KKR & Co. Inc. — Director's Dealing 2018

Oct 3, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KKR & Co. Inc. (KKR)
CIK: 0001404912
Period of Report: 2018-10-01

Reporting Person: BAE JOSEPH Y (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-10-01	Class A Common Stock	M	150000	—	Acquired	527330	Direct
2018-10-01	Class A Common Stock	F	74329	$27.27	Disposed	453001	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-10-01	Restricted Stock Units	$	M	150000	Disposed		Class A Common Stock (150000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	1250000	Indirect
Class A Common Stock	1482	Indirect
Class A Common Stock	7166	Indirect

Footnotes

F1: 150,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis.

F2: These shares of Class A common stock are being held by the limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.

F3: Of the 1,636,042 restricted stock units, (i) 286,042 units will vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019 and (i) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022.