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KKR & Co. Inc. — Director's Dealing 2017
Jul 22, 2017
10262_dirs_2017-07-21_76b610cf-ed5e-497e-a9b2-5965877601cf.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: KKR & Co. L.P. (KKR)
CIK: 0001404912
Period of Report: 2017-07-16
Reporting Person: BAE JOSEPH Y (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Units | 377330 | Direct |
| Common Units | 1482 | Indirect |
| Common Units | 7166 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| KKR Holdings L.P. Units | $ | Common Units (3176819) | Direct | ||
| KKR Holdings L.P. Units | $ | Common Units (370578) | Indirect | ||
| KKR Holdings L.P. Units | $ | Common Units (5850000) | Indirect |
Footnotes
F1: Pursuant to an exchange agreement as contemplated by KKR & Co. L.P.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission on September 23, 2011, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers collectively to Class A partner interests in each of KKR Management Holdings L.P., KKR Fund Holdings L.P. and KKR International Holdings L.P.) on a one-for-one basis, and KKR Group Partnership Units are exchangeable for common units of KKR & Co. L.P. on a one-for-one basis.
F2: Of the 3,176,819 KKR Holdings L.P. Units, 1,685,160 are vested, 1,040,000 will vest in four equal annual installments beginning on May 1, 2018, and 264,997, 119,629 and 67,033 will vest on April 1, 2018, April 1, 2019 and April 1, 2020, respectively.