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KKR & Co. Inc. Director's Dealing 2016

Apr 5, 2016

10262_dirs_2016-04-05_c663daf7-0452-4664-a8a2-fca595742a2c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KKR & Co. L.P. (KKR)
CIK: 0001404912
Period of Report: 2016-04-01

Reporting Person: Sorkin David (General Counsel and Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-01 Common Units M 102647 Acquired 102647 Direct
2016-04-01 Common Units F 47476 $14.69 Disposed 55171 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-01 Restricted Equity Units $ M 102647 Disposed Common Units (102647) Direct

Footnotes

F1: 102,647 restricted equity units of KKR & Co. L.P. vested on April 1, 2016 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 219,423 restricted equity units consist of 12,430, 147,194 and 59,799 restricted equity units, which will generally vest in equal annual installments over a one, two and three-year period, respectively, with the next vesting on April 1, 2017, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis.