KKR & Co. Inc. — Director's Dealing 2021

Apr 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KKR & Co. Inc. (KKR)
CIK: 0001404912
Period of Report: 2021-04-01

Reporting Person: NUTTALL SCOTT C (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-01	Common Stock	M	95348	—	Acquired	2246090	Direct
2021-04-01	Common Stock	F	50744	$48.85	Disposed	2195346	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-01	Restricted Stock Units	$	M	95348	Disposed		Common Stock (95348)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	750000	Indirect
Common Stock	6722	Indirect
Common Stock	2782	Indirect

Footnotes

F1: 95,348 restricted stock units of KKR & Co. Inc. vested on April 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 825,000 restricted stock units will vest in two annual installments on October 1 of each year as follows: 375,000 units in 2021 and 450,000 units in 2022.

F2: These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.