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KKR & Co. Inc. — Director's Dealing 2013
Oct 3, 2013
10262_dirs_2013-10-03_90fb24b7-9e28-4dcc-b77f-372a645419cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KKR & Co. L.P. (KKR)
CIK: 0001404912
Period of Report: 2013-10-01
Reporting Person: SCULLY ROBERT W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-01 | Common Units | M | 10000 | — | Acquired | 103550 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-01 | Restricted Equity Units | $ | M | 10000 | Disposed | Common Units (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Units | 17450 | Indirect |
| Common Units | 38700 | Indirect |
| Common Units | 38700 | Indirect |
Footnotes
F1: 10,000 restricted equity units of KKR & Co. L.P. vested on October 1, 2013 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 7,222 restricted equity units will generally vest on October 1, 2014, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis.
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