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Klaveness Combination Carriers

Earnings Release Feb 16, 2024

3644_rns_2024-02-16_33fdc426-c5fe-4c73-aebb-9cdd2c7e0704.pdf

Earnings Release

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HIGHLIGHTS

  • EBT of USD 25.9 million and EBITDA of USD 36.5 million for Q4 2023
  • Historically solid Q4 TCE earnings
  • Record high 2023 financial result – 17% ROCE and 24% ROE
  • 2023 carbon intensity (EEOI) performance 6% better than 2022
  • Close to 100% of CABU wet capacity secured for 2024
  • KCC Board of Directors declares dividend of USD 0.35 per share (~USD 21.2 million in total)

"A strong Q4 2023 closes a record year for KCC, a year of record profitability and solid strategic progress across the business. Both the CABUs and CLEANBUs delivered some of our highest TCEearnings to date, getting the most out of a substantially stronger product tanker market in Q4 2023. After a solid start to the new year, KCC is on course to deliver another exciting quarter in Q1 2024 ."

- Engebret Dahm, CEO Klaveness Combination Carriers ASA

Average CLEANBU TCE earnings (\$/day)1

EBITDA (MUSD)

Average CABU TCE earnings (\$/day)1

1 Average TCE earnings \$/day, Return On Capital Employed (ROCE) and Return On Equity (ROE) are alternative performance measures (APMs) which are defined and reconciled in the excel sheet "APM4Q2023" published on the Company's homepage (www.combinationcarriers.com) Investor Relations/Reports and Presentations under the section for the Q4 2023 report.

Q4 2023 Q3 2023 Q2 2023 Q1 2023 Q4 2022 37 537 27 938 29 482 36 812

45 911

> FINANCIAL PERFORMANCE

(USD '000) Q4 2023 Q3 2023 Q4 2022 2023 2022
Net revenues from vessel opera�ons 53 110 43 796 44 383 196 805 164 620
EBITDA 36 536 27 911 28 134 134 947 106 955
Profit/(loss) for the period 25 892 16 311 15 343 86 899 60 869
Earnings per share (USD) 0.43 0.27 0.29 1.52 1.16
Total assets 628 041 627 676 642 021 628 041 642 906
Equity 361 698 353 401 297 545 361 698 297 545
Equity ra�o* 58% 56% 46% 58% 46%
ROCE annualised* 19% 13% 12% 17% 12%
ROE annualised* 29% 18% 21% 24% 20%

Fourth quarter

Net profit after tax for the fourth quarter ended at USD 25.9 million compared to USD 16.3 million in Q3 2023 and USD 15.3 million in Q4 2022. EBITDA for the period ended at USD 36.5 million, a 31% increase Q-o-Q driven by stronger CLEANBU TCE earnings and more on-hire days.

Operating expenses were in line with last quarter, while administrative expenses were up USD 0.7 million/28% Q-o-Q mainly due to exercised share options settled in cash, higher project costs and year-end provisions. Net finance cost decreased by USD 0.5 million/-13% Q-o-Q mainly due to positive FX effects and fair value development on derivatives, partly offset by higher net interest cost.

Full year

Net profit for the year ended at USD 86.9 million, an increase of USD 26.1 million/43% from 2022. EBITDA increased by 26% from USD 107.0 million in 2022 to USD 134.9 million in 2023. Average TCE earnings of the fleet were up 18% Y-o-Y from \$29,764/day in 2022 to \$34,983/day in 2023 mainly due to higher revenues from vessel operations. The latter driven by solid earnings on fixed rate caustic soda contracts of affreightment for 2023 relative to 2022 and a healthy product tanker market throughout the year.

CAPITAL AND FINANCING

Cash and cash equivalents ended at USD 68.1 million by year-end 2023, an increase of USD 3.9 million during the quarter and USD 3.2 million from year-end 2022. Available long-term liquidity (cash and cash equivalents and available capacity on long-term revolving credit facilities) increased by USD 101.8 million Y-o-Y, reflected by strong EBITDA and positive working capital changes, cash from equity issue in May 2023 and up-sizing revolving credit facility capacity, partly offset by cost of dockings, newbuilding installments, debt service and dividend payments.

Total equity ended at USD 361.7 million, an increase of USD 8.3 million from end of Q3 2023 and an increase of USD 64.2 million from year-end 2022. The Y-o-Y change was mainly driven by EBT of USD 86.9 million and equity issue of USD 49.3 million, partly offset by negative other comprehensive income of USD 5.8 million and dividends of USD 66.8 million. The equity ratio ended at 57.5% per end of Q4 2023, up from 56.3% per end of Q3 2023 and 46.3 % year-end 2022.

Interest-bearing debt ended at USD 246.9 million at the end of 2023, down USD 3.2. million from end of Q3 2023 mainly due to ordinary debt repayments, and down USD 72.6 million from year-end 2022 following ordinary debt repayments and lower drawdowns on revolving credit facilities. The Group had per year-end 2023 USD 113.0 million available and undrawn under a long-term revolving credit facility and USD 8.0 million available and undrawn under a 364-days overdraft facility, the latter falling due in December 2024.

KCC raised USD 49.3 million of equity in Q2 2023 to part fund the investment of three CABU newbuilds with delivery in 2026. The newbuilds will be partly funded by debt, which will be secured closer to delivery. Two mortgage debt facilities were refinanced and merged into one facility in June 2023. The new facility falls due after five years and the amount was upsized by approximately USD 38 million. In Q3 2023, KCC issued a five years sustainability-linked bond loan of NOK 500 million (KCC05) and repurchased NOK 508.5 million of the KCC04 bond issue falling due in February 2025.

EVENTS AFTER THE BALANCE SHEET DATE

Based on the escalating situation in the Red Sea area, KCC has decided to not trade any of its vessels through the Red Sea until the situation improves. The CABUs do not trade in the area, while the CLEANBUs from time-to-time transit through the Red Sea. The decision is expected to have limited impact on KCC business activities and financial performance.

On 15 February 2024, the Company's Board of Directors declared to pay a cash dividend to the Company's shareholders of USD 0.35 per share for the fourth quarter 2023, in total approximately USD 21.2 million.

2 % of days in combination trades = number of days in combination trades as a percentage of total on-hire days. A combination trade starts with wet cargo (usually caustic soda or clean petroleum products), followed by a dry bulk cargo. A combination trade is one which a standard tanker or dry bulk vessel cannot perform. The KPI is a measure of KCC's ability to operate our combination carriers in trades with efficient and consecutive combination of wet and dry cargos versus trading as a standard tanker or dry bulk vessel. There are two exceptions to the main rule where the trade is a combination trade: Firstly, in some rare instances a tanker cargo is fixed instead of a dry bulk cargo out of the dry bulk exporting region where KCC usually transports dry bulk commodities. E.g., the vessel transports clean petroleum products to Argentina followed by a veg oil cargo instead of a grain cargo on the return leg. Secondly, triangulation trading which combines two tanker voyages followed by a dry bulk voyage with minimum ballast in between the three voyages (e.g., CPP Middle East-Far East +CPP Far East Australia +Dry bulk Australia-Middle East) are also considered combination trade. 3 Utilization = (Operating days less waiting time less off-hire days)/operating days.

1 Alternative performance measures (APMs) are defined and reconciled in the excel sheet "APM4Q2023" published on the Company's homepage (www.combinationcarriers.com) Investor Relations/Reports and Presentations under the section for the Q4 2023 report.

> THE CABU BUSINESS

(USD '000) Q4 2023 Q3 2023 Q4 2022 2023 2022
Average TCE \$/day* 36 110 37 134 25 757 34 742 26 796
OPEX \$/day* 8 784 7 963 9 014 7 746 7 848
On-hire days 722 632 677 2 754 2 703
Off-hire days, scheduled 0 100 55 140 114
Off-hire days, unscheduled 14 4 5 26 104
% of days in combina�on trades1 95% 94% 86% 92% 80%
Ballast days in % of total on-hire days 10% 10% 13% 12% 11%
U�lisa�on2 95% 86% 89% 93% 90%

Fourth quarter

The CABUs delivered continued solid TCE earnings in Q4 2023 at average \$36,110/day. Compared to Q3 2023, TCE earnings decreased by approximately \$1,000/day mainly due to lower operational efficiency, but ended substantially higher, up approximately \$10,350/day compared to Q4 2022. Share of days in combination trades and share of days in ballast were quite in line with last quarter, at approximately 95% and 10%, respectively. TCE earnings for the CABU fleet were 1.3 times higher than the spot market for standard MR5 tankers in the fourth quarter.

Average operating costs of \$8,784/day for the fourth quarter were up approximately \$820/day from the previous quarter and down approximately \$230/day compared to Q4 2022 mainly due to timing effects of procurement. The CABU fleet had 14 unscheduled off-hire days in Q4 2023 mainly related to Port State detentions of two vessels in Australia.

Full year

Average TCE earnings per on-hire day increased by approximately \$7,950/day from 2022 to 2023 and ended at \$34,742/day, 1.1 times higher than average standard spot earnings for MR5 tankers in 2023. The historic high TCE earnings in 2023 were driven by high freight rates on the fixed-rate caustic soda solution ("CSS") contracts and high trading efficiency.

Average operating costs per day for the CABU vessels ended at \$7,746/day in 2023, approximately \$102/day lower than 2022, mainly due to some minor claim settlements with positive effects in 2023.

Three CABU vessels were through regular dry-docking in 2023 with a total of 140 off-hire days. One vessel completed installation of several energy efficiency measures including retrofit installation of shaft generator and air lubrication system and had in total 90 off-hire days. The initial results of the retrofit are good with an estimated fuel consumption reduction of around 15%.

1 Alternative performance measures (APMs) are defined and reconciled in the excel sheet "APM4Q2023" published on the Company's homepage (www.combinationcarriers.com) Investor Relations/Reports and Presentations under the section for the Q4 2023 report.

2 % of days in combination trades = see definition on page 2

4 Ballast in % of on-hire days = Number of days in ballast /number of on-hire days. Ballast days when the vessel is off-hire are not included. 5 Clarksons, MR (CABU) and LR1 (CLEANBU) tanker multiple calculated based on assumption of one-month advance cargo fixing/«lag»

3 Utilization = (Operating days less waiting time less off-hire days)/operating days

> THE CLEANBU BUSINESS

(USD '000) Q4 2023 Q3 2023 Q4 2022 2023 2022
Average TCE \$/day* 37 537 27 938 36 812 35 214 32 614
OPEX \$/day* 9 034 9 959 9 395 9 458 8 787
On-hire days 721 727 740 2 872 2 814
Off-hire days, scheduled 10 9 0 37 87
Off-hire days, unscheduled 5 0 -4 11 18
% of days in combina�on trades1 78% 84% 88% 79% 87%
Ballast days in % of total on-hire days 14% 17% 12% 17% 13%
U�lisa�on2 98% 99% 97% 97% 92%

Fourth quarter

Average CLEANBU TCE earnings per on-hire day ended at \$37,537/day, an increase of approximately \$9,600/day from last quarter and up approximately \$725/day compared to Q4 2022. The increase from last quarter reflects mainly a stronger product tanker market supported by a somewhat stronger dry-bulk market. A high share of the capacity continued to be employed in tanker trades (78% in Q4 2023 and 76% in Q3 2023), while share of days in combination trades was down to 78% for Q4 2023 compared to 84% in Q3. Despite two vessels trading mainly in tanker trades to benefit from a very strong US Gulf spot product tanker market, % of days in ballast fell from 17% in Q3 2023 to 14% in Q4 2023. Average TCE earnings for the CLEANBU fleet were in line with the spot market for standard LR14 tanker vessels in the fourth quarter (multiple 1.0).

Average operating costs for the CLEANBU vessels ended at \$9,034/day, down approximately \$925/day from the previous quarter and down approximately \$361/day compared to the same quarter last year mainly due to the settlement of historic CLEANBU newbuilding claims in 2023.

The CLEANBU fleet had 10 scheduled off-hire days in Q4 in relation to the start of one dry-docking. Unscheduled offhire in Q4 related mainly to repairs (5 days).

Full year

Average TCE earnings ended at \$35,214/day for the year, up approximately \$2,600/day from 2022 mainly due to a strong product tanker market and a high share of capacity employed in wet trades. Average TCE earnings for the CLEANBU fleet were somewhat outperformed by the spot market for standard LR14 tanker vessels in 2023 (multiple 0.9).

Average operating costs per day for the CLEANBU vessels ended at \$9,458/day in 2023, approximately \$671//day higher than in 2022, mainly due to general inflation, high forwarding costs and condition-based maintenance.

One vessel completed periodic dry-dock in 2023, and one vessel started dry-dock at the end December 2023. The fleet had 11 unscheduled off-hire days in 2023 mainly related to repairs and service time.

3 Ballast in % of on-hire days = Number of days in ballast /number of on-hire days. Ballast days when the vessel is off-hire are not included. 4 Clarksons, MR (CABU) and LR1 (CLEANBU) tanker multiple calculated based on assumption of one-month advance cargo fixing/«lag»

1 % of days in combination trades = see definition on page 3

2 Utilization = (Operating days less waiting time less off-hire days)/operating days

> MARKET DEVELOPMENT

Average Market Rates with One Month Lag1 Q4 2023 Q3 2023 Q4 2022 2023 2022
P5TC dry bulk earning \$/day 15 000 10 400 16 600 12 600 21 500
Average MR Clean tanker earnings \$/day 28 000 23 700 38 700 31 500 28 100
Average LR1 tanker earning \$/day 36 300 28 800 45 000 39 100 32 000
Fuel price USD/mt 670 600 690 620 750

The average Panamax dry bulk earnings increased from \$10,400/day in Q3 2023 to \$15,000/day in Q4 2023 (one month lagged average). Average earnings increased sharply during the fourth quarter from \$14,500/day average in October to ~\$18,300/day in December. The sharp increase can be attributed to delayed effects from the high congestion in East Coast South America where a high share of the Panamax fleet was occupied in port or carrying grain eastward towards the Pacific, restricting available tonnage elsewhere, particularly in the Atlantic basin.

