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KKR & Co. Inc. Director's Dealing 2021

Oct 5, 2021

10262_dirs_2021-10-04_7bd58271-cf5f-465e-a880-c2bfdb52c56e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KKR & Co. Inc. (KKR)
CIK: 0001404912
Period of Report: 2021-10-01

Reporting Person: NUTTALL SCOTT C (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-01 Common Stock M 375000 Acquired 2570346 Direct
2021-10-01 Common Stock F 215175 $60.88 Disposed 2355171 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-01 Restricted Stock Units $ M 375000 Disposed Common Stock (375000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 750000 Indirect
Common Stock 6722 Indirect
Common Stock 2782 Indirect

Footnotes

F1: 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022.

F2: These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.