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KKR & Co. Inc. — Director's Dealing 2019
Oct 4, 2019
10262_dirs_2019-10-03_e29e549c-38cc-46dd-83d6-90d40158b76c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KKR & Co. Inc. (KKR)
CIK: 0001404912
Period of Report: 2019-10-01
Reporting Person: BAE JOSEPH Y (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-01 | Class A Common Stock | M | 225000 | — | Acquired | 728871 | Direct |
| 2019-10-01 | Class A Common Stock | F | 119745 | $26.85 | Disposed | 609126 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-01 | Restricted Stock Units | $ | M | 225000 | Disposed | Class A Common Stock (225000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000000 | Indirect |
| Class A Common Stock | 1482 | Indirect |
| Class A Common Stock | 7166 | Indirect |
Footnotes
F1: 225,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis.
F2: These shares of Class A common stock are being held by the limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.
F3: Of the 1,315,695 restricted stock units, (i) 190,695 units will vest in equal annual installments over a two-year period with the next vesting on April 1, 2020 and (ii) 1,125,000 units will vest in three annual installments on October 1 of each year as follows: 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022.