AI assistant
KKR & Co. Inc. — Director's Dealing 2020
Oct 3, 2020
10262_dirs_2020-10-02_acdf52be-bb80-4ac5-b55a-8e0783b6c7ce.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KKR & Co. Inc. (KKR)
CIK: 0001404912
Period of Report: 2020-10-01
Reporting Person: NUTTALL SCOTT C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Common Stock | M | 300000 | — | Acquired | 1137422 | Direct |
| 2020-10-01 | Common Stock | F | 159660 | $34.34 | Disposed | 977762 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | Restricted Stock Units | $ | M | 300000 | Disposed | Common Stock (300000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 750000 | Indirect |
| Common Stock | 6722 | Indirect |
| Common Stock | 2782 | Indirect |
Footnotes
F1: 300,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2020 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. Of the remaining 920,348 restricted stock units, (i) 95,348 units will vest on April 1, 2021 and (ii) 825,000 units will vest in two annual installments on October 1 of each year as follows: 375,000 units in 2021 and 450,000 units in 2022.
F2: These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.