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KKR & Co. Inc. — Director's Dealing 2012
Oct 3, 2012
10262_dirs_2012-10-03_6cc8aadb-3d77-48f5-9302-f0d72ccf3ee3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KKR & Co. L.P. (KKR)
CIK: 0001404912
Period of Report: 2012-10-01
Reporting Person: GRUNDFEST JOSEPH (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-01 | Common Units | M | 10000 | — | Acquired | 20000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-01 | Restricted Equity Units | $ | M | 10000 | Disposed | Common Units (10000) | Indirect |
Footnotes
F1: 10,000 restricted equity units of KKR & Co. L.P. vested on October 1, 2012 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. The remaining 10,000 restricted equity units will generally vest on October 1, 2013, and upon vesting, may be settled by delivery of common units of KKR & Co. L.P. on a one-for-one basis.
F2: These securities are held by the Reporting Person's living trust. All restricted equity units referred to in footnote 1 were transferred to the Reporting Person's living trust in transactions exempt from reporting under Rule 16a-13 under the Securities Exchange Act of 1934.