KLA CORP — Director's Dealing 2020

Sep 9, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KLA CORP (KLAC)
CIK: 0000319201
Period of Report: 2020-09-04

Reporting Person: Donzella Oreste (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-04	Common Stock	S	2421	$199.84	Disposed	5009	Direct
2020-09-07	Common Stock - Restricted Stock Units	M	2240	—	Disposed	32108	Direct
2020-09-07	Common Stock	M	2240	—	Acquired	7249	Direct
2020-09-07	Common Stock	F	1111	$193.37	Disposed	6138	Direct
2020-09-08	Common Stock	S	1129	$181.19	Disposed	5009	Direct

Footnotes

F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3: On September 7, 2016, the Reporting Person was granted RSUs for 8,960 shares of KLA common stock. On September 7, 2020, 25% of the RSUs vested.

F4: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

F5: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on September 4, 2020.