KLA CORP — Director's Dealing 2019

Aug 7, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KLA CORP (KLAC)
CIK: 0000319201
Period of Report: 2019-08-05

Reporting Person: WALLACE RICHARD P (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-05	Common Stock - Restricted Stock Units	M	7504	—	Disposed	144892	Direct
2019-08-05	Common Stock	M	7504	—	Acquired	70243	Direct
2019-08-05	Common Stock	F	3721	$133.24	Disposed	66522	Direct
2019-08-06	Common Stock - Restricted Stock Units	M	32829	—	Disposed	112063	Direct
2019-08-06	Common Stock	M	32829	—	Acquired	99351	Direct
2019-08-06	Common Stock	F	16277	$135.64	Disposed	83074	Direct
2019-08-06	Common Stock - Restricted Stock Units	M	13237	—	Disposed	98826	Direct
2019-08-06	Common Stock	M	13237	—	Acquired	96311	Direct
2019-08-06	Common Stock	F	6563	$135.64	Disposed	89748	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9182	Indirect

Footnotes

F1: Each RSU represents a contingent right to receive one share of KLA common stock.

F2: On August 3, 2017, the reporting person was granted 30,016 RSUs. On August 3, 2019, 25% of those shares vested but were not released until August 5, 2019.

F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

F4: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019.

F5: On August 6, 2015, the reporting person was granted performance RSUs that the independent directors determined in 2018 was for 65,658 shares. On August 6, 2019, the remaining shares vested.

F6: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019.

F7: On August 6, 2015, the reporting person was granted 52,950 RSUs. On August 6, 2019, the remaining RSUs vested.

F8: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary.