KKR & Co. Inc. — Director's Dealing 2013

Apr 3, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KKR & Co. L.P. (KKR)
CIK: 0001404912
Period of Report: 2013-04-01

Reporting Person: Sorkin David (General Counsel and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-04-01	Common Units	M	18270	—	Acquired	23270	Direct
2013-04-01	Common Units	F	7601	$19.32	Disposed	15669	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-04-01	Restricted Equity Units	$	M	18270	Disposed		Common Units (18270)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Units	11250	Indirect

Footnotes

F1: 18,270 restricted equity units of KKR & Co. L.P. vested on April 1, 2013 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 86,406 restricted equity units consist of 36,541 and 49,865 units of KKR & Co L.P., which will generally vest in equal annual installments over a two-year and three-year period, respectively, with the next vesting on April 1, 2014, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis.

F2: Reflects the transfer of 5,000 common units of KKR & Co. L.P. from a KKR-related holding vehicle to the Reporting Person. This transfer, which was exempt from reporting pursuant to Rule 16a-13 under the Exchange Act, merely changed the form of the Reporting Person's pecuniary interest in such securities from indirect to direct.

F3: These common units of KKR & Co. L.P. are held by a limited liability company established for the purposes of making charitable donations of which the Reporting Person is a member and a manager.