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Kinetic Development Group Limited Capital/Financing Update 2012

Mar 13, 2012

49818_rns_2012-03-12_7e6a88c3-8606-4af8-8db7-5a5a54f75ad4.pdf

Capital/Financing Update

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HONG KONG PUBLIC OFFERING – WHITE FORM 香港公開發售-白表 Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in your name 如欲以 閣下的名義登記獲發行的香港公開發售股份,請使用本申請表格

NOTE: Unless otherwise defined herein, terms used in this Application Form bear the same meanings as defined in the prospectus of Kinetic Mines and Energy Limited (the “Company”) dated 13 March 2012 (the “Prospectus”) together with any supplement thereto.

注意:除本申請表格另有界定外,本申請表格所用詞彙與力量礦業能源有限公司(「本公司」)於二零一二年三月十三日刊發的招股章程(「招股章程」)連同其任何補充文件所界定者具相同涵義。

Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) and Hong Kong Securities Clearing Company Limited (“HKSCC”) take no responsibility for the contents of this Application Form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this Application Form. 香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)及香港中央結算有限公司(「香港結算」)對本申請表格的內容概不負責,對其準確性或完整性亦不發表任何聲明,並明確表示概不就因本申請表格全部或任何部分內容而產生或因 依賴該等內容而引致的任何損失承擔任何責任。

Please staple A copy of this Application Form, together with a copy of the YELLOW and GREEN Application Forms, the Prospectus and the other documents specified in the paragraph entitled “Documents delivered to the Registrar of Companies” in “Appendix VIII - Documents Delivered to the Registrar of Companies and Available for Inspection” to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies Ordinance (Chapter 32 of the Laws of Hong your payment 本申請表格連同 Kong). The Securities and Futures Commission of Hong Kong (“SFC”) and the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents. 黃色綠色 申請表格、招股章程及招股章程「附錄八-送呈公司註冊處處長及備查文件」中「送呈公司註冊處處長文件」一段所述的其他文件,已遵照香港法例第 32 章公司條例第 342C 條的規定,送呈香港公司註冊處處長登記。香港 here 證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對任何此等文件的內容概不負責。 Nothing in this Application Form or the Prospectus constitutes an offer to sell or the solicitation of an offer to buy nor shall there be any sale of Hong Kong Public Offer Shares in any jurisdiction in which such offer, solicitation or sale would be unlawful. This 請將股款 Application Form and the Prospectus are not for distribution, directly or indirectly, in or into the United States, nor is this application an offer of Shares for sale in the United States. The Hong Kong Public Offer Shares have not been and will not be registeredunder the U.S. Securities Act or any state securities law in the United States and may not be offered or sold in the United States except pursuant to registration or an exemption from the registration requirements of the U.S. Securities Act. No public offering of theunder the U.S. Securities Act or any state securities law in the United States and may not be offered or sold in the United States except pursuant to registration or an exemption from the registration requirements of the U.S. Securities Act. No public offering of the securities will be made in the United States. 緊釘於此 本申請表格或招股章程所載資料概不構成出售要約或徵求購買要約,而在任何作出有關要約、徵求或出售即屬違法的司法權區內,概不得出售任何香港公開發售股份。本申請表格及招股章程不得於美國境內或向美國境內直接或間接派發,而此 項申請亦不是在美國出售股份的要約。香港公開發售股份未曾亦不會根據美國證券法或美國任何州份的證券法進行登記,除根據美國證券法的登記規定進行登記或獲得豁免外,概不可在美國提呈發售或出售。證券將不會在美國向公眾提呈發售。 This Application Form is not for publication , distribution or release in any manner whatsoever in any jurisdiction where such publication, distribution or release is not permitted under the law of that jurisdiction. 凡任何司法權區的法律禁止刊發、派送或發放本申請表格,則不得在該司法權區內以任何方式刊發、派送或發放本申請表格。

