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KKR & Co. Inc. Director's Dealing 2018

Apr 4, 2018

10262_dirs_2018-04-03_1d05aedc-fff7-42b8-91bd-dcb8d951b2db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KKR & Co. L.P. (KKR)
CIK: 0001404912
Period of Report: 2018-04-01

Reporting Person: Sorkin David (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-04-01 Common Units M 116017 Acquired 225886 Direct
2018-04-01 Common Units F 54479 $20.3 Disposed 171407 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-01 Restricted Equity Units $ M 116017 Disposed Common Units (116017) Direct

Footnotes

F1: 116,017 restricted equity units of KKR & Co. L.P. vested on April 1, 2018 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 126,168 restricted equity units consist of 19,933, 44,976 and 61,259 restricted equity units, which will generally vest in equal annual installments over a one, two and three-year period, respectively, with the next vesting on April 1, 2019, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis.