KLA CORP — Director's Dealing 2019

Nov 7, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KLA CORP (KLAC)
CIK: 0000319201
Period of Report: 2019-11-05

Reporting Person: KENNEDY KEVIN (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-05	Common Stock - Restricted Stock Units	M	2072	—	Disposed	0	Direct
2019-11-05	Common Stock	M	2072	—	Acquired	3974	Direct
2019-11-05	Common Stock - Restricted Stock Units	A	1162	—	Acquired	1162	Direct
2019-11-05	Common Stock	S	628	$174.315	Disposed	16557	Indirect
2019-11-05	Common Stock	S	1472	$172.224	Disposed	15085	Indirect
2019-11-05	Common Stock	S	400	$173.01	Disposed	14685	Indirect

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2: On November 7, 2018, the reporting person received an automatic grant of RSUs for 2,072 shares of KLA common stock. On November 5, 2019, the RSUs vested in full.

F3: On November 5, 2019, the reporting person received an automatic grant of RSUs for 1,162 shares. The RSUs vest upon the earliest to occur of (i) November 5, 2020, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control.

F4: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F5: Represents the weighted average sales price for the shares. The sales prices ranged from $174.17 to $174.68. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

F6: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

F7: Represents the weighted average sales price for the shares. The sales prices ranged from $171.71 to $171.70. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

F8: Represents the weighted average sales price for the shares. The sales prices ranged from $172.83 to $173.26. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.