A copy of this Application Form, together with a copy of the YELLOW and GREEN Application Forms, the Prospectus and the other documents specified in the paragraph entitled “Documents delivered to the Registrar of Companies” in “Appendix VIII - Documents Delivered to the Registrar of Companies and Available for Inspection” to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies Ordinance (Chapter 32 of the Laws of Hong Kong). The Securities and Futures Commission of Hong Kong (“SFC”) and the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents. 本申請表格連同 黃色綠色 申請表格、招股章程及招股章程「附錄八-送呈公司註冊處處長及備查文件」中「送呈公司註冊處處長文件」一段所述的其他文件,已遵照香港法例第 32 章公司條例第 342C 條的規定,送呈香港公司註冊處處長登記。香港 證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對任何此等文件的內容概不負責。 Nothing in this Application Form or the Prospectus constitutes an offer to sell or the solicitation of an offer to buy nor shall there be any sale of Hong Kong Public Offer Shares in any jurisdiction in which such offer, solicitation or sale would be unlawful. This Application Form and the Prospectus are not for distribution, directly or indirectly, in or into the United States, nor is this application an offer of Shares for sale in the United States. The Hong Kong Public Offer Shares have not been and will not be registeredunder the U.S. Securities Act or any state securities law in the United States and may not be offered or sold in the United States except pursuant to registration or an exemption from the registration requirements of the U.S. Securities Act. No public offering of theunder the U.S. Securities Act or any state securities law in the United States and may not be offered or sold in the United States except pursuant to registration or an exemption from the registration requirements of the U.S. Securities Act. No public offering of the securities will be made in the United States.