The year-on-year nominal fleet growth at the end of Q3 2023 for the total dry bulk fleet was at ~3.2%2. Moving forward the current disruptions to the Suez and Panama canals increase average sailing distances. As long as these disruptions persist average earnings should trend higher.

The product tanker market strengthened significantly during December partly due to the drought situation in Panama leading to a tonnage supply shortage in the US Gulf. Average spot earnings were at strong levels with LR1 tankers earnings at approximately \$36,300/day and MR tankers at approximately \$28,000/day in Q4 2023, compared to \$28,800/day and \$23,700/day for the two segments in Q32.

Mainly due to the disruption in the Red Sea and the resulting increased ton-mile of routing vessels around the Cape of Good Hope instead of the Suez Canal, the market strengthened further in January 2024. Irrespective of the short or medium-term effects of the situation in the Red Sea, the underlying ton-mile growth is expected to outpace the supply growth throughout the year, resulting in a strong product tanker market for 2024.

Due to weaker domestic demand in China during the winter months, Chinese caustic soda export prices weakened compared to levels in Q3. The Northeast Asian export prices decreased as well due to both weak domestic and international demand, while the prices in the US Gulf seemed to have bottomed out with several of the US producers increasing prices lately. With higher freight costs for imports from US Gulf, Australian importers continue to source caustic soda mainly from the Far East3.

Brent crude oil prices weakened from USD 93 per barrel at the end of September 2023 to USD 77 per barrel at the end of December 2023 with high volatility during the quarter due to the Gaza situation and OPEC+ production numbers. Average fuel oil price (VLSFO) ended at USD 670/mt (one month lagged) in Q4 2023, an increase of 12% Q-o-Q2.

1 Source: Shipping Intelligence Network and Clarkson's Securities; Average LR1 tanker earnings are MEG-Cont and MED-Japan triangulation; All series lagged by one month to reflect advance cargo fixing)

> HEALTH, SAFETY AND ENVIRONMENT

Health and safety KPIs Q4 2023 Q3 2023 Q4 2022 2023 2022 TARGET
5
Lost Time Injury Frequency (LTIF)
0.0 0.0 0.0 0.0 1.0 <0.5
High-risk poten�al accidents 0 2 0 2 3 0
# of spills to the environment 0 0 0 0 0 0

KCC had zero Lost Time Injury Frequency and no spills to the environment for Q4 2023 and for 2023 in total, in line with targets. During the year, the fleet experienced two incidents without injury which the ship manager categorized as having high-risk potential. The high-risk potential KPI is tracked with the purpose of putting focus on and learning from the potential accident to improve safety. Both the high-risk potential accidents in 2023 were investigated and preventive actions have or will be implemented.

ENVIROMENTAL KPIs Q4 2023 Q3 2023 Benchmark
Q4
2023 2022 TARGET
2026
CO2-emissions per ton transported cargo per
nau�cal mile (EEOI) (grams CO2/(tons cargo x
nau�cal miles))
6.3 6.4 9.6 6.5 6.9 5.3
Average CO2 emission per vessel per year
(metric tons CO2/vessel-year)
18,200 19,800 n.a 18,700 17,900 16,900
% of days in combina�on trades 87% 89% n.a 85% 83% 85%
Ballast days in % of total on-hire days 12% 14% 34% 14% 12% 10%

Fourth quarter

The carbon intensity (EEOI) of the KCC fleet was quite stable the last three quarters of 2023 and ended at 6.3 grams CO2 per ton-mile in Q4 2023, while average CO2 emissions per vessel-year decreased by 8% Q-on-Q down to 18,300 mt.

Transport work performed by the fleet remained fairly constant Q-on-Q as longer laden sailed distance and lower ballast were cancelled out by a decrease in average cargo weight. Speed remained quite constant, but the amount of time the vessels spent sailing at speeds above 13 knots decreased from 30% in Q3 to 21% in Q4, contributing to lower CO2 emissions as fuel consumption increases exponentially with vessel speed. The fleet spent more time idling and in port in Q4 compared to Q3, consuming less fuel than when sailing, and operational performance improved as the full fleet was operating with optimized weather routing advise as well as routing focusing on maintaining steady engine load.

Full year

KCC's carbon intensity (EEOI) for the full year 2023 improved considerably from 6.9 grams CO2/(tons cargo x nautical miles) in 2022 to 6.5 in 2023. This is 5.8% better than the target for the year as stated in the Environmental Strategy and in the Sustainability-Linked Financing Framework. The Y-o-Y change was driven by more transport work mainly due to higher cargo weight and more time spent sailing at sea as well as lower average speed and continued improved technical performance of the fleet, partly offset by a higher proportion of time sailing in ballast.

The average CO2 emissions per vessel-year for the KCC fleet increased to 18,700 tons in 2023 from 17,900 tons in 2022, an increase of approximately 4% Y-o-Y. The main contributor is time spent sailing at sea which increased from 2022 to 2023, contributing to higher total CO2 emissions.

6 Benchmark: The EEOI and % ballast for "Benchmark standard vessels" are calculated based on standard vessels (Panamax/Kamsarmax dry bulk vessels, MR-tankers and LR1-tankers) making the same transportation work in the same trades as performed by KCC's CABU and CLEANBU vessels. The EEOI for "Benchmark standard vessels" is calculated as the weighted average of EEOI for the individual trades performed. There is a degree of uncertainty related to the benchmark values as these are estimated using data from Baltic Exchange and AXS

1 LTIF per 1 million working hour. Lost Time Injuries (LTIs) are the sum of fatalities, permanent total disabilities, permanent partial disabilities and lost workday cases (injuries leading to loss of productive work time). In line with OCIMF (Oil Companies International Marine Forum)

2 EEOI (Energy Efficiency Operational Index) is defined by IMO and represents grams CO2 emitted per transported ton cargo per nautical mile for a period of time (both fuel consumption at sea and in port included).

3 Average CO2 emissions per vessel = total CO2 emissions in metric tons/vessel years. Vessel years = days available – off-hire days at yard. When new vessels are delivered to the fleet, the vessel years are calculated from the date the vessel is delivered.

4 % of days in combination trades = see definition on page 2.

5 Ballast in % of on-hire days = Number of days in ballast /number of on-hire days. Ballast days when the vessel is off-hire are not included.

> OUTLOOK

The outlook for the product tanker market for 2024 remains strong irrespective of the likely temporary effects from the draught situation in the Panama Canal and the disruption of vessel transits through the Red Sea and Suez. A shift to longer haul trades following the European ban on Russian imports and new refinery capacity east of Suez continue to support ton-mile trade growth prospects.

After an encouraging start to 2024, the dry bulk market outlook for the year is moderately positive. The Panama and the Red Sea situations have also lent support to the dry bulk market in the seasonally weak first quarter of the year. The dry bulk market also looks tight in the second quarter with continued disruptions and expected large grains and coal shipments. Low effective fleet growth and possible prolonged rerouting of vessels from the ongoing disruptions could make the dry bulk market surprise on the upside for the remaining 2024. Uncertainties around Chinese dry bulk demand growth remain the largest risk factor.

During January 2024, the annual caustic soda solution (CSS) contract renewals were finalized. These contracts cover close to the full wet capacity of the CABU fleet for 2024. Approximately 40% of the secured contract days have fixed freight rates concluded at historically strong levels, but somewhat below the 2023 contract rates. The remaining approximately 60% of contract days are covered by indexlinked contracts, accounting for a considerably higher share of contract days than in 2023 (25%-points). With the strong product tanker market to date in 2024, the higher share of index-linked contracts will likely be positive for the CABU TCE earnings in Q1 2024. Based on a current 90% of the CABU days fixed and forward freight pricing (FFA)1 for open days, the CABU TCE earnings guiding for Q1 2024 is \$32,000- 33,000/day.

Alcoa announced in January the full curtailment of their alumina refinery in Kwinana in Western Australia. This closedown will have limited impact on the CABU operations in 2024. It will furthermore not alter KCC's ambition to grow its Australian caustic soda business over the next years, backed by increasing imports to the new Australian lithium refinery industry.

The strong start of the year in the product tanker market is expected to result in record high CLEANBU TCE earnings in Q1 2024. Based on current fixed days equal to 90% of fleet capacity and forward freight pricing (FFA)1 for the open days, TCE earnings for the CLEANBU fleet in Q1 2024 are expected to end at \$48,000-50,000/day.

Due to the large earning's difference between the dry bulk and the product tanker markets, the CLEANBU fleet is expected to maintain a higher share in tanker trading at around 60-70% over the next quarters. The vessels will mainly be employed on index-linked contracts and on spot voyages, and hence are expected to benefit from a likely continued strong product tanker market through 2024. One CLEANBU vessel is employed on time charter until February 2025, secured in early 2023.

1 Source: Klaveness and Baltic Exchange as of February 2024. KMAX dry bulk vessel = P5TC, MR tanker = TC7 TCE, LR1 tanker = TC5 TCE, VLSFO = VSLFO Singapore. Forward TC5/TC7 TCE based on TC5/TC7 FFA assessment and forward VLSFO price.

INCOME STATEMENT

Unaudited Unaudited Audited
USD '000 Notes Q4 2023 Q4 2022 2023 2022
Freight revenue 3 65 065 59 122 247 542 205 769
Charter hire revenue 3 11 664 13 975 39 624 54 509
Other revenue 3 - (271) - 396
Total revenue, vessels 76 728 72 827 287 166 260 674
Voyage expenses (23 618) (28 444) (90 362) (96 054)
Net revenues from opera�on of vessels 53 110 44 383 196 805 164 620
Opera�ng expenses, vessels (13 114) (13 549) (50 237) (48 575)
Group commercial and administra�ve services 10 (1 825) (1 232) (5 403) (4 203)
Salaries and social expenses (1 135) (932) (4 086) (3 458)
Tonnage tax (74) (63) (198) (188)
Other opera�ng and administra�ve expenses (426) (475) (1 933) (1 242)
Opera�ng profit before deprecia�on (EBITDA) 36 536 28 134 134 947 106 955
Deprecia�on 4 (7 455) (9 105) (31 842) (31 344)
Opera�ng profit a�er deprecia�on (EBIT) 29 081 19 029 103 105 75 611
Finance income 7 1 681 1 971 7 533 3 516
Finance costs 7 (4 872) (5 658) (23 739) (18 257)
Profit before tax (EBT) 25 892 15 343 86 899 60 869
Income tax expenses - - - -
Profit a�er tax 25 892 15 343 86 899 60 869
A�ributable to:
Equity holders of the Parent Company 25 892 15 343 86 899 60 869
Total 25 892 15 343 86 899 60 869
Earnings per Share (EPS):
Basic earnings per share 0.43 0.29 1.52 1.16
Diluted earnings per share 0.43 0.29 1.52 1.16

STATEMENT OF COMPREHENSIVE INCOME

Unaudited Unaudited Audited
USD '000 Q4 2023 Q4 2022 2023 2022
Profit/ (loss) of the period 25 892 15 343 86 899 60 869
Other comprehensive income to be reclassified to profit or loss
Net movement fair value on cross-currency interest rate swaps (CCIRS) 3 107 7 089 2 100 (3 707)
Reclassifica�on to profit and loss (CCIRS) (2 918) (5 918) (6 044) 8 559
Net movement fair value on interest rate swaps (2 429) (244) (2 245) 11 663
Net movement fair value bunker hedge (306) (221) 126 (231)
Net movement fair value FFA futures 71 337 247 8 240
Net change on cost of hedging FFA op�on - (313) - -
Net change on in�al value of FFA op�on - (44) - 123
Net other comprehensive income to be reclassified to profit or loss (2 475) 686 (5 816) 24 647
Total comprehensive income/(loss) for the period, net of tax 23 417 16 028 81 083 85 516
A�ributable to:
Equity holders of the Parent Company 23 417 16 028 81 083 85 516
Total 23 417 16 028 81 083 85 516

STATEMENT OF FINANCIAL POSITION

ASSETS Unaudited Audited
USD '000 Notes 31 Dec 2023 31 Dec 2022
Non-current assets
Vessels 4 497 072 516 072
Newbuilding contracts 5 17 591 -
Long-term financial assets 6 6 325 7 762
Long-term receivables 107 70
Total non-current assets 521 095 523 905
Current assets
Short-term financial assets 6 1 699 4 923
Inventories 12 123 18 898
Trade receivables and other current assets 24 942 30 061
Short-term receivables from related par�es 110 202
Cash and cash equivalents 6 68 071 64 918
Total current assets 106 947 119 002
TOTAL ASSETS 628 041 642 906
EQUITY AND LIABILITIES Unaudited Audited
USD '000 Notes 31 Dec 2023 31 Dec 2022
Equity
Share capital 6 977 6 235
Share premium 202 852 153 732
Other reserves 10 722 16 491
Retained earnings 8 141 147 121 087
Total equity 361 698 297 545
Non-current liabili�es
Mortgage debt 6 154 835 156 534
Long-term financial liabili�es 6 657 2 466
Long-term bond loan 6 66 897 69 975
Total non-current liabili�es 222 388 228 975
Current liabili�es
Short-term mortgage debt 6 25 199 92 769
Other interest bearing liabili�es 6 - 233
Short-term financial liabili�es 6 328 249
Trade and other payables 17 052 22 250
Short-term debt to related par�es 1 179 693
Tax liabili�es 196 193
Total current liabili�es 43 954 116 387
TOTAL EQUITY AND LIABILITIES 628 041 642 906

The Board of Directors of

Klaveness Combination Carriers ASA

Oslo, 15 February 2024

Ernst Meyer

Gøran Andreassen

Magne Øvreås

Chair of the Board

Board member

Board member

Winifred Patricia Johansen

Brita Eilertsen

Engebret Dahm

CEO

Board member

Board member

STATEMENT OF CHANGES IN EQUITY

Attributable to equity holders of the parent

Unaudited

USD '000 Share
capital
Other
paid in
capital
Treasury
Shares
Hedging
reserve
Cost of
hedging
reserve
Retained
earnings
Total
Equity 1 January 2023 6 235 153 732 (147) 17 352 (714) 121 087 297 545
Profit (loss) for the period - - - - - 86 899 86 899
Other comprehensive income for the period - - - (5 816) - - (5 816)
Private placement May 2023 (note 8) 721 48 619 - - - - 49 340
Warrants (note 8) 21 480 - - - - 501
Employee share purchase (note 8) - 21 50 - - - 71
Dividends - - - - - (66 836) (66 836)
Equity at 31 December 2023 6 977 202 852 (97) 11 533 (714) 141 147 361 698

