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KLA CORP — Director's Dealing 2017
Aug 8, 2017
29827_dirs_2017-08-08_cac60bd4-eb0b-4833-a493-0ffec329549b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KLA TENCOR CORP (KLAC)
CIK: 0000319201
Period of Report: 2017-08-04
Reporting Person: Khan Ahmad A. (EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-04 | Common Stock | M | 5175 | — | Acquired | 5489 | Direct |
| 2017-08-04 | Common Stock | F | 2693 | $88.83 | Disposed | 2796 | Direct |
| 2017-08-06 | Common Stock | M | 3313 | — | Acquired | 6109 | Direct |
| 2017-08-06 | Common Stock | F | 1729 | $88.83 | Disposed | 4380 | Direct |
| 2017-08-07 | Common Stock | M | 2287 | — | Acquired | 6667 | Direct |
| 2017-08-07 | Common Stock | F | 1194 | $92.01 | Disposed | 5473 | Direct |
| 2017-08-07 | Common Stock | S | 4066 | $89.15 | Disposed | 1407 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - Restricted Stock Units | 59487 | Direct |
Footnotes
F1: On August 4, 2016, the Reporting Person received a grant of RSUs covering 5,175 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs.
F2: Pursuant to such terms of the August 4, 2016 RSU grant, 2,693 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
F3: Pursuant to such terms of the August 6, 2015 RSU grant, 1,729 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
F4: On August 7, 2014, the Reporting Person received a grant of RSUs covering 9,150 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs.
F5: Pursuant to such terms of the August 7, 2014 RSU grant, 1,194 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
F6: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2017.
F7: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
F8: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.