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KKR & Co. Inc. — Director's Dealing 2014
Apr 3, 2014
10262_dirs_2014-04-03_e7011461-fcb0-43db-9c6d-38ac63e9e15e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KKR & Co. L.P. (KKR)
CIK: 0001404912
Period of Report: 2014-04-01
Reporting Person: Janetschek William J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-01 | Common Units | M | 34134 | — | Acquired | 34134 | Direct |
| 2014-04-01 | Common Units | F | 12685 | $22.84 | Disposed | 21449 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-01 | Restricted Equity Units | $ | M | 34134 | Disposed | Common Units (34134) | Direct |
Footnotes
F1: 34,134 restricted equity units of KKR & Co. L.P. vested on April 1, 2014 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 89,488 restricted equity units consist of 17,513, 33,244, and 38,731 units of KKR & Co L.P., which will generally vest in equal annual installments over a one, two and three-year period, respectively, with the next vesting on April 1, 2015, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis.
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