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KKR & Co. Inc. — Director's Dealing 2017
Feb 24, 2017
10262_dirs_2017-02-24_4d1a0b26-20aa-439b-a781-220653ef8f7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KKR & Co. L.P. (KKR)
CIK: 0001404912
Period of Report: 2017-02-23
Reporting Person: Janetschek William J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-23 | Common Units | C | 170827 | — | Acquired | 230591 | Direct |
| 2017-02-24 | Common Units | G | 170827 | — | Disposed | 59764 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-23 | KKR Holdings L.P. Units | $ | C | 170827 | Disposed | Common Units (170827) | Direct |
Footnotes
F1: KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) were received from KKR Holdings L.P. in exchange for units of KKR Holdings L.P. and exchanged such KKR Group Partnership Units for common units of KKR & Co. L.P. in each case as described in footnote 2 below.
F2: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis.
F3: All exchanged units were gifted to a charitable organization.