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KKR & Co. Inc. — Director's Dealing 2018
Apr 4, 2018
10262_dirs_2018-04-03_1d05aedc-fff7-42b8-91bd-dcb8d951b2db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KKR & Co. L.P. (KKR)
CIK: 0001404912
Period of Report: 2018-04-01
Reporting Person: Sorkin David (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-01 | Common Units | M | 116017 | — | Acquired | 225886 | Direct |
| 2018-04-01 | Common Units | F | 54479 | $20.3 | Disposed | 171407 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-01 | Restricted Equity Units | $ | M | 116017 | Disposed | Common Units (116017) | Direct |
Footnotes
F1: 116,017 restricted equity units of KKR & Co. L.P. vested on April 1, 2018 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 126,168 restricted equity units consist of 19,933, 44,976 and 61,259 restricted equity units, which will generally vest in equal annual installments over a one, two and three-year period, respectively, with the next vesting on April 1, 2019, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis.
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