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KING RIVER RESOURCES LIMITED — Major Shareholding Notification 2012
Nov 20, 2012
65203_rns_2012-11-20_efbd56f5-cf85-47fa-b1d7-b1d88d7185c7.pdf
Major Shareholding Notification
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Form 604
Corporations Law Section 671B
Notice of change of interests of substantial holder
| ToCompany Name/Scheme | Speewah Minerals Ltd |
|---|---|
| ACN/ARSN | |
| 1.Details of substantial holder (1) | |
| Name | M&G Investment Management Limited |
M&G Limited |
|
M&G Group Limited |
|
Prudential plc |
|
| ACN/ARSN (if applicable) | |
| There was a change in the interests | 19 November 2012 |
| of the substantial holder on | |
| The previous notice was given to the | 08 July 2011 |
| company on | |
| The previous notice was dated | 08 July 2011 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of Security (4) | Previous Notice | Present Notice | ||
|---|---|---|---|---|
| Person’s votes | Voting Power (5) | Person’s votes | Voting Power (5) | |
Ordinary NPV |
13,084,264 |
10.01% |
13,500,000 |
8.89% |
*** Notification due to a change in the Total Issue Share Capital (151,723,170) and a series of open market transactions.**
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date ofchangePerson whose relevant interest changedM&G Investment ManagementLimitedM&G LimitedM&G Group LimitedPrudential plc |
Nature ofchange (6)Consideration given inrelation to change (7)Class and number ofsecurities affectedPerson’s votesaffected | Nature ofchange (6)Consideration given inrelation to change (7)Class and number ofsecurities affectedPerson’s votesaffected | Nature ofchange (6)Consideration given inrelation to change (7)Class and number ofsecurities affectedPerson’s votesaffected | Nature ofchange (6)Consideration given inrelation to change (7)Class and number ofsecurities affectedPerson’s votesaffected |
|---|---|---|---|---|
PLEASE SEE ANNEX 1 (Below) |
||||
4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Registered holder ofsecurities | Person entitled to beregistered as holder | Nature of relevant interest | Class and number ofsecurities |
|---|---|---|---|
ChaseNominees Ltd |
ChaseNominees Ltd |
Power todispose of, orcontrol theexercise of apower todispose of, thesecurities |
13,500,000 |
Freehills Melbourne ASIC00603\003811236
5. Changes in association
The persons who have been associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| in associationwho have been associates (2) of, ceased to be associates of, or have changee company or scheme are as follows: | ||||||||||
| d the nature of their association ( | 9) with, the substantial holder in rel | |||||||||
| 6.The | Name | an | CAN/ARSN (if applicable) | Nature of association | ||||||
| Addresaddress | seses o | |||||||||
| f persons named in this form are as follows: | ||||||||||
| Name | ||||||||||
| Address | ||||||||||
M&G ILimitM&G LM&G GPrudeIIIIIIISignature |
M&GLim |
I |
nvestment Management |
Laurence Pountne |
y Hill |
, London EC4R |
0H |
H, England |
inistrator | |
it |
ed |
|||||||||
M&G |
L |
imited |
Laurence Pountne |
y Hill |
, London EC4R |
0H |
H, England |
|||
M&G |
G |
Liitd |
L Pt |
Hill |
Ld EC4 |
0 |
H Eld |
|||
oup me |
aurence ounne |
, onon |
, ngan |
|||||||
Pru |
de |
ntial plc |
Laurence Pountne |
y Hill |
, London EC4R |
0H |
H, England |
|||
| I | IIIIIIIIII | |||||||||
| print nameJames Todd | cap | acityNotifiables Adm | ||||||||
| sign hereJames Todd | dat | e20 November 2012 | ||||||||
| DIRECTIONS(1)If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of anequity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred tothroughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of theform.(2)See the definition of “associate” in section 9 of the Corporations Law.(3)See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.(4)The voting shares of a company constitute one class unless divided into separate classes.(5)The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevantinterest in.(6)The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.(7)Include details of:(a)any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting outthe terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompanythis form, together with a written statement certifying this contract, scheme or arrangement; and(b)any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities towhich the relevant interest relates (indicating clearly the particular securities to which the qualification applies).See the definition of “relevant agreement” in section 9 of the Corporations Law.(8)If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.(9)Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becomeentitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must beincluded of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whomthe relevant interest was acquired. | ere are a nity trust), theuhout the f | |||||||||
| DIRECTIONS | ||||||||||
| umber of substantial holders with similar or related relevant interests (eg. a corporation and its renames could be included in an annexure to the form. If the relevant interests of a group of peorm as a secificall named rou if the membershi of each rou with the names and address | lated corporations, or the managersons are essentially similar, theyes of members is clearl set out in | |||||||||
| gm.e the thvoto | py gp p g | p, | y | |||||||
| e definitio | n of “associate” in section 9 of the Corporations Law. | |||||||||
| e definitio | n of “relevant interest” in sections 608 and 671B(7) of the Corpor | ations Law. | ||||||||
| ting shar | es of a company constitute one class unless divided into separate | classes. | ||||||||
| tal numb | any) that the person or an assoc | |||||||||
| er of votes attached to all the voting shares in the company or | voting interests in the scheme (if | |||||||||
| t in.’ | ||||||||||
| rsons votes divided by the total votes in the body corporate or scheme m | ultiplied by 100. | |||||||||
| details of:any relevant agreement or other circumstances by which the relevant i | nterest was acquired. If subsectio | n 671B(4) applies, a copy of any do | ||||||||
| the terms of any relevant agreement, and a statement by the person githis form, together with a written statement certifying this contract, sche | ving full and accurate details of anme or arrangement; and | y contract, scheme or arrangemen |
Freehills Melbourne ASIC00603\003811236
Annex 1: Transactions 08 July 2011 – 19 November 2012
| Holder of relevant | Date of acquisition | Consideration (9) | Consideration (9) | Class and number of |
|---|---|---|---|---|
| interest | securities | |||
| Cash | Non- | Ord NPV | ||
| cash | ||||
| M&G Investment Management | 08-JUL-2011 | 17,811 | 55,000 | |
| Limited | 11-JUL-2011 | 19,023 | 60,736 | |
| M&G Limited | 12-JUL-2011 | 29,882 | 100,000 | |
| M&G Group LimitedPrudential plc | 13-JUL-201114-JUL-2011 | 16,07243,219 | 55,000145,000 | |
| (Chase Nominees Ltd - VANG) |
Freehills Melbourne ASIC00603\003811236