KINETIC MINES AND ENERGY LIMITED 力量礦業能源有限公司 (incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) GLOBAL OFFERING Number of Offer Shares under the Global Offering : 930,000,000 Shares (subject to the Over-allotment Option) Number of Hong Kong Public Offer Shares : 93,000,000 Shares (subject to adjustment) Number of International Offer Shares : 837,000,000 Shares (subject to adjustment and the Over-allotment Option) Maximum Offer Price : HK$1.51 per Offer Share payable in full on application in Hong Kong dollars, subject to refund, plus brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005% Nominal Value : US$0.001 each Stock Code : 1277 全球發售 全球發售的發售股份數目 : 930,000,000股股份(視乎超額配股權行使與否而定) 香港公開發售股份數目 : 93,000,000股股份(可予調整) 國際發售股份數目 : 837,000,000股股份(可予調整及視乎超額配股權行使與否而定) 最高發售價 : 每股發售股份 1.51港元(股款須於申請時以港元繳足),另加 1% 經紀佣金、 0.003%證監會交易徵費及 0.005%聯交所交易費, 多收款項可予退還 面值 : 每股股份 0.001美元 股份代號 : 1277 Application Form for Hong Kong Public Offer Shares 香 港公開發售股份申請表格 Applications will be accepted until 12:00 noon on Friday, 16 March 2012. 截止接受申請時間為二零一二年三月十六日(星期五)中午十二時正。 You must read the conditions and instructions attached to this Application Form. 閣下必須細閱本申請表格所附載的條件及指示。 To be valid, you must complete all parts of this Application Form. 本申請表格各部分必須以墨水筆或原子筆清楚填妥,方為有效。 Please write clearly in ink. To: Kinetic Mines and Energy Limited 致: 力量礦業能源有限公司 The Hongkong and Shanghai Banking Corporation Limited 香港上海㶅豐銀行有 限公司 UBS AG, Hong Kong Branch 瑞士銀行香港分行 BOCOM International Securities Limited 交銀國際證券有 限公司 VMS Securities Limited 鼎珮證券有限 公司 Guotai Junan Securities (Hong Kong) Limited 國泰君安證 券(香港)有限公司 Hong Kong Underwriters 香港包銷I/We: 本人/吾等:apply for the number of Hong Kong Public Offer Shares set out below, on the terms and subject to the conditions of the ‧ 按照 招股章程及本申請表格的條款及受其條件所限,並在 貴公司的大綱及組織章程細則規限下, Prospectus and this Application Form, and subject to the M emorandum and Articles of Association of the Company; 申請 以下數目的香港公開發售股份; • enclose payment in full for the Hong Kong Public Offer Shares applied for, being not more than HK$1.51 per Offer ‧ 夾附 申請香港公開發售股份所需的全數股款,不多於每股發售股份 1.51港元(股款須於申請時以港元 Share (payable in full on application in Hong Ko ng dollars and subject to refund on final pricing plus brokerage of 1%, 繳足,另加1%經紀佣金、0.003%證監會交易徵費及 0.005%聯交所交易費,視乎最終定價而定,多收 • SFC transaction levy of 0.003% and Stock Exc undertake and agree to accept the Hong Kon g Public Offer Shares applied for, or any lesser number allocated to me/us onhange trading fee of 0.005%); ‧ 股款可予退還); 承諾同意 接納本人/吾等根據本申請所申請的香港公開發售股份,或本人/吾等獲分配的任何較 • this application; undertake and confirm that I/we and the person for whose benefit I am/we are applying have not applied for or taken up or ‧ 少數目的香港公開發售股份; 承諾確認 本人/吾等及本人/吾等為其利益提出申請的人士並無申請或認購或表示有意申請或已 •• indicated any interest in or received or apply for or take up, or indicate any understand Coordinator in deciding whet authorise Kong Public Offer Shares the Company to pthat this declarati to be allocated to me/us, and (subject to the terms and conditions set out on the pageslace my/our name(s) on the register of members of the Company as the holder(s) of aher or not to allocate any Hong Kong Public Offer Shares in response to this applicon and representation will be relied upon by the Company and the Sole Glointerest in any International Offer Shares under the International Offering;been placed or allocated (including conditionally and/or provisionally), and will not attached tony Hongation;bal ‧‧ 接獲或已獲配售或分配(包括有條件及/或暫定)並且不會申請或認購或表示有意申請國際發售的任何國際發售股份; 明白 股份; 授權 貴公司及獨家全球協調人將依賴本聲明及陳述,以決定是否就是項申請分配任何香港公開發售 貴公司將本人/吾等的姓名列入 貴公司股東名冊內,作為本人/吾等所獲分配的任何香港 this Application Form and in the Prospectus) to send any Share certificate(s) and/or any refund cheq ue(s) (where 公開發售股份的持有人,並(根據本申請表格各附頁及招股章程所載的條款及條件)以普通郵遞方式 applicable) by ordina ry post at my/our own risk to me/the first-named of us (in case of joint applicants) to t he address given 按本申請表格所示地址將任何股票及/或任何退款支票(如適用)寄發予本人/名列首位的申請人(如 on this Applicatio n Form except where I/we have applied for 1,000,000 or more Hong Kong Public Off er Shares and have 屬聯名申請人),郵誤風險概由本人/吾等承擔(除非本人/吾等已申請 1,000,000股或以上香港公開 indicated in thi s Application Form that I/we wish to collect any Share certificate(s) and/or refu nd cheque(s) (where 發售股份,並已於本申請表格上表明本人/吾等擬按本申請表格及招股章程所規定的程序親身領取 • applicable) in request th at any refund cheque(s) (where applicable) be