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KMD BRANDS LIMITED — Major Shareholding Notification 2017
Jan 17, 2017
65190_rns_2017-01-17_aaf2e12f-7ad3-4294-868d-0d6e795578af.pdf
Major Shareholding Notification
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Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
To NZX Limited
and
To Kathmandu Holdings Limited (KMD)
Date this disclosure made: 17 January 2017
Date last disclosure made: 26 February 2016
Date on which substantial holding ceased: 13 January 2017
Substantial product holder(s) giving disclosure
Full name(s): The Goldman Sachs Group, Inc. (“GSGI”) on behalf of itself and its subsidiaries (“Goldman Sachs Group”) including its significant subsidiaries listed in Annexure A.
Summary of previous substantial holding
Class of quoted voting products: Ordinary shares
Summary for GSGI on behalf of itself and the Goldman Sachs Group.
For last disclosure,—
-
(a) total number held in class: 27,511,932
-
(b) total in class: 201,484,583
-
(c) total percentage held in class: 13.6546%
For current holding after ceasing to have substantial holding,—
-
(a) total number held in class: 630,146
-
(b) total in class: 201,484,583
-
(c) total percentage held in class: 0.3128%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure: Please see Annexure B.
Additional information
Address(es) of substantial product holder(s):
-
The Goldman Sachs Group, Inc. - Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801,
-
U.S.A.
-
Goldman Sachs International (“GSI”) - Peterborough Court, 133 Fleet Street, London EC4A 2BB, United Kingdom
-
Goldman Sachs Australia Managed Funds Limited (“GSAMF”) - Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia
-
Goldman Sachs Asset Management Australia Pty Ltd (“GSAMA”) - Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia
-
Goldman Sachs Financial Markets Pty Ltd (“GAUS”)- Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia
Contact details:
Contact person – Raymond Chow
Contact number - 852 2978 7696 Email - [email protected]
Nature of connection between substantial product holders:
The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of each of:
-
Goldman Sachs International;
-
Goldman Sachs Australia Managed Funds Limited
-
Goldman Sachs Asset Management Australia Pty Ltd
-
Goldman Sachs Financial Markets Pty Ltd
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: Yarra Capital Management Holdings Pty Ltd on behalf of itself and its subsidiary Yarra Funds Management Limited.
Certification
I, Raymond Chow, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.
Signature
Print name: Raymond Chow Capacity: Attorney (signing under power of attorney) Sign here: Date: 17 January 2017
Annexure A
Significant Subsidiaries of The Goldman Sachs Group, Inc.
The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2015 and the states or jurisdictions in which they are organized. Each subsidiary is indented beneath its principal parent. The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the subsidiaries included below. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of the end of the year covered by this report, a “significant subsidiary” as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934
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THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES
Signature
| print name sign here |
