KKR & Co. Inc. — Director's Dealing 2018

Nov 17, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KKR & Co. Inc. (KKR)
CIK: 0001404912
Period of Report: 2018-11-16

Reporting Person: KRAVIS HENRY R (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-16	Class A Common Stock	G	1000000	—	Disposed	10000000	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	1149131	Direct
Class A Common Stock	4667166	Indirect
Class A Common Stock	130925	Indirect
Class A Common Stock	15227	Indirect

Footnotes

F1: This Form 4 reports the donation of 1,000,000 shares of Class A common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of Class A common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 10,000,000 shares of Class A common stock for future donations.

F2: KKR MIF Fund Holdings L.P. and KKR Reference Fund Investments L.P. hold an aggregate of 4,667,166 shares of Class A common stock. KKR IFI GP L.P. is the general partner of KKR Reference Fund Investments L.P. and the general partner of KKR Index Fund Investments L.P., which is the sole shareholder of KKR MIF Carry Limited, which is the general partner of KKR MIF Carry Holdings L.P., which is the general partner of KKR MIF Fund Holdings L.P. The general partner of KKR IFI GP L.P. is KKR IFI Limited. The sole shareholder of KKR IFI Limited is KKR Fund Holdings L.P. A general partner of KKR Fund Holdings L.P. is KKR Fund Holdings GP Limited. (Continued in footnote 3)

F3: (Continued from footnote 2) The sole shareholder of KKR Fund Holdings GP Limited and a general partner of KKR Fund Holdings L.P. is KKR Group Holdings Corp. The sole shareholder of KKR Group Holdings Corp. is KKR & Co. Inc. The controlling shareholder of KKR & Co. Inc. is KKR Management LLC. In his capacity as a designated member of KKR Management LLC, the Reporting Person may be deemed to be a beneficial owner of the securities held by KKR MIF Fund Holdings, L.P. and KKR Reference Fund Investments L.P.

F4: These shares of Class A common stock are held by a limited liability company of which the Reporting Person is the managing member.

F5: These shares of Class A common stock are held by the Reporting Person's spouse.