Audited

USD '000 Share
capital
Other
paid in
capital
Treasury
Shares
Hedging
reserve
Cost of
hedging
reserve
Retained
earnings
Total
Equity 1 January 2022 6 235 153 732 (147) (7 294) (714) 102 605 254 417
Profit (loss) for the period - - - - - 60 869 60 869
Other comprehensive income for the period - - - 24 647 - - 24 647
Share op�on program - - - - - 35 35
Dividends - - - - - (42 421) (42 421)
Equity at 31 December 2022 6 235 153 732 (147) 17 352 (714) 121 087 297 545

STATEMENT OF CASH FLOWS

Unaudited Unaudited Audited
USD '000 Notes Q4 2023 Q4 2022 2023 2022
Profit before tax 25 892 15 343 86 899 60 869
Tonnage tax expensed 74 63 198 188
Deprecia�on 4 7 455 9 105 31 842 31 344
Amor�za�on of upfront fees bank loans 297 365 1 784 1 352
Gain related to modifica�on of debt - - - (1 175)
Financial deriva�ves loss / gain (-) 6 (285) (30) 18 (232)
Gain /loss on foreign exchange 7 (149) (532) 169 207
Interest income 7 (1 247) (1 409) (7 246) (3 284)
Interest expenses 7 4 573 5 293 21 481 16 698
Change in current assets (2 371) (2 198) 11 985 (16 504)
Change in current liabili�es (3 259) 2 628 (2 539) 4 488
Collateral paid/received on cleared deriva�ves 6 (322) 613 (186) 8 901
Interest received 7 1 247 1 158 4 593 3 030
A: Net cash flow from opera�ng ac�vi�es 31 905 30 399 148 999 105 883
Acquisi�on of tangible assets 4 (1 364) (2 549) (12 843) (10 238)
Installments and other cost on newbuilding contracts 5 (110) - (17 591) -
B: Net cash flow from investment ac�vi�es (1 474) (2 549) (30 434) (10 238)
Paid in registered capital increase 8 - - 49 828 -
Transac�on costs on capital increase - - (1 093) -
Paid in long term incen�ve plan 8 - - 27 -
Paid in from exercise of warrants - - 501 -
Transac�on costs on issuance of debt 6 - - (2 303) (193)
Repayment of mortgage debt 6 (6 300) (6 098) (164 033) (24 049)
Drawdown of mortgage debt 6 - - 95 000 -
Repurchase bond incl premium (KCC04) - - (55 478) -
Proceeds from new bond issue (KCC05) - - 47 112 -
Interest paid 7 (5 139) (4 662) (21 905) (15 378)
Repayment of lease liabili�es - - - (382)
Interest paid leasing - - - (66)
Termina�on of interest rate deriva�ves 6 - - 4 001 -
Dividends (15 115) (15 712) (66 836) (42 421)
C: Net cash flow from financing ac�vi�es (26 554) (26 472) (115 179) (82 489)
Net change in liquidity in the period 3 877 1 378 3 386 13 156
Cash and cash equivalents at beginning of period 64 194 63 307 64 685 51 529
Cash and cash equivalents at end of period 68 071 64 685 68 071 64 685
Net change in cash and cash equivalents in the period 3 877 1 378 3 386 13 156
Cash and cash equivalents 68 071 64 918 68 071 64 918
Other interest bearing liabili�es (overdra� facility) - 233 - 233
Cash and cash equivalents (as presented in cash flow statement) 68 071 64 685 68 071 64 685

NOTES

01 Accoun�ng
policies
02 Segment
repor�ng
03 Revenue
from
contracts
with
customers
04 Vessels
05 Newbuildings
06 Financial
assets
and
liabili�es
07 Financial
items
08 Share
capital, shareholders
and
dividends
09 Salaries
10 Transac�ons
with
related
par�es
11 Events
a�er
the
balance
sheet
date

NOTE 1- ACCOUNTING POLICIES

Corporate information

Klaveness Combination Carriers ASA ("Parent Company"/"the Company"/"KCC") is a public limited liability company domiciled and incorporated in Norway. The share is listed on Oslo Stock Exchange with ticker KCC. The consolidated interim accounts include the Parent Company and its subsidiaries (referred to collectively as "the Group").

The objectives of the Group are to provide transportation for dry bulk, chemical and product tanker clients, as well as to develop new investment and acquire assets that fit the Group's existing business platform. The Group has eight CABU vessels (see note 4) with capacity to transport caustic soda solution (CSS), floating fertilizer (UAN) and molasses as well as all dry bulk commodities, and three CABU vessels under construction. Further, the Group has eight CLEANBU vessels. The CLEANBUs are both full-fledged LR1 product tankers and Kamsarmax dry bulk vessels.

Accounting policies

The interim condensed financial statements of the Group have been prepared in accordance with IAS 34 Interim Financial Reporting. The interim condensed financial statements of the Group should be read in conjunction with the audited consolidated financial statements for the year ended 31 December 2022, which have been prepared in accordance with IFRS Accounting Standards, as adopted by the European Union.

Tax

The Group has subsidiaries in various tax jurisdictions, including ordinary and tonnage tax regimes in Norway and ordinary taxation in Singapore. Income from international shipping operations is tax exempt under the Norwegian tax regime, while financing costs are partly deductible. As such, the Group does not incur material tax expenses.

Subsidiaries

Klaveness Combination Carriers ASA has during 2023 purchased a company, KCC Bass AS, included as a subsidiary in the Group. Purchase price of NOK 80k represented cash in the company with no other business activities at the purchase date.

Internal sale transaction

In March 2023, the CLEANBU vessel, MV Bass was sold from KCC Shipowning AS ("KCCS") to KCC Bass AS (both companies 100 % owned by Klaveness Combination Carriers ASA). The sale was made on arm's length terms based on observable and comparable prices for standard vessels, adjusted for CLEANBU features and based on a discounted cash flow model. KCC Bass AS and KCCS are co-borrowers in the bank debt facility and one of the bank loan tranches was transferred to KCC Bass AS. KCCS also distributed dividends used to capitalize KCC Bass AS. The internal sale transaction and the internal restructuring of loans have no effect on consolidated figures.

Long term incentive program

In April 2023, a new Long Term Incentive Program (LTIP) was approved. The new program consists of two elements: 1) a share purchase program where employees are offered to purchase shares at a discount, and 2) a share option program with a strike price equal to the market price at the time of grant. The equity-settled share-based payments are treated as an increase in equity at fair value. The purchase price is recognized as a capital increase immediately, and the discount is periodized as a wage/equity increase over the vesting period. Employee share options are calculated at fair value at the time they are granted and charged to expense over the vesting period as payroll cost with a corresponding increase in equity. The market value of the employee share options are estimated based on the Black-Scholes-Merton model.