Raymond Chow (signing under power of attorney in accordance with section 52 of the Corporations Act) capacity Authorised Person |
|---|---|
| date 17 January 2017 |
Annexure B
| Date of Change |
Person whose relevant interest changed |
Nature of Change | Consideration given in relation to change (NZD) |
Number of Securities |
Class |
|---|---|---|---|---|---|
| 04/01/16 | GSAMF | SELL | 124,269 | 74,975 | Ordinary |
| 04/07/16 | GSI | Return of borrowed shares | N/A | 100,000 | Ordinary |
| 04/21/16 | GSAMF | BUY | 753,814 | 435,019 | Ordinary |
| 04/28/16 | GSAMA | BUY | 1,609,856 | 967,229 | Ordinary |
| 05/03/16 | GSI | Buy | 8,265 | 5,195 | Ordinary |
| 05/04/16 | GSI | Buy | 8,150 | 5,173 | Ordinary |
| 06/07/16 | GSAMF | SELL | 1,761 | 1,181 | Ordinary |
| 06/08/16 | GSAMF | SELL | 23,998 | 16,586 | Ordinary |
| 07/05/16 | GSAMA | SELL | 1,507,149 | 950,667 | Ordinary |
| 07/06/16 | GSI | Buy | 12,192 | 7,563 | Ordinary |
| 07/07/16 | GSI | Buy | 11,986 | 7,362 | Ordinary |
| 07/15/16 | GSI | Buy | 11,289 | 6,482 | Ordinary |
| 07/19/16 | GSI | Sell | 4,750 | 2,756 | Ordinary |
| 07/19/16 | GAUS | Buy | 4,750 | 2,756 | Ordinary |
| 07/19/16 | GSI | Buy | 6,388 | 3,706 | Ordinary |
| 07/19/16 | GAUS | Sell | 6,388 | 3,706 | Ordinary |
| 07/19/16 | GSI | Sell | 79 | 46 | Ordinary |
| 07/19/16 | GAUS | Buy | 79 | 46 | Ordinary |
| 07/19/16 | GAUS | Buy | 6,388 | 3,706 | Ordinary |
| 07/19/16 | GSAMF | SELL | 31,113 | 18,084 | Ordinary |
| 07/20/16 | GSI | Buy | 5,874 | 3,408 | Ordinary |
| 07/20/16 | GAUS | Sell | 5,874 | 3,408 | Ordinary |
| 07/20/16 | GSI | Sell | 1,558 | 904 | Ordinary |
| 07/20/16 | GAUS | Buy | 1,558 | 904 | Ordinary |
| 07/20/16 | GSI | Sell | 5,874 | 3,408 | Ordinary |
| 07/20/16 | GAUS | Buy | 5,874 | 3,408 | Ordinary |
| 07/20/16 | GAUS | Sell | 5,874 | 3,408 | Ordinary |
| 07/20/16 | GAUS | Sell | 1,558 | 904 | Ordinary |
| Date of Change |
Person whose relevant interest changed |
Nature of Change | Consideration given in relation to change (NZD) |
Number of Securities |
Class |
|---|---|---|---|---|---|
| 07/20/16 | GSI | Buy | 7,635 | 4,386 | Ordinary |
| 07/25/16 | GSAMF | SELL | 22,903 | 12,761 | Ordinary |
| 07/28/16 | GSAMF | SELL | 19,491 | 10,717 | Ordinary |
| 08/08/16 | GSAMF | SELL | 11,239 | 5,819 | Ordinary |
| 08/09/16 | GSI | Buy | 371,608 | 190,594 | Ordinary |
| 08/12/16 | GSI | Buy | 17,608 | 8,948 | Ordinary |
| 08/16/16 | GSI | Buy | 241,104 | 123,679 | Ordinary |
| 08/16/16 | GSI | Buy | 1,220 | 626 | Ordinary |
| 08/17/16 | GSI | Buy | 130,002 | 66,145 | Ordinary |
| 08/18/16 | GSI | Buy | 3,381 | 1,694 | Ordinary |
| 08/19/16 | GSI | Buy | 69,153 | 34,750 | Ordinary |
| 08/19/16 | GSI | Buy | 2,463 | 1,233 | Ordinary |
| 08/22/16 | GSI | Buy | 4,884 | 2,407 | Ordinary |
| 08/23/16 | GSI | Buy | 71,219 | 34,857 | Ordinary |
| 08/24/16 | GSI | Buy | 83,516 | 40,736 | Ordinary |
| 08/26/16 | GSI | Buy | 7,988 | 3,977 | Ordinary |
| 08/29/16 | GSI | Buy | 1,017 | 515 | Ordinary |
| 08/30/16 | GSI | Buy | 3,192 | 1,605 | Ordinary |
| 09/01/16 | GSI | Buy | 6,955 | 3,569 | Ordinary |
| 09/13/16 | GSI | Buy | 412 | 211 | Ordinary |
| 09/14/16 | GSI | Buy | 618 | 317 | Ordinary |
| 09/14/16 | GSAMF | SELL | 8,896 | 4,649 | Ordinary |
| 09/15/16 | GSI | Buy | 864 | 444 | Ordinary |
| 09/15/16 | GSAMF | SELL | 25,837 | 13,415 | Ordinary |
| 10/06/16 | GSAMA | SELL | 234,628 | 116,552 | Ordinary |
| 10/06/16 | GSAMA | SELL | 1,917 | 947 | Ordinary |