made payable to me, or in the case person in accordance with the procedures prescribed in this Application Form and the of joint applicants, to the Prospectus; ‧ 任何股票及/或退款支票(如適用)); 要求 任何退款支票(如適用)以本人(或如屬聯名申請人,以本申請表格上名列首位的申請人)為抬頭人; •• first-na represent complied with all such laws and none of the Company, the Sole Global CoordHong Kong Lead Managers, the Sole Sponsor and the Hong Kong Underwriadvisers will infringe any laws outside Hong Kong as a result of the ac abe Hong Kong Public Offer Shares in an offshore transaction (within the meaning of R agree ctions arising from my/our rights and obligations under the terms andnefit I am/we are/each of us is applying is, within the United States (as defined in Rand med of us, in this Application Form;, warrant warrant andthat if the laws of any place outside Hong Kong are appl undertake that I am not/we are not/none of us is, and none of conditions contained in the Prospectus;ceptance of my/our offer to purchase, or anyters, nor any of their respective officers orinator, the Joint Bookrunners, the Jointicable to this application, I/we haveegulation S);egulation S) and will acquire the the other person(s) for whose ‧‧‧‧ 聲明 處美國境內(定義見 同意同意 貴公司、獨家全球協調人、聯席賬簿管理人、聯席香港牽頭經辦人、獨家保薦人、香港包銷商或彼等各自的高級職員或顧問不會因接納本人/吾等的購買要約或因應本人/吾等根據本招股章程所載條款及條件應有的權利與責任而採取的任何行動而違反香港境外地區的任何法例; 已細閱 、及本申請、申請獲接納及據此而訂立的合約將受香港法例管轄,並須按其詮釋。 保證保證 本申請表格各附頁及招股章程所載條款、條件及申請手續並及如香港境外任何地區的法例適用於是項申請,則本人/吾等已遵守一切有關法例,而 承諾 本人/吾等/吾等各人與本人/吾等/吾等各人為其利益提出申請的人士並非身S規例),並且會在離岸交易(定義見 S規例)中購入香港公開發售股份; 同意 受其約束;及 • have read and in the Prospectus andthe terms and conditions and application procedures set o agree to be bound by them; and ut on the pages attached to this Application Form For Broker use 此欄供經紀填寫agree accordance th at this application, any acceptance of it and the resuwith the laws of Hong Kong. lting contract, will be governed by and construed in Lodged by 由以下經紀遞交 Signed by (all) applicant(s) (all joint applicants must sign): Broker No.經紀號碼 由(所有)申請人簽署(所有聯名申請人必須簽署): ............................................................... ............... ................................................................................................................................. Broker’s Chop經紀印章 Date日期: ........................ / .................. / .................... D 日 M 月 Y 年 Warning: •• otherwise your application is liable to be rejected.It is important that you read the conditions and application procedures overleaf.You must complete this application in English unless otherwise stated and follow the application procedures overleaf, 警告: ‧‧ 閣下必須細閱背頁的條件及申請手續。除另有說明外, 閣下必須以英文填寫本申請表格及遵循背頁的申請手續,否則 閣下的申請可被 • All applicable boxes in this Application Form must be completed, otherwise the application is liable to be rejected. 拒絕受理。 • You must sign this application in writing (and not by way of personal chop), otherwise the application is liable to be ‧ 本申請表格內的所有適用欄位必須填寫,否則申請可被拒絕受理。 • rejected.Only one application may be made for the benefit of any person on a giving electronic application instructions to HKSCC via CCASS or to the WHITEWhite Form eIPO White Form eIPO or YELLOW Application Form or by way ofService Provider under theService Provider under the ‧‧ 閣下必須親自簽署本申請,不得以個人印章代替,否則申請可被拒絕受理。僅可為任何人士的利益以 白色黃色 申請表格,或透過中央結算系統向香港結算或利用 白表 eIPO服務 White Form eIPO service ( www.eipo.com.hk ). Multiple or suspected multiple applications on WHITE and/or YELLOW ( www.eipo.com.hk )向 白表 eIPO服務供應商發出 電子認購指示 提出一次申請。以 白色 及/或 黃色 申請表格 Application Forms and/or by way of giving electronic application instructions to HKSCC via CCASS or to the White Form 及/或透過中央結算系統向香港結算或利用 白表 eIPO服務( www.eipo.com.hk )向 白表 eIPO服務供應商發出 eIPO Service Provider under the White Form eIPO service ( www.eipo.com.hk ), applications made by one applicant on either a 電子認購指示 提出重複或疑屬重複申請、由一位申請人以 白色黃色 申請表格或透過中央結算系統向 • applications where cheques or banker’s cashier orders are dishonoured upon first presentation will be rejected.the the WHITEWhite Form eIPO White Form eIPO or YELLOW Application Form or by way of giving Service Provider (Service Provider ( www.eipo.com.hk ) for more than 46,500,000 Hong Kong Public Offer Shares, and electronic application instructions to HKSCC via CCASS or to 香港結算或向 閣下如作出虛假聲明,可能會被檢控。 開發售股份,以及支票或銀行本票於首次過戶時未能兌現的申請將拒絕受理。 白表 eIPO服務供應商( www.eipo.com.hk) 發出 電子認購指示 提出認購超過46,500,000股香港公

