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KKR & Co. Inc. — Director's Dealing 2018
Oct 3, 2018
10262_dirs_2018-10-03_46863143-8251-4821-8f76-acaf85cf8edf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KKR & Co. Inc. (KKR)
CIK: 0001404912
Period of Report: 2018-10-01
Reporting Person: NUTTALL SCOTT C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-01 | Class A Common Stock | M | 150000 | — | Acquired | 704761 | Direct |
| 2018-10-01 | Class A Common Stock | F | 74329 | $27.27 | Disposed | 630432 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-01 | Restricted Stock Units | $ | M | 150000 | Disposed | Class A Common Stock (150000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000000 | Indirect |
| Class A Common Stock | 6722 | Indirect |
| Class A Common Stock | 2782 | Indirect |
Footnotes
F1: 150,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis.
F2: These shares of Class A common stock are being held by the limited partnership controlled by the Reporting Person solely for purposes of future charitable donations.
F3: Of the 1,636,042 restricted stock units, (i) 286,042 units will vest in equal annual installments over a three-year period with the initial vesting on April 1, 2019 and (i) 1,350,000 units will vest in four annual installments on October 1 of each year as follows: 225,000 units in 2019, 300,000 units in 2020, 375,000 units in 2021 and 450,000 units in 2022.