AI assistant
KLA CORP — Director's Dealing 2012
Nov 16, 2012
29827_dirs_2012-11-16_3b125a5a-1705-42d1-8ed4-e42cd68178ba.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KLA TENCOR CORP (KLAC)
CIK: 0000319201
Period of Report: 2012-11-15
Reporting Person: WALLACE RICHARD P (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-15 | Common Stock | S | 3338 | $44.81 | Disposed | 60500 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - Restricted Stock Units | 248500 | Direct |
Footnotes
F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2009, as modified most recently on December 9, 2011, which plan was administratively transferred to a new broker effective November 2, 2012.
F2: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
F4: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made.