• Only one application may be made for the benefit of any person on a giving giving electronic application instructions to HKSCC via CCASS or to the WHITEWhite Form eIPO White Form eIPO or YELLOW Application Form or by way ofService Provider under theService Provider under the White Form eIPO service ( www.eipo.com.hk ). Multiple or suspected multiple applications on WHITE and/or YELLOW Application Forms and/or by way of giving electronic application instructions to HKSCC via CCASS or to the White Form eIPO Service Provider under the White Form eIPO service ( www.eipo.com.hk ), applications made by one applicant on either a or YELLOW electronic application instructions to HKSCC via CCASS or to applications where cheques or banker’s cashier orders are dishonoured upon first presentation will be rejected.the the WHITEWhite Form eIPO White Form eIPO Application Form or by way of giving Service Provider (Service Provider ( www.eipo.com.hk ) for more than 46,500,000 Hong Kong Public Offer Shares, and • You may be prosecuted if you make a false declaration.

Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in your name 如欲以 閣下的名義登記獲發行的香港公開發售股份,請使用本申請表格

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Number of Hong Kong Public Offer Shares appliedfor (not more than 46,500,000 Shares, being 50% Cheque/banker’s
of the Hong Kong Public Offer Shares initially cashier order number
made available for subscription by the public in
Hong Kong under the Hong Kong Public Offering) 支票/銀行本票號碼
申請認購的香港公開發售股份數目(不得超過
46,500,000 股股份,即香港公開發售初步提呈可供
香港公眾人士認購的香港公開發售股份數目的 50% )
Total amount of payment Name of bank on which cheque/
付款總額 HK$ 港元 banker’s cashier order is drawn
支票/銀行本票的付款銀行名稱

Cheque(s) or banker’s cashier order(s) should be crossed “ Account Payee Only ” and made payable to “ HSBC Nominees (Hong Kong) Limited - Kinetic Mines Public Offer ”.
支票或銀行本票須以「 只准入抬頭人賬戶 」方式劃線開出,並須註明抬頭人為「 㶅豐代理人(香港)有限公司-力量礦業能源公開發售 」。
To be completed in BLOCK letters in English in ink, except as stated otherwise. Joint applicants should give the address of the first-named applicant o nly.
除另有說明外,請用墨水筆或原子筆以 英文 正楷 填寫。聯名申請人只須填寫名列首位的申請人地址。
Name in English Family name or company name 姓氏或公司名稱 Forename(s) 名字
英文姓名/名稱
Name in Chinese Family name or company name 姓氏或公司名稱 Forename(s) 名字
中文姓名/名稱
Hong Kong Identity Card No./
Occupation Passport No./
(in English) Hong Kong Business
職業(以英文填寫) (Please delete as appropriate)Registration No.
香港 身份證號 碼 /護 照 號 碼 /
香港商業登記號碼(請刪去不適用者)

