央結算系統投資者戶口持有人名義提出申請:
‧ 表格須載有
閣下的姓名和香港身份證號碼;
‧ 須在適當方格內填寫
閣下的參與者編號。

閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:
‧ 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼;
‧ 須在適當方格內填寫
閣下的參與者編號。

閣下以公司中央結算系統投資者戶口持有人名義提出申請:
‧ 表格須載有
閣下的公司名稱和香港商業登記號碼;
‧ 須在適當方格內填寫
閣下的參與者編號並蓋上公司印章(附有公司名稱)。
中央結算系統參與者的資料(包括參與者編號及╱或附有公司名稱之公司印章)或其他類似事
項如有不確或遺漏,均可能導致申請無效。
3.閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張
獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:

支票必須:

銀行本票必須:
Sa
‧ 為港元;
‧ 不得為期票;
‧ 註明抬頭人為「鼎康代理人有限公司 — 高萌科技公開發售」;
‧ 劃線註明「只准入抬頭人賬戶」;

‧ 從
閣下在香港的港元銀行賬戶中開出;

‧ 顯示
閣下的賬戶名稱,而該賬戶名稱必
須已預印在支票上,或由有關銀行授權的
人士在支票背書。賬戶名稱必須與
閣下
姓名╱名稱相同。如屬聯名申請,賬戶名
稱必須與排名首位申請人的姓名╱名稱相
同。

‧ 須由香港持牌銀行開出,並由有關銀行授
權的人士在銀行本票背面簽署核證 閣下姓
名╱名稱。銀行本票所示姓名╱名稱須與
閣下姓名╱名稱相同。如屬聯名申請,銀
行本票背面所示姓名╱名稱必須與排名首
位申請人的姓名╱名稱相同。

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開 發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統 投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

  1. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入星展銀行 (香港)有限公司下列任何一家分行特設的收集箱:

分行名稱 地址 港島區 北角分行 北角英皇道 391 號地下 九龍區 新蒲崗-中小企業銀行 新蒲崗大有街 29 號宏基中心地下 01 及 02 單位 油麻地分行 油麻地吳松街 131-137 號地下及 1 樓 新界區 葵涌分行 葵涌葵涌道 1001 號地下 5. 閣下可於下列時間遞交申請表格: 二零一七年九月二十九日(星期五)-上午九時正至下午五時正 二零一七年九月三十日(星期六)-上午九時正至下午一時正 二零一七年十月三日(星期二)-上午九時正至下午五時正 二零一七年十月四日(星期三)-上午九時正至下午五時正 二零一七年十月六日(星期五)-上午九時正至中午十二時正 6. 截止遞交申請的時間為二零一七年十月六日(星期五)中午十二時正。本公司將於當日上午 十一時四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的 — 天氣情況(詳情請參閱招股章程「如何申請公開發售股份 10. 惡劣天氣對開始及截止辦理申 請登記之影響」一節)。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

KML Technology Group Limited 高萌科技集團有限公司

(Incorporated in the Cayman Islands with limited liability)

SHARE OFFER

on any other information or representations except those in any supplement to the Prospectus;

Conditions of your application

A. Who can apply

  1. You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.

• confirm that you are aware of the restrictions on the Share Offer in the Prospectus;

  1. If you are a firm, the application must be in the individual • agree that none of the Company, the Sole Sponsor, the Joint members’ names. Bookrunners, the Underwriters, their respective directors, officers, 3. The number of joint applicants may not exceed 4. employees, partners, agents, advisers and any other parties 4. If you are a body corporate, the application must be signed by a involved in the Share Offer is or will be liable for any information duly authorised officer, who must state his representative capacity, and representations not in the Prospectus (and any supplement to and stamped with your corporation’s chop. it); 5. You must be outside the United States, not be a United States • undertake and confirm that you or the person(s) for whose benefit Person (as defined in Regulation S under the U.S. Securities Act) you have made the application have not applied for or taken up, and not be a legal or natural person of the PRC. or indicated an interest for, and will not apply for or take up, or 6. Unless permitted by the GEM Listing Rules, you cannot apply for indicate an interest for, any Placing Shares under the Placing nor any Public Offer Shares if you: participated in the Placing; • are an existing beneficial owner of shares in the Company and/ • agree to disclose to the Company, the Sole Sponsor, our Hong or any of its subsidiaries; Kong Share Registrar, receiving bank, the Joint Bookrunners, • are a Director or chief executive officer of the Company and/or the Underwriters and/or their respective advisers and agents any any of its subsidiaries; personal data which they may require about you and the person(s) • are a connected person of the Company or will become for whose benefit you have made the application; a connected person of the Company immediately upon • if the laws of any place outside Hong Kong apply to your completion of the Share Offer; application, agree and warrant that you have complied with all • are an associate of any of the above; or such laws and none of the Company, the Sole Sponsor, the Joint • have been allocated or have applied for or indicated an Bookrunners and the Underwriters nor any of their respective interest in any Placing Shares under the Placing or otherwise officers or advisers will breach any law outside Hong Kong as a participated in the Placing. result of the acceptance of your offer to purchase, or any action B. If you are a nominee arising from your rights and obligations under the terms and You, as a nominee, may make more than one application for the conditions contained in the Prospectus and this Application Form; Public Offer Shares by: (i) giving electronic instructions to HKSCC • agree that once your application has been accepted, you may not via Central Clearing and Settlement System (“ CCASS ”) (if you are a rescind it because of an innocent misrepresentation; CCASS Participant); or (ii) using a WHITE or YELLOW Application • agree that your application will be governed by the laws of Hong Kong; Form, and lodge more than one application in your own name on • represent, warrant and undertake that (i) you understand that the behalf of different beneficial owners. Public Offer Shares have not been and will not be registered under C. Effect of completing and submitting this Application Form the U.S. Securities Act; and (ii) you and any person for whose By completing and submitting this Application Form, you (and if you benefit you are applying for the Public Offer Shares are outside are joint applicants, each of you jointly and severally) for yourself or the United States (as defined in Regulation S) or are a person as an agent or a nominee on behalf of each person for whom you act: described in paragraph (h)(3) of Rule 902 of Regulation S; undertake to execute all relevant documents and instruct and • warrant that the information you have provided is true and authorise the Company and/or the Joint Bookrunners (or their accurate;

  2. If you are a firm, the application must be in the individual members’ names.

  3. If you are a firm, the application must be in the individual • agree that none of the Company, the Sole Sponsor, the Joint members’ names. Bookrunners, the Underwriters, their respective directors, officers,

  4. The number of joint applicants may not exceed 4. employees, partners, agents, advisers and any other parties 4. If you are a body corporate, the application must be signed by a involved in the Share Offer is or will be liable for any information duly authorised officer, who must state his representative capacity, and representations not in the Prospectus (and any supplement to and stamped with your corporation’s chop. it);

  5. You must be outside the United States, not be a United States • undertake and confirm that you or the person(s) for whose benefit Person (as defined in Regulation S under the U.S. Securities Act) you have made the application have not applied for or taken up, and not be a legal or natural person of the PRC. or indicated an interest for, and will not apply for or take up, or

  6. Unless permitted by the GEM Listing Rules, you cannot apply for indicate an interest for, any Placing Shares under the Placing nor any Public Offer Shares if you: participated in the Placing; • are an existing beneficial owner of shares in the Company and/ • agree to disclose to the Company, the Sole Sponsor, our Hong or any of its subsidiaries; Kong Share Registrar, receiving bank, the Joint Bookrunners,

• are a Director or chief executive officer of the Company and/or the Underwriters and/or their respective advisers and agents any any of its subsidiaries; personal data which they may require about you and the person(s)

• are a connected person of the Company or will become for whose benefit you have made the application; a connected person of the Company immediately upon • if the laws of any place outside Hong Kong apply to your completion of the Share Offer; application, agree and warrant that you have complied with all

• are an associate of any of the above; or such laws and none of the Company, the Sole Sponsor, the Joint • have been allocated or have applied for or indicated an Bookrunners and the Underwriters nor any of their respective interest in any Placing Shares under the Placing or otherwise officers or advisers will breach any law outside Hong Kong as a participated in the Placing. result of the acceptance of your offer to purchase, or any action

B. If you are a nominee arising from your rights and obligations under the terms and You, as a nominee, may make more than one application for the conditions contained in the Prospectus and this Application Form; Public Offer Shares by: (i) giving electronic instructions to HKSCC • agree that once your application has been accepted, you may not via Central Clearing and Settlement System (“ CCASS ”) (if you are a rescind it because of an innocent misrepresentation;

  1. The number of joint applicants may not exceed 4.

  2. If you are a body corporate, the application must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop.

  3. You must be outside the United States, not be a United States Person (as defined in Regulation S under the U.S. Securities Act) and not be a legal or natural person of the PRC.

  4. Unless permitted by the GEM Listing Rules, you cannot apply for any Public Offer Shares if you:

B. If you are a nominee

You, as a nominee, may make more than one application for the Public Offer Shares by: (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.

  • agree that your application will be governed by the laws of Hong Kong;

  • • represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Public Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;

C. Effect of completing and submitting this Application Form

By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:

  • undertake to execute all relevant documents and instruct and authorise the Company and/or the Joint Bookrunners (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association;

  • warrant that the information you have provided is true and accurate;

  • agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;

  • authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/ or its agents to deposit any Share certificate(s) into CCASS and/ or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you are eligible to collect refund cheque(s) in person;

  • agree to comply with the Companies Ordinance, Companies (Winding up and Miscellaneous Provisions) Ordinance and the Articles of Association;

  • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

  • confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely

  • agree that the Public Offer Shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS participant;

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  • agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted shares issued in the name of HKSCC Nominees or not to accept such allotted shares for deposit into CCASS; (2) to cause such allotted shares to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted shares to be issued in your name (or, if you are a joint applicant, to the first-named applicant) and in such a case, to post the certificates for such allotted shares at your own risk to the address on your application form by ordinary post or to make available the same for your collection;

The Company expects to announce the final Offer Price, the level of the indication of interest in the Placing, the level of applications under the Public Offer and the basis of allocation of the Public Offer on Friday, 13 October 2017 on the Company’s website at www.kml.com.hk and the website of the Stock Exchange at www. hkexnews.hk .

Results of allocations in the Public Offer, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.

If your application for Public Offer Shares is successful (in whole or in part)

  • agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted Shares issued in the name of HKSCC Nominees;

the number of allotted Shares issued in the name of HKSCC If your application is wholly or partially successful, your Share Nominees; certificate(s) (subject to their becoming valid certificates of title agree that neither HKSCC nor HKSCC Nominees shall have any provided that the Share Offer has become unconditional and not liability for the information and representations not so contained in having been terminated at 8:00 a.m. on Monday, 16 October 2017) will the Prospectus and this application form; be issued in the name of HKSCC Nominees and deposited directly into agree that neither HKSCC nor HKSCC Nominees shall be liable to CCASS for credit to your CCASS Investor Participant stock account or you in any way; the stock account of your designated CCASS Participant as instructed declare and represent that this is the only application made and the by you in your Application Form on Friday, 13 October 2017 or, in only application intended by you to be made to benefit you or the the event of a contingency, on any other date as shall be determined by person for whose benefit you are applying; HKSCC or HKSCC Nominees. understand that the Company, the Sole Sponsor, the Joint • If you are applying through a designated CCASS Participant Bookrunners and the Underwriters, any of their respective (other than a CCASS Investor Participant): For Public Offer directors, officers or representatives or any other person or party Shares credited to the stock account of your designated CCASS involved in the Share Offer will rely on your declarations and Participant (other than a CCASS Investor Participant), you can representations in deciding whether or not to make any allotment check the number of Public Offer Shares allotted to you with that of any of the Public Offer Shares to you and that you may be CCASS Participant. prosecuted for making a false declaration; • If you are applying as a CCASS Investor Participant: The (if the application is made for your own benefit) warrant that no Company expects to publish the results of CCASS Investor other application has been or will be made for your benefit on a Participants’ applications together with the results of the Public WHITE or YELLOW Application Form or by giving electronic Offer on the Company’s website at www.kml.com.hk application instructions to HKSCC or to the HK eIPO White Form website of the Stock Exchange at www.hkexnews.hk Service Provider by you or by any one as your agent or by any 13 October 2017. You should check the announcement published other person; and by the Company and report any discrepancies to HKSCC before (if you are making the application as an agent for the benefit of 5:00 p.m. on Friday, 13 October 2017 or such other date as shall be another person) warrant that (i) no other application has been or determined by HKSCC or HKSCC Nominees. Immediately after will be made by you as agent for or for the benefit of that person the credit of the Public Offer Shares to your stock account you can or by that person or by any other person as agent for that person on check your new account balance via the CCASS Phone System a WHITE or YELLOW Application Form or by giving electronic and CCASS Internet System (under the procedures contained application instructions to HKSCC or to the HK eIPO White in HKSCC’s “An Operating Guide for Investor Participants” in Form Service Provider and (ii) you have due authority to sign the effect from time to time). HKSCC will also make available to you Application Form or give electronic application instructions on an activity statement showing the number of Public Offer Shares behalf of that other person as their agent. credited to your stock account. D. Power of attorney No receipt will be issued for application money paid. The Company If your application is made through an authorised attorney, the will not issue temporary documents of title. Company and the Joint Bookrunners may accept or reject your Refund of your money

  • the number of allotted Shares issued in the name of HKSCC If your application is wholly or partially successful, your Share Nominees; certificate(s) (subject to their becoming valid certificates of title

  • • agree that neither HKSCC nor HKSCC Nominees shall have any provided that the Share Offer has become unconditional and not liability for the information and representations not so contained in having been terminated at 8:00 a.m. on Monday, 16 October 2017) will the Prospectus and this application form; be issued in the name of HKSCC Nominees and deposited directly into

  • • agree that neither HKSCC nor HKSCC Nominees shall be liable to CCASS for credit to your CCASS Investor Participant stock account or you in any way; the stock account of your designated CCASS Participant as instructed

  • • declare and represent that this is the only application made and the by you in your Application Form on Friday, 13 October 2017 or, in only application intended by you to be made to benefit you or the the event of a contingency, on any other date as shall be determined by person for whose benefit you are applying; HKSCC or HKSCC Nominees.

