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KLA CORP Director's Dealing 2019

Aug 6, 2019

29827_dirs_2019-08-06_cc03b864-f8c5-4c41-a356-56b5fcc8184b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KLA CORP (KLAC)
CIK: 0000319201
Period of Report: 2019-08-02

Reporting Person: WALLACE RICHARD P (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-02 Common Stock - Restricted Stock Units M 6898 Disposed 173071 Direct
2019-08-02 Common Stock M 6898 Acquired 55736 Direct
2019-08-02 Common Stock F 3421 $133.24 Disposed 52315 Direct
2019-08-04 Common Stock - Restricted Stock Units M 20675 Disposed 152396 Direct
2019-08-04 Common Stock M 20675 Acquired 72990 Direct
2019-08-04 Common Stock F 10251 $133.24 Disposed 62739 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9182 Indirect

Footnotes

F1: Each RSU represents a contingent right to receive one share of KLA common stock.

F2: On August 2, 2018, the reporting person was granted 27,589 RSUs. On August 2, 2019, 25% of those RSUs vested.

F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

F4: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019.

F5: On August 4, 2016, the reporting person was granted 82,700 RSUs. On August 4, 2016, 25% of those RSUs vested.

F6: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary.