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KINGSROSE MINING LIMITED Major Shareholding Notification 2012

Mar 19, 2012

65202_rns_2012-03-19_56a469c5-3b1b-4ece-a3df-bf80d6a56b90.pdf

Major Shareholding Notification

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Level 61 Governor Phillip Tower 1 Farrer Place Sydney NSW 2000 Australia

T +61 2 9296 2000 F +61 2 9296 3999

www.kwm.com

19 March 2012

The Manager Company Announcements Office Australian Securities Exchange Level 4 20 Bridge Street Sydney NSW 2000

Company Secretary Kingsrose Mining Limited (ACN 112 389 910) Level 2 12-14 Thelma Street West Perth WA 6005

By Fax +61 2 9778 0999

By Fax +61 8 9486 1151

Dear Sir/Madam

Kingsrose Mining Limited - Form 604 - Notice of change of interests of substantial holder

Please find attached the notice of change of interests of substantial holder submitted on behalf of Mr Rex Harbour, in relation to Kingsrose Mining Limited (ACN 112 389 910), ASX code KRM.

Yours sincerely

$Af_{i}$ $\overline{\phantom{a}}$

Laura Steinke Solicitor Direct line +61 2 9296 2172 Email [email protected]

David Friedlander Partner Direct line +61 2 9296 2444 Email [email protected]

Att.

King & Wood Mallesons in Australia is a member firm of the King & Wood Mallesons network. See kwm.com for more information I ABN 22 041 424 954 北京十布里斯班丁堪培拉丁成都丰重庆工产州工抗州王香港工济南工伦敦主墨尔本土纽约工保斯工皆岛于上海工深圳工硅谷工苏州王悉尼工天津工东京 Beijing I Brisbane I Canberra I Chengdu I Chongqing I Guangzhou I Hangzhou I Hong Kong I Jinan I London I Melbourne I New York I Perth I Qingdao I Shanghai I Shenzhen Silicon Valley | Suzhou | Sydney | Tianjin | Tokyo

$\mathbf{j}$

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Kingsrose Mining Ltd
ACNIARSN 112 389 910
1. Details of substantial holder (1)
Name Rex Harbour and Associates (see section 6)
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on
See below
The previous notice was given to the company on 19/12/2011
The previous notice was dated 16/12/2011

2. Previous and present voting power

j.

$\overline{\phantom{a}}$

l

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows.

Class of securities (4) Previous notice Present notice
Voting power (5)
Person's voies
Person's votes Voling power (5)
Ordinary Shares 32 131 237 1.92% 36.096.268 13.068%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme. since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant
interest changed
Nature of
change (6)
Consideration
oiven in relation.
to change $(7)$
Class and
number of
securities affected
Person's votes
affected
See Annexure A City Securities Limited
and Rex Harbour
On market purchases
and conversion of
opfions
See Annexure A See Annexure A See Annexure A
See Annexure A Contatuse Limited and
Rex Harbour
On market purchases See Annexure A See Annexure A See Annexure A
See Annexure A Hamour Foundation and
Rex Harbour
On market purchases
and conversion of
options
See Annexure A See Annexure A See Annexure A
See Annexure A Fenice Investments Inc.
and Rex Harbour
On market purchases See Annexure A Sce Annexure A See Annexure A
See Annexure A CEAD Trust, Rex.
Harbour and Gideon
Harbour
On market purchase See Annexure A See Annexure A See Annexure A
See Announne A Rex Hamour On market purchases See Annexure A See Annexure A See Annexure A

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest Registered Person envied Nature of Class and number Person's votes
holder of to be reastered relevant of securities

$\cdot$

$\sim$

secunties as holder (8) interest (6)
City Securities Limited and
Rex Harbour
Citicorp Nominees Rex Harbour Rex Harbour has the
power to control rights
attached to all of the
shares held by City
Securities Limited and
therefore has a
relevant interest
pursuant to section
Ordinary shares
23.447.982
8.489%
Conlatuse Limited and Rex Penson Nominees Contatuse Limited 608(3)(b) of the
Corporations Act
Rex Harbour is an
Ordinary shares 0015%
Harbour associate of
Conlatuse Limited
pursuant to sections
11 and 12(2) of the
Corporations Act and
therefore has a
relevant interest
pursuant to section
608(1) of the
Corporations Act.
42.500
Harbour Foundation and
Rex Harbour
Citicorp Nominees and
Penson Nominees
Rex Harbour Rex Harbour is an
associate of Harbour
Foundation pursuant
to sections 11 and
12(2) of the
Corporations Act and
therefore has a
relevant interest
pursuant to section
608(1) of the
Corporations Act
Ordinary shares
11,316,252
4.097%
Gamma Nominees Limited
and Rex Harbour
Chroorp Nominees Rex Harbour Rex Harbour has the
power to control rights
altached to all of the
shares held by
Gamma Nominees
Limited and therefore
has a relevant interest.
pursuant to section
608(3)(b) of the
Corporations Act.
Ordinary shares
1,000,000
0362%
Fenice Investments Inc and
Rex Harbour
Penson Nominees Rex Harbour Rex Harbour is an
associate of Fenice
Investments Inc.
pursuant to section 11
of the Corporations
Act and Fenice
Investments Inc is the
holder of the shares
and therefore has a
relevant interest
pursuant to soction
608(1) of the
Corporations Act
Ordinary shares
60,000
0022%
CEAD Trust, Rex Harbour
and Gideon Harbour
Citicorp Nominees Rex Harbour and
Gideon Harbour as
trustees for CEAD
Trust
Rex Harbour and
Gideon Harbour are
the trustees of CEAD
Trust and have the
power to control nghis
attached to all of the
shares held as
trustees of CEAD
Trust, and therefore
have a relevant
interest pursuant to
section 608(1) of the
Corporations Act.
Ordinary shares
18,000
0.006%
Rex Harbour Penson Nominees Rex Harbour Rex Harbour holds
the shares in his
personal capacity and
therefore has a
relevant interest
pursuant to section
Ordinary shares
213.534
0.077%
---------------------------------------
____
-
----------
---------------------------------------

-----------------
___
.
______
___
-------
________ .
608
me
Programmation rw
_________
________ _________
-----

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in
relation to voting interests in the company or scheme are as fo

Name and ACN/ARSN (if applicable) Nature of association
Confatuse Limited Rex Harbour is an associate of Conlatuse Limited pursuant to sections 11 and 12(2)
of the Corporations Act.
CEAD Trust Rex Harbour is a trustee of CEAD Trust and has the power to control rights attached
to all of the shares held as a trustee of CEAD Trust.

6. Addresses

The addresses of persons named in this form are as follows:

$\sim$
Name
Address
City Securities Limited C/o The Trust Company of the Marshall Islands
Trust Company Complex
Ajeliake Rd
MH 96960 Ajeltake Island, Majuro
Marshall islands
Conlatuse Limited Barbican House
26-34 Old Street
London EC1V 9HL
United Kingdom
Harbour Foundation
×
Harbour Foundation
The Courtyard Building
$\mathcal{L}^{\text{max}}$ and $\mathcal{L}^{\text{max}}$ 11 Curtain Rd
London EC2A3LT
Rex Harbour
÷.
f
3eme etage
Les Lauriers
15 Blvd Princesse Charlotte
$\epsilon \rightarrow 2$ Monte Carlo
$\mathcal{L}^{\mathcal{A}}$
f
Monaco MC98000 7
and the state of the state
galaxies and
Gamma Nominees Ltd C/o The Trust Company of the Marshall Islands
$\epsilon$ Trust Company Complex
Ajeltaké Rd
MH 96960 Ajellake Island, Majuro
Marshall Islands
Fenice Investments Inc. 1 Red Place
London WIK 6PL
United Kingdom
CEAD Trust C/o Harbour Foundation
The Courty ard Building
11 Curtain Rd
London EC2A3LT

Signature print name capacity Rex Harbour Personal ≂ $|8V/22|2$ date sign here

$\ddagger$

Annexure A

$\bf{l}$

, $\frac{1}{4}$

$\overline{1}$

$\blacksquare$

$\mathfrak{g}$ $\mathbf{I}$

$\frac{1}{4}$

$\mathbf{I}$

This is "Annexure A" of 10 pages referred to in the Form 604 (Notice of change of interest of substantial holder) given by Rex Harbour and Associates (see Section 6 in the Form 604) in relation to Kingsrose Mining Ltd ACN

Registered
Holder
Holder of relevant
interest
Person
entitled to
be
realstered
holder
Nature of
change
Date of
change
Number of
socurities
affected
(Ordinary
shares)
Parson's
votes
affected
Price
Curren
CY.
Price per
security
Citicorp
Nommers
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 27/01/2009 200,000 200,000 AUD 0.1104
Citicora
Nominees
City Securities Ltd and
Rox Harbour
Rex Harbour Bounht 3/02/2009 161,500 161.500 AUD 0.123746
Citicano
Numinees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 5/02/2009 100,000 100,000 GBP 0.056438
Citicoro
Nominaes
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 9/02/2009 50,000 50,000 AUD 0.1255
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harcour Bought 10/02/2009 88,500 88,500 AUD 0.1209
Citicoro
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 11/02/2009 11,500 11,500 GBP 0.057422
Citicorp
Nommees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 13/02/2009 150,000 150,000 GBP 0.061698
Citicoro
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Sod 5/05/2009 -1,935 $-1.935$ GBP
GEP
0.151979
0.152616
Citicoro
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Sold 5/05/2009 -60.389 $-60.359$
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Sod 6/05/2009 $-187.676$ $-187.676$ AUD 0.309318
Cificoro
Nominees
City Securities Lid and
Rex Harbour
Rex Harbour Sold 7/05/2009 -71,000 $-71,000$ AUD 0.329273
Citicomp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Soki 8/05/2009 -179,000 $-179,000$ AUD 0.329274
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Soid 11/05/2009 $-250,000$ $-250,000$ AUD 0.339252
Citicono
Norminees
City Securities Ltd and
Rex Harbour
Rex Haroour Convn -
Extra Shs
14/05/2009 8.875.000 8.875.000 ria 0
$\overline{\mathbf{0}}$
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Comm.
New Shs
14/05/2009 250,000 250.000 Na
Penson
Nominees
Rex Harbour Rex Harbour Bought 15/10/2009 13,837 13,837 AUD 0.7058
0.7211
Penson
Nominees
Rex Harbour Rex Harbour Bought 16/10/2009 58.163 58.163
72,000
AUD
AUD
0.7237
Penson
Nominees
Containse Limited and
Rex Harbour
Contatuse
Limbod
Bought 16/10/2009 72,000 27.000 AÜD 0.7575
Penson
Nominees
Contatuse Limited and
Rex Harbour
Conlatuse
Limited
Bought 22/10/2009 27,000
27,000
27,000 AUD 0.7575
Person
Nominees
Rex Harbour Rex Harbour Bought 22/10/2009 125,000 AUD 0.68204
Citcorp
Nominaes
The Harbour Foundation
and Rex Harbour
Rox Harbour Bought 27/10/2009 125,000
Penson
Nominees
Conlatuse Umited and
Rex Harbour
Confatuse
Limited
Bought 3/12/2009 43,000 43,000 AUD 0.707
0.7070
Penson
Nommees
Rex Harbour Rex Harbour Bought 3/12/2009 43,000 43,000 AUD
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 18/01/2010 2,562,000 2,562,000 AUD 0.6
Citicorp
Nominaes
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 18/01/2010 420,000 420,000 AUD 0.6
Person
Nominees
Rex Harbour Rex Harbour Sold 2/02/2010 $-5,328$ $-5,328$ AUD 0.6212
Penson
Nominaes
Rex Harbour Rex Harbour Sold 5/02/2010 36,672 $-36,672$ AUD 0.5958

AUD $0.6336$ Rex Harbour 19/02/2010 30,000 $-30,000$ $\overline{Sod}$ Penson Rex Harbour Nommers $-43,000$ AUD 0.6336 19/02/2010 $-43,000$ Penson Contatuse Limited and Conlatuse Sod Nominaes Rex Harbour Limited 0.65195 693.091 693.091 AUD City Securities Ltd and 25/02/2010 Cricorp Rex Harbour Bought Nominaes Rex Harbour City Securities Ltd and 1/03/2010 1,492,700 1,492,700 AÚO 0.65195 Citicom Rex Harbour Bought Nominees Rex Harbour $97,406$ GBP 0394882 City Securities Ltd and 2/03/2010 97,406 Citicorp Rex Harbour Bought Nominees Rex Harbour City Securities Ltd and Rex Harbour 11/03/2010 $30/630$ 307,630 GBP 0457345 Citicom Bought Nominees Rex Harbour City Securities Ltd and 2603/2010 $153/76$ 153.776 AUD $0.711775$ Rex Harbour Bought Citicom Nominecs Rex Harbour City Securities Ltd and Rex Harbour Bought 9/04/2010 500,000 500,000 AUD $0.764$ Citicorp Nominees Rex Harbour Gamma Nominees Rex Harbour 9/04/2010 1.000.000 1,000,000 AUD $0.764$ Citicorp Bought Nomineas Limited and Rex Harbour Penson Confatuse Limited and Contatuse $\overline{\mathsf{S}}$ old 2204/2010 $7,000$ -7.000 AUD $0.7857$ Nominees Rex Harbour Limted AUD $0.7920$ $-18,000$ $-18,000$ Rex Harbour Rex Harbour .
Sold 22/04/2010 Penson Nominees -25,000 $-25,000$ កចេ $-7920$ Penson Rex Harbour Rex Harbour Sold 2270472010 Nominees $0.7952$ 23/04/2010 $713.915$ $-13,915$ πïι Penson Conlatuse Limited and Conlatuse उन्न Nominees Rex Harbour Limited 0.792 30/04/2010 $-1,725$ $-1,725$ AUD Penson Containse Limited and Contatuse $\overline{500}$ Nominees Rex Harbour Limited $-1748$ ÄUδ $0.792$ $-1748$ 3/05/2010 Penson Contatuse Limited and Conlatuse $500$ Rex Harbour Nominees Limited $0.68$ City Securities Ltd and Rex Haroour Bought 6/05/2010 400,000 400,000 AUD Citicorp Nominees Rex Harbour City Securities Ltd and Rex Harbour Bought 6/05/2010 100,000 100.000 ĀUD 0.66137 Cricora Nominees Rex Harbour $0.7722$ 11/05/2010 $-47512$ $-17.612$ AUO Contatuse Limited and Contatuse sod- Penson Nominees Rex Harbour Limited AUD 0.8430 $-27,000$ $-27,000$ Rex Harbour Sold 14/05/2010 Penson Rex Harbour Nominees $-27.000$ $-27.000$ AUD $0.8475$ Containse Limited and Contatuse $S_0$ M 17.05/2010 Penson Nominees Rex Harbour Limited 637.500 $0.82$ 637.500 AU D Citicorp City Securities Ltd and Rex Harbour Bought 15/06/2010 Nominees Rex Harbour $637,500$ AÜD $0.82$ 15/06/2010 637,500 Citicorp The Harbour Foundation Rex Harbour Bought Nominees and Rex Harbour ĀÜD 0.99991 $\overline{\text{Cibom}}$ City Securities Ltd and Rex Harbour Bought 120872010 200,000 200.000 Rex Harbour Nominees $72,205$ GEP 0586062 16/03/2010 72.205 The Harbour Foundation Rex Harbour Bough! Citicorp Nominees and Rex Harbour $-1.02306$ City Securities Ltd and 17/08/2010 $91.011$ 91,011 AUD $Cilov$ Rex Harbour Bought Rex Harbour Nominees AUD- $1.01303$ 199,626 199.626 City Securities Ltd and Rex Harbour Bought 2008/2010 Cricorp Nominees Rex Harbour 0.985648 AUD1 City Securities Ltd and Rex Harbour Bought 24/08/2010 231,200 231,200 Citicom Nominees Rex Harbour 76,662 ันมั $0.961877$ 25/08/2010 76.662 Citcorp City Securities Ltd and Rex Harbour Bought Nominees Rev Harbour 0.96285 ÄUD 91.000 $91,000$ Bought 27/08/2010 Citoon City Securities Ltd and Rex Harbour Rex Harbour Nominees 44,621 AUD 0.96288 31/08/2010 44.621 City Securities Ltd and Bought Citicorp Rex Harbour Nominees Rex Harbour 0.997484 AUD Bought 1/09/2010 46,800 46,800 City Securities Ltd and Rex Harbour $\overline{\text{Cibom}}$ Nominees Rex Harbour 0.997985 2/09/2010 147,500 $147,500$ AUD The Harbour Foundation Citicorp Rex Harbour Bought Nominees and Rex Harbour 0988757 City Securities Ltd and Rex Harpour Bought 9/09/2010 49.236 49,236 AUD. Citicorp Nominees Rex Harbour

$\overline{\mathbf{c}}$

$\mathcal{A}$

Citicom
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 8/10/2010 500,000 500,000 AUD. 1,04015
Citicon
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbout Bought 18/11/2010 1,500,000 1,500,000 AUO 0.99
Citicoro
Nommees
The Harbour Foundation
and Rex Harbour
Rex Harbout Soid 18/11/2010 $-1.050.000$ $-1.050.000$ AUO T 1.03
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour $\overline{\text{Sobl}}$ 18/11/2010 $-1500000$ 7500,000 70 R 0.99
Citicom
Nonwrees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 16/1272010 610.000 610.000 AUD 1201667
Croom
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 30/12/2010
5101/2011
200.000 200,000 ៱៊ុប៊ 1409213
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Conve
Extra Shs
1,500,000 1,500,000 ັດສົ Ō
Cricom
Nominees
City Securities Lid and
Rex Harbour
Rex Harbour Sold 5/01/2011 $-50,000$ -60,000 AUO 1444206
Calcom
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 6/01/2011 100,000 100,000 AUD 141423
Citicorp
Naminees
The Harbour Foundation
and Rex Harbour
Rex Harbout Bought 6/01/2011 100,000 100,000 AUD 1.39417
Citicorp
Nommees
City Securities Ltd and
Rex Harbour
Rex Harbour SO d 7/01/2011 -25,000 75,000 AUD 1446375
Cibcom
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 12/01/2011 230 137 230,137 ĀŪÑ 1431682
Citicorp
Naminees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 13/01/2011 100,000 100,000 AUD 1448
Citicorp
Nominees
City Securities Ltd and
Rax Harbour
Rex Harbour Sold 13/01/2011 $-50,000$ $-50,000$ ĀŬD $\overline{1}4\overline{4}63\overline{7}5$
Citicom
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 21/01/2011 100,000 100,000 AUD 145435
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 24/01/2011 200,000 200.000 AUD 1.45435
Citiconi
Nommees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 27/01/2011 $-92.322$ 92.327 ™Ñ 1.43429
Cricorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 28/01/2011 200,000 200,000 AUD 1422756
Citicorp
Nominaes
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 31/01/2011 200,000 200 000 AUD 1,286267
Citcorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 1/02/2011 64,171 64,171 AUD 1334764
Cibcorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 17/02/2011 284,000 784.000 AUD 1.33133
Citicom
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 80372011 649,944 649.947 ΆÜĎ $-420063$
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 8/03/2011 176,006 176,006 AUD 1.4042
Citicorp
Nommees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 9/03/2011 68,410 68,410 ÃŪŐ 1.373425
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 14/03/2011 10,000 10,000 λίΤΟ 1.339005
Penson
Nomnees
Fenice Investments Inc.
and Rex Harbour
Rex Harbour Bought 30/03/2011 18, 964 18,364
70,636
៱៑
aŭo
1,6396
77000
Penson
Nominees
Fenice Investments Inc.
and Rex Harbour
Rex Harbour
Rex Harbour
Bought
Bought
7.04/2011
6/05/2011
10.636
100,000
100,000 AUD - 1333325
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour

$\overline{\mathbf{3}}$

$\mathbf{I}$

Citicorp City Securities Ltd and Rex Harbour Bought 13/05/2011 150,000 150,000 AUD 1461317
Nominees
Citicorp
Nominees
Rex Harbour
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 16/05/2011 200,000 200,000 AUD 1389373
Citicorp
Nommees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 17/05/2011 200,000 200.000 AUD 1.341878
Cilicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 3/06/2011 61,242 61.242 AUD 1 1.4042
Citicom
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 7/06/2011 33.046 33046 AUD 135405
Ciboorp
Nominees
City Secunties Ltd and
Rex Harbour
Rex Harbour Bought 8/06/2011 144,854 144.854 AUD 1353649
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 1006/2011 81,595 81.595 AUD - 1356056
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 14/06/2011 200000 200,000 AUD 1308915
Citicom
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 15/06/2011 121,941 121,941 AUO 1288572
Cihoorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 16/06/2011 132.500 132.500 AUD 1241278
Citicom
Nommees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 20/06/2011 100,000 000,001 AUD 1170401
Citicom
Nominees
City Secunties Ltd and
Rex Harbour
Rex Harbour Bought 24/06/2011 191.277 797,277 AUD 1283439
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 24/06/2011 103,000 103.000 AÜD- آ\$ 1
Citicom
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 27706/2011 208.023 208,023 ÄÜŌ 1319848
Crticom
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 28/06/2011 50,000
50.000
50,000 AUD
AUD
1308915
1.29387
Citicoro
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 29/06/2011 5000
Citicom
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 29/06/2011 30,000 30.000 AUD 1.319123
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 29/06/2011 20,000 20,000 $\overline{ADO}$ 1.33266
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 30/06/2011 50,000 50,000 AUO $1.\overline{34}335$
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 1/07/2011 50,000 50.000 AUD 1.323665
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 11/07/2011 50,000 50,000 ĀUŪ 1.386046
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 12/07/2011 25,000 25,000 סטג 1.353649
Citicorp
Nommees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 15/07/2011 73.041 73,041 $\overline{68}$ p 0915324
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 1807/2011 26,959 26,959 $\overline{A}$ 138414
Citicorp
Nominces
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 19/07/2011 184.000 184,000 AUD 1381933
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 21/07/2011 25,480 25.480 AUD 1.401525
Citicom
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 22/07/2011 48,000 48,000 AUD 1.490818
Citicom
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 27/07/2011 12,520 12,520 ÃUD 1.536094
Chrom
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 28/07/2011 100,000 100.000 AUD 1 1.46097

$\overline{\phantom{a}}$

j

Crocorp
Nominces
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 29/07/2011 50.000 50,000 AUD 1.433789
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 3/08/2011 50,000 50,000 AUD 1.437891
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 24/08/2011 100,000 100.000 AUD 1.386921
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 25/08/2011 17500 17.500 AUO T 1.38414
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 29/08/2011 30.417 30,417 AUD 14041
Стиопо
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 30/08/2011 69.583 69,583 ÄUD 1.399887
Bell Polter The Harbour Foundation Rex Harbour Bought 30/08/2011 250,000 25,000 AUD 140
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 31/08/2011 96,803 96,803 AUD 1.39204
Ciocorp
Nommees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 5/09/2011 44,348 44,348 AUO 1.483692
Crlicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 5/09/2011 11.388 T1 388 AUD 146292
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 7/09/2011 60,656 60.656 AUD 1.479453
Citicom
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 9/09/2013 50,000 50.000 AUO 1484706
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 12/09/2011 100,000 100,000 AUD 1.454049
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 13/09/2011 100,000 100.000 AUD 139417
Cricorp
Naminees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 13/09/2011 50,000 50,000 AUD 1.3948
Citicorp
Nommees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 14/09/2011 75,000 75,000 AUD 1337917
Citicano
Nomnees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 15/09/2011 39,638 39.638 AUD 1.3233
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 20/09/2011 13,251 13.251 AUD $\overline{1}3\overline{0}325$
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 21.09/2011 50,000 50,000 AUD 1.338338
Citicom
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 23/09/2011 i 45.383 15.383 AUD 1.262678
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 26/09/2011 25,000 25.000 AUD 1.19357
Citicoro
Nomineos
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 27/09/2011 32,149 32,149 AUD. 1193371
Ciacorp
Nommees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 28/09/2011 50.000 50.000 AUD 1 19357
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 31/10/2011 100,000 100,000 AUO 1.527316
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 1/11/2011 35,000 35,000 AUD. 1.482984

$\bar{\bf 5}$

$\frac{1}{2}$

ţ $\mathbf{I}$

Citicorp
Nommees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 2/11/2011 18.661 18,661 AUD 1473675
Citoon
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 3/11/2011 68.403 68.403 AUO 1,458256
Citoon
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 10/11/2011 200.000 200.000 AUD 1,413525
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 17/11/2011 10,216 10.216 AUD 14349
Citicom
Nominaes
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 18/11/2011 200,000 200,000 AUD. 1427569
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 18/11/2011 9764 9,784 AUD 1.4124
Citicorp
Nomineos
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 21/11/2011 50.000 50,000 AUO. 1409011
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbous Bought 21/11/2011 25,000 25,000 ĀUŌ 1.4015
$\overline{C}$ liozon
Nommees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 22/11/2011 100,000 100,000 AUD 1359065
Penson
Nommees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 22/11/2011 15,000 15,000 AUD 1.3633
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 23/1/2011 33,807 33,807 AUD 1,34402
Penson
Nominees
Rex Harbour Rex Harbour Bought 2311/2011 11,000 11,000 AUD 13450
Ponson
Nominees
The Harbour Foundaton
and Rex Harbour
Rex Harbour Bought 23/11/2011 11,000 $-11,000$ ĀUŌ 1.3450
Citroorp
Nommees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 24/11/2011 100.000 100.000 ĀUŌ 1.339005
Citicom
Nomnees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 25/11/2011 100,000 100.000 AUD 1.32396
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 25/11/2011 10.000 10.000 AUD $\overline{1}\, \overline{3} 25\overline{0}$
Pensan
Nommees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 29/11/2011 $\sqrt{0.000}$ 10,000 AUD " 1.3550
Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 30/11/2011 25 000 25,000 AUD 1.3634
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 30/11/2011 $-60$ 964 AUD " 7.3500
Penson.
Nominaes
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 1/12/2011 10,000 10,000 AUD 1.3900
Crucorp.
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 2/12/2011 39.831 39,831 AUD. 1.38345
Penson
Nomnees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 5/12/2011 14,036 14,036 AUD 1.4164
Citicom
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 6/12/2011 306,487 306,487 AUD 1.495869

$\overline{\mathbf{6}}$

Penson
Hommees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 6/12/2011 10,057 10,057 AUD 1.5000
Citicorp
Nommees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 7/12/2011 290,000 290,000 AUD 1.5743
Citcorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 8/12/2011 121.000 121,000 AUO T 15908
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 9/12/2011 993 9.943 AUD 1.4925
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 12/12/2011 3000 5,000 AUO 1.5750
Penson
Nominees
Fenice Investments Inc.
and Rex Harbour
Rex Harbour Bought 13/12/2011 5,000 5.000 AU 0 14550
Penson
Nominaes
The Harbour Foundation
and Rex Harbour
Rex Haroour Bought 13/12/2011 10,000 10.000 AUD ® 1,4550
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 14/12/2011 -5000 5.000 AUD 1.4450
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 14/12/2011 109,507 109.507 AUD 146365
Penson
Nominees
The Harbout Foundation
and Rex Harbour
Rex Harbour Bought 15/12/2011 10,000 10,000 ĀŰD 1.3700
Cricorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 15/12/2011 200,000 10,000 AUD 1.37573
Penson
Nominees
Fenice Investments Inc.
and Rex Harbour
Rex Harbour Bought 15/12/2011 6000 6.000 ÃŨŐ 7.3700
Penson
Nommees
Rex Harbour Rex Harbour Bought 16/12/2011 5000 5.000 ៷៓ 1.3600
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 16/12/2011 5,000 5000 ĀŨŌ 13600
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 16/12/2011 133,500 133.500 AUD. $-1.36252$
Citicorp
Nominaes
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 19/12/2011 150,000 150.000 AUD 1.282814
Penson
Nominaes
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 19/12/2011 10,000 10,000 AUD. $\frac{7}{2775}$
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 20/12/2011 10,000 10,000 Γ∧ΰō 1.2925
Penson
Nominees
Rex Harbour Rex Harbour Bought 20/12/2011 5.000 5.000 ÃUD 1.305
Penson
Nominees
Rex Harbour Rex Harbour Bought 20/12/2011 7.500 7,500 ĀUD 1.305
Penson
Nominaes
Rex Harbour Rex Harbour Bought 20/12/2011 2,500 2.500 AUD 1305
Penson
Nominees
Rex Harbour Rex Harbour Bought 20,12/2011 2,500 2,500 AUD - 1,305
Citicore
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 20/12/2011 100,000 100,000 AUD 1.307985
Penson
Nominees
Contatuse Limited and
Rex Harbour
Conlatuse
Limited
Bought 20/12/2011 2,500 2,500 AUD. 1305

$\sim 10^{11}$ km $^{-1}$

$\pmb{7}$

6

Citicorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Exercise
of listed
21/12/2011 1.284.500 1,284.500 AUD Exercise
Pnoe 0.20
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour options
Bought
22/12/2011 5,000 5,000 AUD 1.455
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 23422011 4,000 4,000 AUD 1,44
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 23/12/2011 8.120 8,120 AUD $-1.407$
Citicoro
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 23/12/2011 100.000 100,000 AUD 14012
Penson
Nominees
Rex Harbour Rex Harbour Bought 28/12/2011 10,000 10,000 AUD 13225
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 28/12/2011 100.000 100,000 AUD 1.35405
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 28/12/2011 2,880 2.880 AUD 1.385
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 28/12/2011 3.000 5,000 ัสบั $\overline{1}.\overline{3}$
Penson
Nominaes
Rex Harbour Rex Harbour Bought 29/12/2011 5,000 5,000 AUD 1.35
Penson
Nominees
Rex Harbour Rex Harbour Bought 29/12/2011 5.000 5,000 'AUD 735
Ferson
Nominees
Rex Harbour Rex Harbour Bought 3/01/2012 25,000 25.000 AUD $\overline{1347}$
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 3/01/2012 25,000 25,000 AUD 1347
Penson Contatuse Limited and Contatuse Bought 4/01/2012 5,000 5,000 AUD 1.365
Nominees
Person
Nominees
Rex Harbour
Rex Harbour
Limited
Rex Harbour
Bought 5/01/2012 5000 5.000 AUD 1.35
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 5-01/2012 5,000 5.000 ĀUD $\overline{1}35$
Ferson
Nominees
Rex Harbour Rex Harbour Bought 5/01/2012 6,800 6,000 AUD 1.34
Penson
Nominees
Rex Harbour Rex Harbour Bought 5/01/2012 6.800 6.800 AUD 1.34
Penson
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 6/01/2012 5000 3,000 របស់ ำมั
Penson
Nommees
Rex Harbour Rex Harbour Bought 601/2012 5.000 5,000 AUD 134
Citoorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 601/2012 50.000 50.000 AŨÕ 1.33399
Penson Fenica Investments Inc. Rex Harbour Bought 9/01/2012 5,000 5,000 AUD 1.35
Nominces
Penson
Nominees
and Rex Harbour
Rex Harbour
Rex Harbour Bought 901/2012 15,000 15,000 AUD 1342
Penson
Nominees
Rex Harbour Rex Harbour Bought 10/01/2012 10.000 10,000 AUD $1 - 33$
Penson
Nominees
Rex Harbour Rex Harbour Bought .11/01/2012 15,000 15,000 AUD 1.305
Penson
Nominecs
Rex Harbour Rex Harbout Bought EL:
143/01/2012
143 143 AUD 73
Penson
Nomnees
Rex Harbour Rex Harbour Bought 7160012012 3.897 3,891 AUD $\sqrt{3}$
Penson
Nomineas
Rex Harbour Rex Harbour Bought A701/2012 10,000 10,000 AUD 7.3125
Penson
Nominees
Rex Harbour Rex Harbour Bought 187012012 75,000 15,000 AUD T 133
Penson
Nominees
Rex Harbour Rex Harbour Bought 19/01/2012 10,000 10,000 AUD - آ¤ُ.7
Penson
Nominees
Rex Harbour Rex Harbour Bought 20/01/2012 20000 20,000 ĀUD. $\bar{137}$
Penson
Nominees
Rex Harbour Rex Harbour Bought 23/01/2012 191 791 ĀUD 7365
Penson
Namnees
Rex Harbour Rex Harbour Bought 24/01/2012 9.809 9809 AUD $-735$
Citcorp
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Bought 27/01/2012 100,000 100,000 AUD 1.3013
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 27/01/2012 1,296,000 1,296,000 AUD 1.3013
Ciboo p
Nominees
City Securities Ltd and
Rex Harbour
Rex Harbour Exercise
of itsted
options
31/01/2012 42,582 72.582 AUD Exercise
Price 0.20
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Exercise
of listed
ophons
31/01/2012 100,000 100,000 AUD Exercise
Price - 0.20
Citron
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 1/02/2012 150,000 -50,000 AUD. 1.3975
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 2/02/2012 1,000,000 000,000 AUD 1.36204
Citcorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 15/02/2012
77
50,000 50,000 AUD 1.30325
Citoon
Nomnees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 16/09/2012 50,000 50,000 AUD 1.30325
Penson
Nominees
Rex Harbour Rex Harbour Bought 22/02/2012 7,400 7,400 AUD $\overline{140}$
Citicorp
Nominees
CEAD Trust, Rex
Harbour and Gideon
Harbour
Rex Harbour
and Gideon
Harbour as
trustees of
CEAD Trust
Bought 24/02/2012 18,000 18,000 AUD. 141423
Citcorp
Nomnees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 7/03/2012 700,000 100,000 AUD 1.396176
Croorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 7/03/2012
ď,
47,320 47,320 AJD. 1,38414
-23
$\sim$ $\sim$
$\sim 5-$
$\mathcal{A}$

$\pmb{9}$

..

$\equiv$ $\equiv$ $\equiv$

Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 8/03/2012 100.000 100.000 AUD 1.370185
Citicorp
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 8/03/2012 82.560 82.560 AUD 1.3426B
Penson
Nominees
Conlatuse Limited and
Rex Harbour
Conlatuse
Limited
Bought 9/03/2012 20,000 20.000 AUD 1.38
Penson
Nominees
Conlatuse Limited and
Rex Harbour
Contatuse
Limited
Bought 13/03/2012 15,000 15,000 AUD 1.32
Citicom
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 13/03/2012 322.528 322.528 AUD 1.328427
Penson
Nominees
Fenice Investments Inc.
and Rex Harbour
Rex Harbour Bought 13/03/2012 15,000 15.000 AUD 1.33
Citicom
Nominees
The Harbour Foundation
and Rex Harbour
Rex Harbour Bought 14/03/2012 100.000 100.000 AUD 1.3039

Signature

print name Rex Harbour capacity Personal $BNzcd|2$ $date$ sign here