  • • understand that the Company, the Sole Sponsor, the Joint • If you are applying through a designated CCASS Participant Bookrunners and the Underwriters, any of their respective (other than a CCASS Investor Participant): For Public Offer directors, officers or representatives or any other person or party Shares credited to the stock account of your designated CCASS involved in the Share Offer will rely on your declarations and Participant (other than a CCASS Investor Participant), you can representations in deciding whether or not to make any allotment check the number of Public Offer Shares allotted to you with that of any of the Public Offer Shares to you and that you may be CCASS Participant. prosecuted for making a false declaration; • If you are applying as a CCASS Investor Participant: The

  • • (if the application is made for your own benefit) warrant that no Company expects to publish the results of CCASS Investor other application has been or will be made for your benefit on a Participants’ applications together with the results of the Public WHITE or YELLOW Application Form or by giving electronic Offer on the Company’s website at www.kml.com.hk and the application instructions to HKSCC or to the HK eIPO White Form website of the Stock Exchange at www.hkexnews.hk on Friday, Service Provider by you or by any one as your agent or by any 13 October 2017. You should check the announcement published other person; and by the Company and report any discrepancies to HKSCC before

  • • (if you are making the application as an agent for the benefit of 5:00 p.m. on Friday, 13 October 2017 or such other date as shall be another person) warrant that (i) no other application has been or determined by HKSCC or HKSCC Nominees. Immediately after will be made by you as agent for or for the benefit of that person the credit of the Public Offer Shares to your stock account you can or by that person or by any other person as agent for that person on check your new account balance via the CCASS Phone System a WHITE or YELLOW Application Form or by giving electronic and CCASS Internet System (under the procedures contained application instructions to HKSCC or to the HK eIPO White in HKSCC’s “An Operating Guide for Investor Participants” in Form Service Provider and (ii) you have due authority to sign the effect from time to time). HKSCC will also make available to you Application Form or give electronic application instructions on an activity statement showing the number of Public Offer Shares behalf of that other person as their agent. credited to your stock account.

  • (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.

No receipt will be issued for application money paid. The Company will not issue temporary documents of title.

D. Power of attorney

If your application is made through an authorised attorney, the Company and the Joint Bookrunners may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.

If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1.0% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1.0% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.

Determination of Offer Price and Allocation of Public Offer Shares

The Offer Price is expected to be fixed on or around Monday, 9 October 2017.

Applicants are required to pay the maximum Offer Price of HK$0.72 for each Public Offer Share together with 1.0% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Company and the Joint Bookrunners (for themselves and on behalf of the other Underwriters) on or before Thursday, 12 October 2017, the Share Offer will not proceed.

The refund procedures are stated in the “How to Apply for Public Offer Shares —14. Dispatch/Collection of Share certificates and refund monies” section in the Prospectus.

Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

KML Technology Group Limited 高萌科技集團有限公司 (於開曼群島註冊成立之有限公司)

股份發售

料或陳述;

申請條件

  • 確認 閣下知悉招股章程內有關股份發售的限 制;

  • 甲 . 可提出申請的人士 確認 閣下知悉招股章程內有關股份發售的限 1. 閣下及 閣下為其利益提出申請的人士必須年 制; 滿 18 歲並有香港地址。 • 同意本公司、獨家保薦人、聯席賬簿管理人、

    1. 如 閣下為商號,申請須以個別成員名義提出。 包銷商、彼等各自的董事、高級職員、僱員、 3. 聯名申請人不得超過四名。 合夥人、代理、顧問及參與股份發售的任何其 4. 如 閣下為法人團體,申請須經獲正式授權人 他人士現時及日後均毋須對並非載於招股章程 員簽署,並註明其所屬代表身份及蓋上公司印 (及其任何補充文件)的任何資料及陳述負責; 章。 • 承諾及確認 閣下或 閣下為其利益提出申請
    1. 閣下必須身處美國境外,並非美籍人士(定義請 的人士並無申請或接納或表示有意認購(亦不會 參閱美國《證券法》S 規例),亦非中國法人或自 申請或接納或表示有意認購)配售的任何配售股 然人。 份亦無參與配售;
    1. 除《創業板上市規則》批准外,下列人士概不得 • 同意在本公司、獨家保薦人、香港股份過戶登 申請認購任何公開發售股份: 記處、收款銀行、聯席賬簿管理人、包銷商 • 本公司及╱或其任何附屬公司股份的現有 及╱或彼等各自的顧問及代理提出要求時,向 實益擁有人; 彼等披露其所要求提供有關 閣下及 閣下為
  • • 本公司及╱或其任何附屬公司的董事或行 其利益提出申請的人士的個人資料; 政總裁; • 若香港境外任何地方的法例適用於 閣下的申

  • • 本公司關連人士或緊隨股份發售完成後成 請,則同意及保證 閣下已遵守所有有關法 為本公司關連人士的人士; 例,且本公司、獨家保薦人、聯席賬簿管理人

  • • 上述任何人士的聯繫人;或 及包銷商和彼等各自的高級職員或顧問概不會 • 已獲分配或已申請或表示有意申請配售項 因接納 閣下的購買要約,或 閣下在招股章 下任何配售股份的人士或以其他方式參與 程及本申請表格所載的條款及條件項下的權利 配售的人士。 及責任所引致的任何行動,而違反香港境外的

  • 乙 . 如 閣下為代名人 任何法例; 閣下作為代名人可提交超過一份公開發售股份申 • 同意 閣下的申請一經接納,即不得因無意的 請,方法是:(i) 透過中央結算及交收系統(「 中央結 失實陳述而撤銷; 算系統 」)向香港結算發出電子認購指示(如 閣下為 • 同意 閣下的申請受香港法例規管; 中央結算系統參與者);或(ii)使用 白色黃色 申請表 • 聲明、保證及承諾:(i) 閣下明白公開發售(i) 閣下明白公開發售 閣下明白公開發售 格以自身名義代表不同的實益擁有人提交超過一份 股份不曾亦不會根據美國《證券法》登記;及 申請。 (ii) 閣下及 閣下為其利益申請公開發售股份 閣下及 閣下為其利益申請公開發售股份 丙 . 填寫及遞交本申請表格的效用 的人士均身處美國境外(定義請參閱 S 規例),或 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯 屬 S 規例第 902 條第 (h)(3) 段所述的人士; 名申請人,即各人共同及個別)代表 閣下本身,或 • 保證 閣下提供的資料真實及準確; 作為 閣下代其行事的每位人士的代理或代名人: • 同意接納所申請公開發售股份或根據申請分配 • 承諾促使所有相關文件生效,並指示及授權本 予 閣下但數目較少的公開發售股份; 公司及╱或作為本公司代理的聯席賬簿管理人 • 授權本公司將香港結算代理人的名稱列入本公

  • (或彼等的代理或代名人)代表 閣下促使任 司股東名冊,作為 閣下獲分配的任何公開發 何文件生效,並為按照組織章程細則的規定代 售股份的持有人,並授權本公司及╱或其代理 表 閣下辦理一切必要事宜以將 閣下獲分配 將任何股票存入中央結算系統及╱或以普通 的任何公開發售股份以香港結算代理人的名義 郵遞方式按申請所示地址向 閣下或聯名申請 登記; 的首名申請人發送任何退款支票,郵誤風險

    • 聲明、保證及承諾:(i) 閣下明白公開發售(i) 閣下明白公開發售 閣下明白公開發售 股份不曾亦不會根據美國《證券法》登記;及 (ii) 閣下及 閣下為其利益申請公開發售股份 閣下及 閣下為其利益申請公開發售股份 的人士均身處美國境外(定義請參閱 S 規例),或 屬 S 規例第 902 條第 (h)(3) 段所述的人士; 保證 閣下提供的資料真實及準確;

    • 授權本公司將香港結算代理人的名稱列入本公 司股東名冊,作為 閣下獲分配的任何公開發 售股份的持有人,並授權本公司及╱或其代理 將任何股票存入中央結算系統及╱或以普通 郵遞方式按申請所示地址向 閣下或聯名申請 的首名申請人發送任何退款支票,郵誤風險 由 閣下承擔,除非 閣下合資格親身領取退 款支票;

  • 同意遵守公司條例、公司(清盤及雜項條文)條 例及組織章程細則;

  • 確認 閣下已細閱招股章程及本申請表格所載 的條款及條件以及申請程序,並同意受其約束;

  • • 確認 閣下已接獲及細閱招股章程,提出申請 時僅依據招股章程載列的資料及陳述,而除招 股章程任何補充文件外,不會依賴任何其他資

  • 同意獲配發的公開發售股份是以香港結算代理 人的名義發行,並直接存入中央結算系統,以 便記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下的指定中央結算系統參 與者股份戶口;

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

  • 同意香港結算及香港結算代理人各自保留權利 本公司預期於二零一七年十月十三日(星期五)在 (1) 不接納以香港結算代理人名義發行的該等獲 本公司網站 www.kml.com.hk 及聯交所網站 www. 配發的任何或部分股份,或不接納該等獲配發 hkexnews.hk 公佈最終發售價、配售踴躍程度、公開 的股份存入中央結算系統;(2) 促使該等獲配發 發售認購水平及公開發售分配基準。 的股份從中央結算系統提取,並轉入 閣下名 公開發售的分配結果以及成功申請人的香港身份 下,有關風險及費用概由 閣下自行承擔;及 證╱護照╱香港商業登記號碼(如適用)亦同於上述 (3) 促使該等獲配發的股份以 閣下名義發行(或 網站公佈。 如屬聯名申請人,則以排名首位申請人的名義 如 閣下成功申請認購公開發售股份(全部或部分) 發行),而在此情況下,會以普通郵遞方式將該 如 閣下的申請全部或部分獲接納, 閣下的股票 等獲配發股份的股票寄往 閣下在申請表格上 (前提為於二零一七年十月十六日(星期一)上午八 所示地址(郵誤風險概由 閣下自行承擔)或提 時正股份發售成為無條件而並無終止,股票成為有 供該等股票予 閣下領取; 效的所有權證明)將以香港結算代理人名義發出,並

  • • 同意香港結算及香港結算代理人均可調整獲配 按 閣下在申請表格的指示於二零一七年十月十三 發以香港結算代理人名義發行的股份數目; 日(星期五)或在特別情況下由香港結算或香港結

  • • 同意香港結算及香港結算代理人對招股章程及 算代理人指定的任何其他日期直接存入中央結算系 本申請表格未有載列的資料及陳述概不負責; 統,記入 閣下的中央結算系統投資者戶口持有人

  • • 同意香港結算及香港結算代理人概不以任何方 股份戶口或 閣下指定的中央結算系統參與者股份 式對 閣下負責; 戶口。

  • • 聲明及表示此乃 閣下為本身或為其利益提出 ‧ 如 閣下透過中央結算系統投資者戶口持有人 申請的人士提出及擬提出的唯一申請; 以外的指定中央結算系統參與者提出申請:公

  • • 明白本公司、獨家保薦人、聯席賬簿管理人及 開發售股份將存入 閣下指定的中央結算系統 包銷商以及彼等各自的任何董事、高級職員或 參與者(非中央結算系統投資者戶口持有人)股 代表或參與股份發售的任何其他個人或團體將 份戶口, 閣下可向該中央結算系統參與者查 依據 閣下的聲明及陳述而決定是否向 閣下 詢 閣下獲配發的公開發售股份數目。 ‧

  • 分配任何公開發售股份, 閣下如作出虛假聲 如 閣下以中央結算系統投資者戶口持有人身 明,可能會被檢控; 份提出申請:本公司預期於二零一七年十月

  • • (如申請為 閣下本身利益提出)保證 閣下或 十三日(星期五)在本公司網站 www.kml.com.hk 作為 閣下代理的任何人士或任何其他人士不 及聯交所網站 www.hkexnews.hk 刊登中央結算 曾亦不會為 閣下利益而以 白色黃色 申請表 系統投資者戶口持有人的申請結果及公開發售 格或透過向香港結算或向網上白表服務供應商 的結果。 閣下應查閱本公司刊發的公告,如 發出電子認購指示提出其他申請;及 有任何資料不符,請於二零一七年十月十三日

  • • (如 閣下作為代理為另一人士的利益提出申 (星期五)或香港結算或香港結算代理人釐定的 請)保證 (i) 閣下(作為代理或為該人士利益)或 任何其他日期下午五時正前知會香港結算。緊 該人士或任何其他作為該人士代理的人士不曾 接公開發售股份存入 閣下的股份戶口後, 閣 亦不會以 白色黃色 申請表格或透過向香港結 下即可透過「結算通」電話系統及中央結算系統 算或向網上白表服務供應商發出電子認購指示 互聯網系統(根據香港結算不時生效的《投資者 提出其他申請及 (ii) 閣下獲正式授權作為該人 戶口操作簡介》所載程序)查詢 閣下的新戶口 士的代理代為簽署本申請表格或發出電子認購 結餘。香港結算亦將向 閣下提供一份活動結 指示。 單,列出存入 閣下股份戶口的公開發售股份

  • 丁 . 授權書 數目。 如 閣下透過授權人士提出申請,本公司及聯席賬 本公司不會就申請時繳付的款項發出收據,亦不會 簿管理人可按其認為合適的條件(包括出示獲授權證 發出臨時所有權文件。 明)酌情接納或拒絕 閣下的申請。 退回款項 釐定發售價及公開發售股份的分配 若 閣下未獲分配任何公開發售股份或申請僅部分

若 閣下未獲分配任何公開發售股份或申請僅部分 獲接納,本公司將不計利息退回 閣下的申請股款 (包括相關的 1.0% 經紀佣金、0.0027% 證監會交易徵 費及 0.005% 聯交所交易費)。如發售價低於最高發售 價,本公司將不計利息退回多收申請股款(包括相關 的1.0%經紀佣金、0.0027%證監會交易徵費及0.005% 聯交所交易費)。

預期發售價於二零一七年十月九日(星期一)或前後 釐定。

申請人須繳付每股公開發售股份0.72港元的最高發售 價,另加1.0%經紀佣金、0.0027%證監會交易徵費及 0.005% 聯交所交易費。倘若本公司與聯席賬簿管理 人(為彼等本身及代表其他包銷商)並無於二零一七 年十月十二日(星期四)或之前協定發售價,股份發 售將不會進行。

有關退款程序載於招股章程「如何申請公開發售股份 - 14. 寄發╱領取股票及退回股款」一節。

截止登記認購申請前概不處理公開發售股份的申請 或配發任何公開發售股份。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Personal Data

3. Transfer of personal data Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:

Personal Information Collection Statement

This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).

