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KKR & Co. Inc. — Director's Dealing 2016
Apr 5, 2016
10262_dirs_2016-04-05_c663daf7-0452-4664-a8a2-fca595742a2c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KKR & Co. L.P. (KKR)
CIK: 0001404912
Period of Report: 2016-04-01
Reporting Person: Sorkin David (General Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-01 | Common Units | M | 102647 | — | Acquired | 102647 | Direct |
| 2016-04-01 | Common Units | F | 47476 | $14.69 | Disposed | 55171 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-01 | Restricted Equity Units | $ | M | 102647 | Disposed | Common Units (102647) | Direct |
Footnotes
F1: 102,647 restricted equity units of KKR & Co. L.P. vested on April 1, 2016 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 219,423 restricted equity units consist of 12,430, 147,194 and 59,799 restricted equity units, which will generally vest in equal annual installments over a one, two and three-year period, respectively, with the next vesting on April 1, 2017, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis.
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