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KKR & Co. Inc. — Director's Dealing 2014
Jul 29, 2014
10262_dirs_2014-07-29_a4c3eff3-28d1-4a98-bd7c-a304570e71b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KKR & Co. L.P. (KKR)
CIK: 0001404912
Period of Report: 2014-07-25
Reporting Person: GRUNDFEST JOSEPH (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-25 | Restricted Equity Units | $ | A | 6054 | Acquired | Common Units (6054) | Indirect |
Footnotes
F1: These restricted equity units of KKR & Co. L.P. were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest on October 1, 2015. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P.
F2: 7,222 of these restricted equity units of KKR & Co. L.P. were previously granted to the Reporting Person and will generally vest on October 1, 2014.
F3: These securities are held by the Reporting Person's living trust. All restricted equity units referred to in footnote 1 were transferred to the Reporting Person's living trust in transactions exempt from reporting under Rule 16a-13 under the Securities Exchange Act of 1934.