New accounting standards

The accounting policies adopted in the preparation of the interim condensed consolidated financial statements are consistent with those followed in the preparation of the annual consolidated financial statements of the year ended 31 December 2022 except for the adoption of any new accounting standards or amendments with effective date after 1 January 2023. There was no material impact of new accounting standards or amendments adopted in the period.

NOTE 2- SEGMENTS REPORTING

Opera�ng income and opera�ng expenses per
segment Q4 2023 Q4 2022
USD '000 CABU CLEANBU Total CABU CLEANBU Total
Opera�ng revenue, vessels 39 896 36 832 76 728 36 773 36 324 73 097
Voyage expenses (13 836) (9 782) (23 618) (19 348) (9 096) (28 444)
Other revenue - - - - (271) (271)
Net opera�ng revenues from opera�ons of vessels 26 060 27 049 53 110 17 426 26 958 44 383
Opera�ng expenses, vessels (6 465) (6 649) (13 114) (6 634) (6 915) (13 549)
Group administra�ve services (900) (925) (1 825) (603) (629) (1 232)
Salaries and social expense (560) (576) (1 135) (456) (475) (932)
Tonnage tax (29) (45) (74) (31) (31) (63)
Other opera�ng and adm expenses (210) (216) (426) (232) (242) (475)
Opera�ng profit before deprecia�on (EBITDA) 17 897 18 638 36 536 9 468 18 665 28 132
Deprecia�on (3 423) (4 031) (7 455) (3 584) (5 521) (9 105)
Opera�ng profit a�er deprecia�on (EBIT) 14 474 14 607 29 080 5 884 13 144 19 027

Reconcilia�on of average revenue per on-hire day

Q4 2023 Q4 2022
CABU CLEANBU Total CABU CLEANBU Total
26 060 27 049 53 110 17 426 26 958 44 383
- - - - 271 271
26 060 27 049 53 110 17 426 27 228 44 654
722 721 1 442 677 740 1 416
36 110 37 537 36 823 25 757 36 812 31 531
Reconcilia�on of opex \$/day Q4 2023 Q4 2022
USD '000 CABU CLEANBU Total CABU CLEANBU Total
Opera�ng expenses, vessels 6 465 6 649 13 114 6 634 6 915 13 549
Opera�ng expenses, vessels adjusted 6 465 6 649 13 114 6 634 6 915 13 549
Opera�ng days 736 736 1 472 736 736 1 472
Opex \$/day 8 784 9 034 8 909 9 014 9 395 9 204

NOTE 2- SEGMENTS REPORTING CONT.

Opera�ng income and opera�ng expenses per segment USD '000 Opera�ng revenue, vessels Other revenue Voyage expenses Net revenues Opera�ng expenses, vessels Group administra�ve services Salaries and social expense Tonnage tax Other opera�ng and adm expenses Opera�ng profit before deprecia�on (EBITDA) Deprecia�on Opera�ng profit a�er deprecia�on (EBIT) 2023 CABU 145 785 - (50 120) 95 665 (22 618) (2 433) (1 840) (100) (870) 67 804 (13 476) 54 328 CLEANBU 141 380 - (40 242) 101 139 (27 618) (2 970) (2 246) (98) (1 063) 67 142 (18 366) 48 776 Total 287 166 - (90 362) 196 805 (50 237) (5 403) (4 086) (183) (1 933) 134 947 (31 842) 103 105 2022 CABU 127 455 - (55 018) 72 436 (22 917) (1 983) (1 631) (105) (586) 45 214 (12 465) 32 749 CLEANBU 132 823 396 (41 036) 92 183 (25 657) (2 220) (1 826) (83) (656) 61 740 (18 880) 42 860 Total 260 278 396 (96 054) 164 620 (48 575) (4 203) (3 458) (188) (1 242) 106 955 (31 344) 75 611

Reconcilia�on of average revenue per on-hire day

CABU CLEANBU Total CABU CLEANBU Total
95 665 101 139 196 805 72 436 92 183 164 620
- - - - (396) (396)
95 665 101 139 196 805 72 436 91 787 164 224
2 754 2 872 5 626 2 703 2 814 5 518
34 742 35 214 34 983 26 796 32 614 29 764
2023 2022
Reconcilia�on of opex \$/day 2023 2022
USD '000 CABU CLEANBU Total CABU CLEANBU Total
Opera�ng expenses, vessels 22 618 27 618 50 237 22 917 25 657 48 575
Opera�ng expenses, vessels adjusted 22 618 27 618 50 237 22 917 25 657 48 575
Opera�ng days 2 920 2 920 5 840 2 920 2 920 5 840
Opex (\$/day) 7 746 9 458 8 602 7 848 8 787 8 318

NOTE 3- REVENUE AND OTHER INCOME

Revenue types

USD '000 Classifica�on Q4 2023 Q4 2022 2023 2022
Revenue from COA contracts Freight revenue 31 654 25 922 138 880 92 852
Revenue from spot voyages Freight revenue 33 411 33 200 108 662 112 917
Revenue from TC contracts Charter hire revenue 11 664 13 975 39 624 54 509
Other revenue Other revenue - (271) - 396
Total revenue, vessels 76 728 72 827 287 166 260 674

NOTE 4- VESSELS

Vessels

USD '000 31 Dec 2023 31 Dec 2022
Cost price 1.1 742 721 734 955
Dry Docking 4 959 5 620
Energy efficiency upgrade 7 566 2 772
Technical upgrade 319 1 845
Disposal of vessel and drydock - (2 472)
Costprice end of period 755 564 742 721
Acc. Deprecia�on 1.1 226 650 198 092
Disposal of vessel and dry dock - (2 472)
Deprecia�on vessels 31 842 31 029
Acc. Deprecia�on end of period 258 492 226 650
Carrying amounts end of period* 497 072 516 072
*) carrying value of vessels includes dry-docking
No. of vessels 16 16
Useful life (vessels) 25 25
Useful life (dry docking) 2 -3 2 -3
Deprecia�on schedule Straight-line Straight-line
Reconcilia�on of deprecia�ons
USD '000 Q4 2023 Q4 2022 2023 2022
Deprecia�on vessels 7 455 9 105 31 842 31 029
Deprecia�on right of use assets - - - 315

Deprecia�on right of use assets Deprecia�ons for the period

ADDITIONS

Three CABU vessels and one CLEANBU vessel completed scheduled dry- docking in 2023 at a total cost of USD 5.0 million. Technical and energy efficiency upgrades of USD 7.9 million are related to general improvement of the technical performance of the vessels and energy efficiency initiatives, deducted by grants from ENOVA of in total USD 1.1 million recognized as per year end 2023. KCC has secured in total approximately USD 1.4 million in grants from ENOVA to finance investments in energy saving solutions for one CABU vessel and one CLEANBU vessel. The dry-dock of the CABU vessel was completed in 2023 and USD 0.8 million in funding was collected from ENOVA. The CLEANBU vessel will complete dry-dock in March 2024.

