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KLA CORP — Director's Dealing 2017
Aug 8, 2017
29827_dirs_2017-08-08_270d503d-d941-4973-9f97-4db1c4f090ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KLA TENCOR CORP (KLAC)
CIK: 0000319201
Period of Report: 2017-08-04
Reporting Person: WALLACE RICHARD P (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-04 | Common Stock | M | 20675 | — | Acquired | 58391 | Direct |
| 2017-08-04 | Common Stock | F | 10789 | $88.83 | Disposed | 47602 | Direct |
| 2017-08-06 | Common Stock | M | 52176 | — | Acquired | 99778 | Direct |
| 2017-08-06 | Common Stock | F | 27227 | $88.83 | Disposed | 72551 | Direct |
| 2017-08-07 | Common Stock | M | 11000 | — | Acquired | 83551 | Direct |
| 2017-08-07 | Common Stock | F | 5740 | $92.01 | Disposed | 77811 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9182 | Indirect |
| Common Stock - Restricted Stock Units | 162969 | Direct |
Footnotes
F1: On August 4, 2016, the Reporting Person received a grant of RSUs covering 82,700 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs.
F2: Pursuant to such terms of the August 4, 2016 RSU grant, 10,798 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
F3: On August 6, 2013, August 6, 2013, and August 6, 2015, the Reporting Person received a grant of RSUs or PRSUs covering 44,500 (RSU), 44,500 (PRSU) and 52,950 (RSU) shares of KLA-Tencor common stock, respectively. On August 6, 2017, the Reporting Person vested in 25% of such RSUs and 50% of the PRSUs.
F4: Pursuant to such terms of the August 6, 2013, August 6, 2013 and August 6, 2015 grants, 27,227 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
F5: On August 7, 2014, the Reporting Person received a grant of RSUs covering 44,000 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs.
F6: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary.
F7: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.
F8: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.