1. Reasons for the collection of your personal data It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar. Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or its Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Public Offer Shares which you have successfully applied for and/or the dispatch of share certificate(s) and/or refund cheque(s) to which you are entitled. It is important that securities holders inform the Company and the Hong Kong Share Registrar immediately of any inaccuracies in the personal data supplied.

  • the Company’s appointed agents such as financial advisers, receiving banks and overseas principal

  • Company or its agents and the Hong Kong Share share registrar; Registrar when applying for securities or transferring • where applicants for securities request a deposit securities into or out of their names or in procuring into CCASS, HKSCC or HKSCC Nominees, the services of the Hong Kong Share Registrar. who will use the personal data for the purposes of

  • Failure to supply the requested data may result in operating CCASS;

  • your application for securities being rejected, or in • any agents, contractors or third-party service providers

  • delay or the inability of the Company or its Hong who offer administrative, telecommunications,

  • Kong Share Registrar to effect transfers or otherwise computer, payment or other services to the Company or

  • render their services. It may also prevent or delay the Hong Kong Share Registrar in connection with their

  • registration or transfers of the Public Offer Shares which you have successfully applied for and/or respective business operation; the dispatch of share certificate(s) and/or refund • the Stock Exchange, the SFC and any other statutory cheque(s) to which you are entitled. regulatory or governmental bodies or otherwise as It is important that securities holders inform the required by laws, rules or regulations; and Company and the Hong Kong Share Registrar • any persons or institutions with which the securities immediately of any inaccuracies in the personal data holders have or propose to have dealings, such as supplied. their bankers, solicitors, accountants or stockbrokers etc.

  • Purposes The personal data of the securities holders may be used, held, processed, and/or stored (by whatever 4. Retention of personal data means) for the following purposes: The Company and its Hong Kong Share Registrar • processing your application and refund cheque will keep the personal data of the applicants and and e-Auto Refund payment instruction(s), holders of securities for as long as necessary to where applicable, verification of compliance with fulfil the purposes for which the personal data were the terms and application procedures set out in collected. Personal data which is no longer required this Application Form and the Prospectus and will be destroyed or dealt with in accordance with the announcing results of allocation of the Public Ordinance. Offer Shares;

Registrar when applying for securities or transferring • where applicants for securities request a deposit securities into or out of their names or in procuring into CCASS, HKSCC or HKSCC Nominees, the services of the Hong Kong Share Registrar. who will use the personal data for the purposes of Failure to supply the requested data may result in operating CCASS; your application for securities being rejected, or in • any agents, contractors or third-party service providers delay or the inability of the Company or its Hong who offer administrative, telecommunications, Kong Share Registrar to effect transfers or otherwise computer, payment or other services to the Company or render their services. It may also prevent or delay the Hong Kong Share Registrar in connection with their registration or transfers of the Public Offer Shares which you have successfully applied for and/or respective business operation; the dispatch of share certificate(s) and/or refund • the Stock Exchange, the SFC and any other statutory cheque(s) to which you are entitled. regulatory or governmental bodies or otherwise as It is important that securities holders inform the required by laws, rules or regulations; and Company and the Hong Kong Share Registrar • any persons or institutions with which the securities immediately of any inaccuracies in the personal data holders have or propose to have dealings, such as supplied. their bankers, solicitors, accountants or stockbrokers etc. Purposes The personal data of the securities holders may be used, held, processed, and/or stored (by whatever 4. Retention of personal data means) for the following purposes: The Company and its Hong Kong Share Registrar • processing your application and refund cheque will keep the personal data of the applicants and and e-Auto Refund payment instruction(s), holders of securities for as long as necessary to where applicable, verification of compliance with fulfil the purposes for which the personal data were the terms and application procedures set out in collected. Personal data which is no longer required this Application Form and the Prospectus and will be destroyed or dealt with in accordance with the announcing results of allocation of the Public Ordinance. Offer Shares; • compliance with applicable laws and regulations 5. Access to and correction of personal data in Hong Kong and elsewhere; Securities holders have the right to ascertain whether • registering new issues or transfers into or out of the Company or the Hong Kong Share Registrar hold the names of securities holders including, where their personal data, to obtain a copy of that data, and applicable, HKSCC Nominees; to correct any data that is inaccurate. The Company • maintaining or updating the register of securities and the Hong Kong Share Registrar have the right holders of the Company; to charge a reasonable fee for the processing of such • verifying securities holders’ identities; • establishing benefit entitlements of securities requests. holders of the Company, such as dividends, rights All requests for access to data or correction of data issues, bonus issues, etc.; should be addressed to the Company, registered • distributing communications from the Company address disclosed in the “Corporate Information”

2. Purposes

  • Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests.

  • All requests for access to data or correction of data should be addressed to the Company, registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or the Company’s Hong Kong Share Registrar for the attention of the privacy compliance officer.

  • distributing communications from the Company and its subsidiaries;

  • compiling statistical information and securities holder profiles;

  • disclosing relevant information to facilitate claims on entitlements; and

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities holders and/or regulators and/or any other purposes to which the securities holders may from time to time agree.

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

個人資料

個人資料收集聲明

  • 此項個人資料收集聲明是向公開發售股份的申 請人和持有人說明有關本公司及其香港股份過 戶登記處有關個人資料和香港法例第 486 章《個 人資料(私隱)條例》(「《條例》」)方面的政策和 慣例。

    3. 轉交個人資料 本公司及其香港股份過戶登記處所持有關 證券持有人的個人資料將會保密,但本公 司及其香港股份過戶登記處可以在為達到 上述任何目的之必要情況下,向下列任何 人士披露、獲取或轉交(無論在香港境內或 境外)有關個人資料:

  • 本公司委任的代理人,例如財務顧問、

  • 1. 收集 閣下個人資料的原因 收款銀行和海外股份過戶登記總處; 證券申請人及登記持有人以本身名義申請 • (如證券申請人要求將證券存於中央結 證券或轉讓或受讓證券時或尋求香港股份 算系統)香港結算或香港結算代理人, 過戶登記處的服務時,必須向本公司或其 彼等將會就中央結算系統的運作使用有 代理人及香港股份過戶登記處提供準確個 關個人資料; 人資料。 • 向本公司或香港股份過戶登記處提供與 未能提供所要求的資料可能導致 閣下申 其各自業務營運有關的行政、電訊、電 請證券被拒或延遲,或本公司或其香港股 腦、付款或其他服務的任何代理人、承 份過戶登記處無法落實轉讓或提供服務。 包商或第三方服務供應商; 此舉也可能妨礙或延遲登記或轉讓 閣下 • 聯交所、證監會及任何其他法定監管機 成功申請的公開發售股份及╱或寄發 閣 關或政府部門或遵照其他法例、規則或 下應得的股票及╱或退款支票。 法規;及 證券持有人所提供的個人資料如有任何錯 • 證券持有人與其進行或擬進行交易的任 誤,須立即通知本公司及香港股份過戶登 何人士或機構,例如彼等的銀行、律 記處。 師、會計師或股票經紀等。

  • 2. 目的 4. 個人資料的保留 證券持有人的個人資料可被採用及以任何 本公司及其香港股份過戶登記處將按收集 方式持有,處理及╱或保存,以作下列用 個人資料所需的用途保留證券申請人及持 途: 有人的個人資料。毋須保留的個人資料將 • 處理 閣下的申請及退款支票及電子自 會根據條例銷毀或處理。 動退款指示(如適用),核實是否符合 本申請表格及招股章程載列的條款和申 5. 查閱和更正個人資料 請程序以及公佈公開發售股份的分配結 證券持有人有權確定本公司或香港股份過 果; 戶登記處是否持有其個人資料,並有權索

  • • 遵守香港及其他地區的適用法律及法 取有關該資料的副本並更正任何不準確資 規; 料。本公司和香港股份過戶登記處有權就

  • • 以證券持有人(包括香港結算代理人(如 處理任何查閱資料的要求收取合理費用。 適用))的名義登記新發行證券或轉讓或 所有查閱資料或更正資料的要求應按招股 受讓證券; 章程「公司資料」一節所披露或不時通知的

  • • 存置或更新本公司證券持有人的名冊; 本公司註冊地址送交公司秘書,或向本公 • 核實證券持有人的身份; 司的香港股份過戶登記處的私隱條例事務 • 確定本公司證券持有人的受益權利,例 主任提出。 如股息、供股和紅股等;

  • 分發本公司及其附屬公司的通訊;

  • 編製統計數據和證券持有人資料;

閣下簽署申請表格或向香港結算發出電子 認購指示,即表示同意上述各項。

  • 披露有關資料以便就權益索償;及

  • 與上述有關的任何其他附帶或相關目的 及╱或使本公司及香港股份過戶登記處 能履行對證券持有人及╱或監管機構承 擔的責任及╱或證券持有人不時同意的 任何其他目的。