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KKR & Co. Inc. Director's Dealing 2017

Apr 5, 2017

10262_dirs_2017-04-04_305ae2a5-489f-49c4-b00f-e033f377b870.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KKR & Co. L.P. (KKR)
CIK: 0001404912
Period of Report: 2017-04-01

Reporting Person: Sorkin David (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-01 Common Units M 105960 Acquired 161131 Direct
2017-04-01 Common Units F 51262 $18.23 Disposed 109869 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-01 Restricted Equity Units $ M 105960 Disposed Common Units (105960) Direct

Footnotes

F1: 105,960 restricted equity units of KKR & Co. L.P. vested on April 1, 2017 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 180,926 restricted equity units consist of 73,597, 39,866 and 67,463 restricted equity units, which will generally vest in equal annual installments over a one, two and three-year period, respectively, with the next vesting on April 1, 2018, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis.