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KKR & Co. Inc. Director's Dealing 2017

Feb 24, 2017

10262_dirs_2017-02-23_81f0f3b4-4e7d-4636-b874-e12f6a2cac79.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KKR & Co. L.P. (KKR)
CIK: 0001404912
Period of Report: 2017-02-21

Reporting Person: Sorkin David (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-21 Restricted Equity Units $ A 67463 Acquired Common Units (67463) Direct

Footnotes

F1: These restricted equity units were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest in equal annual installments over a three-year period with the initial vesting on April 1, 2018. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P.

F2: 219,423 of these restricted equity units were previously granted to the Reporting Person and consist of 12,430 restricted equity units of KKR & Co. L.P. that will generally vest on April 1, 2017 and 147,194 and 59,799 restricted equity units of KKR & Co L.P., which will generally vest in two or three equal installments, respectively, on April 1st of each year with the next vesting on April 1, 2017.