7 455

9 105

31 842

31 344

IMPAIRMENT

Identification of impairment indicators are based on an assessment of development in market rates (dry bulk, MR tanker, LR1 tanker and fuel), TCE earnings for the fleet, vessel opex, operating profit, technological development, change in regulations, interest rates and discount rate. Rises in interest rates in isolation, increases the discount rate used in the calculation of recoverable amount. As previous sensitivity analysis of recoverable amount shows that the decrease in recoverable amount is unlikely to result in a material impairment loss, as per IAS 36.16, this has not been considered an impairment indicator. Expected future TCE earnings for both CABUs and CLEANBUs, diversified market exposure, development in secondhand prices and the combination carriers' trading flexibility support the conclusion of no impairment indicators identified as per 31 December 2023.

1 ENOVA = A Norwegian government enterprise responsible for promotion of environmentally friendly production and consumption of energy

NOTE 5- NEWBUILDINGS

(USD '000) 31 Dec 2023 31 Dec 2022
Cost 1.1 - -
Yard installments paid 17 205 -
Other capitalized cost 386 -
Net carrying amount 17 591 -

The Group had per 31 December 2023 three CABU combination carrier newbuildings on order at Jiangsu New Yangzi Shipbuilding Co., Ltd in China. The contract price is USD 56.7 million per vessel and estimated delivery costs are approximately USD 60 million per vessel. The expected delivery of the vessels is Q1-Q3 2026.

Installments of USD 17.2 million were paid as of year end 2023. The newbuildings are partly financed through equity raised in 2023 and cash on the balance sheet, and there were no borrowings related to the newbuilds as of 31 December 2023. Project fees of USD 0.4 million were capitalized during 2023.

NOTE 6- FINANCIAL ASSETS AND LIABILITIES

In December 2023 the 364-days overdraft facility was extended by additional 364 days. The commitment under the overdraft facility was reduced from USD 15 million to USD 8 million based on the Group's reevaluated need.

USD '000

Mortgage debt Descrip�on Interest rate Maturity Carrying amount
DNB/SEB/SRB/SPV Facility** Term Loan/RCF, USD 190 million Term SOFR + 2.1 % June 2028 88 518
Nordea/Credit Agricole Facility* Term Loan/RCF, USD 60 million Term SOFR + 2.25 % March 2027 32 294
Nordea/ Danske Facility/* Term Loan, USD 80 million Term SOFR + CAS + 2.1 % December 2026 62 588
Capitalized loan fees (3 367)
Mortgage debt 31 December 2023

In September 2023, KCC completed a new senior unsecured sustainability-linked bond issue of NOK 500 million with maturity date 5 September 2028 (KCC05). The bond carries a coupon of 3 months NIBOR + 365 bps p.a. with quarterly interest payments. The bond has a borrowing limit of NOK 1 bn and the repayment amount is linked to the Company's sustainability performance. The sustainability-linked financing framework and the bond terms can be found on the Company's website. The bond issue has been hedged to USD at USDNOK 10.613 and bears an interest rate of 3 months SOFR + 414 bps p.a. In connection with the issue of KCC05, KCC repurchased NOK 508.5 million of the KCC04 bond issue.

USD'000 Face value Carrying Amount
Bond loan NOK'000 Maturity 31 Dec 2023
KCC04 700 000 11.02.2025 76 390
Realized exchange rate gain at buyback (7 208)
Buyback KCC04 (Q3 2023) (508 500) (54 978)
Exchange rate adjustment 4 566
Capitalized expenses (86)
Bond discount (82)
Sum KCC04 191 500 18 602
KCC05 500 000 05.09.2028 46 971
Exchange rate adjustment 2 035
Capitalized expenses (711)
Sum KCC05 500 000 48 295
Total bond loan 691 500 66 897

As per 31 December 2023, USD 178k of the Group's total cash balance was classified as restricted cash. The restricted cash consists of employee tax withholding.

The Group is subject to certain financial covenants and other undertakings in financing arrangements. As per 31 December 2023 the Group was in compliance with all financial covenants. For further details on covenants please see the 2022 Annual Report.

NOTE 6- FINANCIAL ASSETS AND LIABILITIES CONT.

USD '000 Fair value Carrying amount Carrying amount
Interest bearing liabili�es 31 Dec 2023 31 Dec 2023 31 Dec 2022
Mortgage debt 158 201 158 201 159 664
Capitalized loan fees - (3 367) (3 131)
Bond loan 68 798 67 777 70 660
Bond discount - (82) (158)
Capitalized expenses bond loan - (797) (527)
Total non-current interest bearing liabil�es 226 999 221 732 226 509
Mortgage debt, current 25 199 25 199 92 769
Overdra� facility (Secured) - - 233
Total interest bearing liabili�es 252 198 246 931 319 511

USD '000

Financial assets 31 Dec 2023 31 Dec 2022
Financial instruments at fair value through OCI
Cross-currency interest rate swap 1 891 1 272
Interest rate swaps 5 762 11 110
Fuel Hedge 87 -
Financial instruments at fair value through P&L
Forward currency contracts 285 -
Interest rate swaps - 303
Financial assets 8 024 12 685
Current 1 699 4 923
Non-current 6 325 7 762

USD '000

Financial liabili�es 31 Dec 2023 31 Dec 2022
Financial instruments at fair value through OCI
Cross-currency interest rate swap 985 2 466
Fuel hedge - 249
Financial liabili�es 985 2 715
Current 328 249
Non-current 657 2 466

NOTE 7- FINANCIAL ITEMS

USD' 000

USD' 000

Finance income Q4 2023 Q4 2022 2023 2022
Other interest income 1 247 1 409 4 594 2 109
Gain related to modifica�on of debt - - - 1 175
Fair value changes interest rate swaps - 30 - 232
Gain on currency contracts 285 - 285 -
Gain on terminated cross-currency swaps - - 2 652 -
Other financial income - - 1 -
Gain on foreign exchange 149 532 -
Finance income 1 681 1 971 7 533 3 516

Finance cost Interest expenses mortgage debt Interest expenses bond loan Interest expenses lease liabili�es Amor�za�on capitalized fees on loans Other financial expenses Fair value changes interest rate swaps Loss on foreign exchange Finance cost Q4 2023 3 181 1 126 - 297 266 - - 4 872 Q4 2022 3 900 1 394 - 365 - - - 5 658 2023 13 590 5 756 - 1 784 2 135 303 169 23 739 2022 11 769 4 767 66 1 352 97 - 207 18 257

Other financial expenses of USD 2.1 million in 2023, include premium paid on the repurchase of KCC04 of USD 1.9 million. Gain of USD 0.3 million on USD/NOK futures maturing in 2024.

NOTE 8 – SHARE CAPITAL, SHAREHOLDERS AND DIVIDENDS

Dividends of USD 15.1 million were paid to the shareholders in November 2023 (USD 0.25 per share). A total of USD 66.8 million in dividends were paid to shareholders during 2023.

On 22 June 2023, Senior Executives in the Company purchased in total 13 500 shares in KCC through the Company's Long-Term Incentive Plan (LTIP), where 10 000 were purchased by the CEO. The Company used Treasury shares to settle the transactions. In connection to this share purchase, the Senior Executives were awarded 40 500 share options in the Company of which 30 000 were awarded to the CEO. As of 31 December 2023, the CEO, Engebret Dahm holds 30 532 shares and 30 000 options in the Company.