| 10/06/16 | GSAMA | SELL | 192,348 | 95,000 | Ordinary |
| 10/06/16 | GSAMA | SELL | 327,333 | 161,753 | Ordinary |
| 10/07/16 | GSI | Buy | 12,685 | 6,249 | Ordinary |
| 10/10/16 | GSAMA | SELL | Ordinary |
| Date of Change |
Person whose relevant interest changed |
Nature of Change | Consideration given in relation to change (NZD) |
Number of Securities |
Class |
|---|---|---|---|---|---|
| 520,095 | 258,741 | ||||
| 10/18/16 | GSI | Buy | 556 | 285 | Ordinary |
| 10/18/16 | GSAMF | SELL | 1,267 | 660 | Ordinary |
| 10/19/16 | GSAMF | SELL | 8,663 | 4,479 | Ordinary |
| 10/19/16 | GSAMF | SELL | 1,922 | 1,000 | Ordinary |
| 10/20/16 | GSI | Buy | 1,200 | 622 | Ordinary |
| 10/21/16 | GSI | Sell | 950 | 476 | Ordinary |
| 10/21/16 | GAUS | Buy | 950 | 476 | Ordinary |
| 10/21/16 | GSI | Sell | 409 | 205 | Ordinary |
| 10/21/16 | GAUS | Buy | 409 | 205 | Ordinary |
| 10/21/16 | GSI | Buy | 950 | 476 | Ordinary |
| 10/21/16 | GAUS | Sell | 950 | 476 | Ordinary |
| 10/21/16 | GSI | Buy | 409 | 205 | Ordinary |
| 10/21/16 | GAUS | Sell | 409 | 205 | Ordinary |
| 10/24/16 | GSAMF | SELL | 6,438 | 3,264 | Ordinary |
| 10/25/16 | GSAMF | SELL | 66,635 | 33,596 | Ordinary |
| 10/28/16 | GSI | Sell | 22,710 | 11,440 | Ordinary |
| 10/28/16 | GSI | Sell | 1,755 | 876 | Ordinary |
| 11/01/16 | GSI | Sell | 5,159 | 2,619 | Ordinary |
| 11/02/16 | GSI | Sell | 2,597 | 1,327 | Ordinary |
| 11/03/16 | GSI | Sell | 6,439 | 3,297 | Ordinary |
| 11/03/16 | GSAMF | SELL | 37,332 | 19,153 | Ordinary |
| 11/04/16 | GSI | Sell | 3,617 | 1,852 | Ordinary |
| 11/08/16 | GSI | Sell | 2,301 | 1,139 | Ordinary |
| 11/24/16 | GAUS | Sell | 1,813 | 979 | Ordinary |
| 12/05/16 | GSAMF | SELL | 325 | 174 | Ordinary |
| 12/06/16 | GSAMF | SELL | 14,920 | 8,182 | Ordinary |
| 12/08/16 | GSI | Sell | 905 | 476 | Ordinary |
| 12/09/16 | GSAMF | SELL | 22,000 | 11,266 | Ordinary |
| 12/12/16 | GSI | Sell | 3,348 | 1,744 | Ordinary |
| 12/12/16 | GSAMF | SELL | Ordinary |
| Date of Change |
Person whose relevant interest changed |
Nature of Change | Consideration given in relation to change (NZD) |
Number of Securities |
Class |
|---|---|---|---|---|---|
| 6,097 | 3,174 | ||||
| 12/13/16 | GSI | Sell | 246 | 128 | Ordinary |
| 12/14/16 | GSI | Sell | 5,267 | 2,776 | Ordinary |
| 12/15/16 | GSAMA | SELL | 37,123 | 19,022 | Ordinary |
| 12/16/16 | GSI | Sell | 2,511 | 1,303 | Ordinary |
| 12/16/16 | GSAMA | SELL | 60,304 | 31,023 | Ordinary |
| 12/19/16 | GSI | Sell | 4,508 | 2,312 | Ordinary |
| 01/03/17 | GSAMF | SELL | 127 | 66 | Ordinary |
| 01/04/17 | GSAMF | SELL | 19,527 | 10,208 | Ordinary |
| 01/06/17 | GSI | Sell | 2,289 | 1,192 | Ordinary |
| 01/09/17 | GSI | Sell | 3,708 | 2,000 | Ordinary |
| 01/10/17 | GSI | Sell | 3,468 | 1,860 | Ordinary |
| 01/11/17 | GSI | Sell | 374 | 200 | Ordinary |
| 01/11/17 | GSI | Borrow of shares | N/A | 78,000 | Ordinary |
| 01/11/17 | GSAMF | SELL | 11,766 | 6,212 | Ordinary |
| 01/12/17 | GSI | Sell | 4,987 | 2,664 | Ordinary |
| 01/12/17 | GSAMF | SELL | 11,698 | 6,197 | Ordinary |
| 01/13/17 | GSI | Sell | 817 | 437 | Ordinary |
| 01/13/17 | Goldman Sachs Group | Transfer of control of GSAMF and associated assets to the Yarra Capital Management group |
N/A | 26,879,696 | Ordinary |
| Signature Print name: Sign here: |
Raymond Chow (signingunderpower of attorney) Capacity: Attorney |
|---|---|
| Date: 17 January 2017 |