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KKR & Co. Inc. — Director's Dealing 2021
Oct 5, 2021
10262_dirs_2021-10-04_7bd58271-cf5f-465e-a880-c2bfdb52c56e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KKR & Co. Inc. (KKR)
CIK: 0001404912
Period of Report: 2021-10-01
Reporting Person: NUTTALL SCOTT C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Common Stock | M | 375000 | — | Acquired | 2570346 | Direct |
| 2021-10-01 | Common Stock | F | 215175 | $60.88 | Disposed | 2355171 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Restricted Stock Units | $ | M | 375000 | Disposed | Common Stock (375000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 750000 | Indirect |
| Common Stock | 6722 | Indirect |
| Common Stock | 2782 | Indirect |
Footnotes
F1: 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022.
F2: These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.
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