On 30 May 2023, the Company completed a capital increase of USD 49.8 million through a private placement to partly fund three CABU newbuildings. The Board approved the allocation of 7 857 143 shares in the private placement at a price of NOK 70.00 per share.

On 11 August and 6 September 2023, Hundred Roses Corporation, EGD Shipholding AS and Rederiaksjeselskapet Torvald Klaveness exercised all their warrants in the Company. The exercises increased equity by USD 0.5 million. As of 31 December 2023, there are no outstanding warrants.

Shares Share capital (NOK)
Shares and share capital at 31 December 2022 52 372 000 52 372 000
Shares issued 30 May 2023 7 857 143 7 857 143
Shares issued 11 August 2023 (warrants) 14 020 14 020
Shares issued 6 September 2023 (warrants) 215 068 215 068
Shares and share capital at 31 December 2023 60 458 231 60 458 231
Q4 2023 Q4 2022
Weighted average number of ordinary shares for basic EPS 60 458 231 52 331 922
Effects of dilu�on from:
Share op�ons (note 9) 50 587 65 280
Warrants - 229 088
Weighted average number of ordinary shares for the effect of dilu�on 60 508 818 52 626 290
2023 2022
Weighted average number of ordinary shares for basic EPS 56 996 430 52 331 922
Effects of dilu�on from:
Share op�ons (note 9) 43 717 65 280
Warrants 155 255 229 088
Weighted average number of ordinary shares for the effect of dilu�on 57 195 402 52 626 290

NOTE 9 - SALARIES

In the option program granted in December 2019, the CEO and CFO were granted 38,580 and 26,700 options, respectively. As all options under the 2019 Long-Term Incentive Plan (LTIP) have vested, the Board proposed a new LTIP that was approved by the General Meeting in April 2023. Details on the new LTIP, options granted in June 2023 and fair value calculation are described in the Q2 2023 report, note 8, published on the Company's homepage (www.combinationcarriers.com) Investor Relations/Reports and Presentations under the section for the Q2 2023 report.

On 22 February 2023, the CEO of Klaveness Combination Carriers ASA, Engebret Dahm, exercised all his 38,580 options in the Company against cash settlement by the Company. The share options were granted in December 2019 and were fully vested in December 2022. The option settlement in cash of USD 0.2 million is recognized as payroll expenses in Q1 2023.

On 4 November 2023, the CFO of Klaveness Combination Carriers ASA, Liv Hege Dyrnes, exercised all her 26,700 options in the Company against cash settlement by the Company. The share options were granted in December 2019 and were fully vested in December 2022. The option settlement in cash of USD 0.2 million is recognized as payroll expenses in Q4 2023.

The following table summarizes the option activity as per 31 December 2023:

Average exercise price 2023 2022
Opening balance 1 January 65 280 65 280
Granted during the year NOK 69.5 40 500 0
Exercised during the year - 65 280 0
Forfeited during the year 0 0
Expired during the year 0 0
Outstanding at 31 December 40 500 65 280

The fair value of the share options granted is calculated to USD 119k, i.e. USD 1.91 per share option. The cost incurred in 2023 was USD 16k where USD 8k was recognized in Q4.

NOTE 10 – TRANSACTIONS WITH RELATED PARTIES

USD' 000

Type of services/transac�ons Provider1 Price method Q4 2023 Q4 2022 2023 2022
Pool par�cipa�on2 BAU Standard pool agreement - - - 49
Dry bulk chartering KC 1.25% of transac�on value3 - - - (472)
Total net revenue from related par�es - - - (423)

Relets of dry bulk cargoes between KCCC and KC (related party in the Torvald Klaveness Group) are made at spot pricing without any compensation either way.

Type of services/transac�ons Provider1 Price method Q4 2023 Q4 2022 2023 2022
Business adm. services KAS Cost + 5% 483 471 1 944 1 641
Business adm. services KA Ltd Cost + 5% 25 46 139 160
Business adm. services KD Priced as other Cargovalue
services
5 - 5 -
Commercial services* KAD Cost + 7.5% 163 - 381 -
Commercial services KDB Cost + 7.5%4 70 149 293 279
Commercial services KSM Cost + 7.5% 327 182 990 825
Board member fee KD Fixed fee as per annual general
mee�ng
(6) - (24) -
Subscrip�on Cargo Value (linked
to COA with external party)
CIA Fixed fee - - - 60
Project management KSM Cost + 7.5% 757 384 1 674 1 237
Total group commercial and administra�ve services 1 825 1 232 5 403 4 202

Some bunker purchases are done through KC which holds the bunker contracts with suppliers in some regions. No profit margin is added to the transactions, but a service fee is charged based on time spent (cost +7.5%) reflecting the time spent by the bunkering team and charged as part of the commercial services from KDB.

*Two employees were transferred from Singapore to Dubai from 1 August 2023. KCC does not have set-up in Dubai and the employees have hence been transferred from a KCC company to a related company in the Torvald Klaveness Group and are hired back by a KCC company at cost + 7.5%. The amount includes salary and employee bonus for 2023.

USD' 000
Type of services/transac�ons Provider1 Price method Q4 2023 Q4 2022 2023 2022
Technical mngmnt fee (opex) KSM Fixed fee per vessel 1 109 955 4 117 3 819
Crewing and IT fee (opex) KSM Fixed fee per vessel 368 391 1 496 1 565
Board member fee
(administra�ve expenses)
KAS Fixed fee as per annual general
mee�ng
20 21 80 85
Total other services/ transac�ons 1 497 1 366 5 693 5 468

2 Pool hire from BAU to KCC less pool management fee. MV Bangor entered the pool in August 2021 and exited the pool agreement on 3 January 2022.

4 From 1 July 2022 the service fee for dry bulk chartering and FFA/bunker derivatives trading is based on time spent (cost + 7.5%), prior to this the fee was 0.1% of transaction fee.

1 Klavness AS (KAS), Klavness Ship Management S (KSM), Klavness Asia Pte.Ltd (KA Ltd), Baumarine AS (BAU), Cargo Intelligence AS (CIA), Klavness Dry Bulk AS (KDB), AS Klavness Chartering (KC), Klaveness Asia Pte. Ltd – Dubai Branch (KAD), Klaveness Digital AS (KD)

3 Fixture fee applicable for fixtures in first half 2022. From 1 July 2022 the service fee was based on time spent (cost + 7.5%) and included in "Total group commercial and administrative services" .

NOTE 11 – EVENTS AFTER THE BALANCE SHEET DATE

On 15 February 2024, the Company's Board of Directors declared to pay a cash dividend to the Company's shareholders of USD 0.35 per share for fourth quarter 2023, in total approximately USD 21.2 million.

Based on the escalating situation in the Red Sea area, KCC has decided to not trade any of its vessels through the Red Sea until the situation improves. The CABUs do not trade in the area, while the CLEANBUs from time-to-time transits through the Red Sea. The decision is expected to have limited impact on KCC business activities and financial performance.

There are no other events after the balance sheet date that have material effect on the Financial Statement as of 31 December 2023.

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