Names of all other Hong Kong Identity Card No./
joint applicants (1) Hong Kong BusinessPassport No./ (1 )
in English (if any) Registration No.
所有其他聯名申請人 (2) (Please delof all other joint applicantsete as appropriate) (2)
的英文姓名(如有) 所有其他聯名申請 人 的
(3) 香港商業登記號碼(請刪去不適用者)香港身份證號碼/護照號碼/
(3)
Address (in English)
(joint applicants should
give the address and
telephone number of the
first-named applicant only)
(Only an address in
Hong Kong will be accepted)
地址(以英文填寫)(聯名
申請人只須填寫名列首位
申請人的地址及電話號碼) Telep hone Number 電話號碼
(只接受香港地址)
For nominees: Please provide an account number or identification code for each (joint) beneficial owner(s). If you are a nominee and you do not complete this
section, this application will be treated as being made for your benefit.
由代名人遞交:請填寫每名(聯名)實益擁有人的賬戶號碼或身份識別編碼。如 閣下為代名人,而並無填妥本節,則是項申請將被視作 閣下為本身利益提出。
(1) For individuals, you must provide your Hong Kong Ide ntity Card number or passport numb er. If you hold a Hong Kong Identity Card, please provide your Hong Kong Identity Card number. If you do not hold a
Hong Kong Identity Card, please provide your passport number. For a body corporate, please prov ide your Hong Kong Business Registration number. All joint applicants must give (if they are individuals) their
Hong Kong Identity Card numbers, or, where appropriate, passport numbers or (if they are bodies corporate) their Hong Kong Business Registration numbers.
如屬個別人士, 閣下必須填寫香港身份證 號碼或護照號碼 。如 閣下持 有香港身份證,請填寫香 港身份證號碼;否則,請填寫護照號碼。如屬法人團體,請填寫香港商業登記號碼。全部聯名申請人(倘彼等為個
人)必須提供香港身份證號碼,或護照號 碼(如適用),或香港商業登記號碼(倘彼等為法人團體 )。
(2) Your Hong Kong Identity Card number /passport number/Hong Kong Business Registration number will be used for checking the validity of Application Forms and otherwise for processing the application for
Offer Shares and such data would be transferred to third parties for suc h purpose.
閣下的香港身份證號碼/護照號碼/ 香港商業登記號碼將用作核實申請 表格是否有效及處理發售股份申請,而有關資料會轉交第三者辦理上述事項。
(3) All joint applicants must give (if they are in dividuals) their Hong Ko ng Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration
numbers.
所有聯名申請人必須提供 (如屬個人)彼等的香港身份證號碼或 (如適用)護照號碼或(如屬法人團體)香港商業登記號碼。
(4) Part of your Hong Kong Identity Card number/passport numb er, or, if you are joint applicants, part of the Hong Kong Identity Card number/passport number of the first-named applicant, provided by you may be
printe d on your refund cheque, if any. Such data would a lso be transferred to a third party for refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number
bef ore encashment of your refund cheque.
Inaccurate completion of your Hong Kong Identity Card number/passport number may lead to delay in encashment of or may invalidate your refund cheque.
閣下所提供的香港身份證號碼/護照號碼,或如 閣下為聯名申請人,則名列首位的申請人的香港身份證號碼/護照號碼的部分字符可能會列印在退款支票(如有)上。有關資料亦會轉交第三方以安排退款。 閣
下的銀行在兌現 閣下的退款支 票前可能要求核實 閣下的香港身份證號碼/護照號碼。
未有準確填寫 閣下的香港身 份證號碼/護 照號碼可能導致延誤兌現 閣下的退款支票或令 閣下的退款支票無效。
Applicants who have applied for 1,000,00 0 or more Hong Kong Public Offer Shares and wish to collect refund cheques and/or Share certificates (where applicable) in person from the Company’s Hong Kong
Share Registrar, Computersha re Hong Kong Investor Services Limited, at Shops 1712-1716, 17/F, Hopewell Centre,183 Queen’s Road East, Wanchai, Hong Kong on the date of collection of (where applicable)
refund cheques and (where ap plicable) Share certificates, which is expected to be on Thursday, 22 March 2012, should mark “√” in the box on the left. Please see the section overleaf headed “If your application
for Hong Kong Public Offer Sh ares is successful (in whole or in part)” and “Refund of your money” for details of when, where and how to collect Share certificates/refund cheques (if any).
申請人凡申請 1,000,000股 或以上 香港公開發售股份,並擬於領取(如適用)退款支票及(如適用)股票日期(預計為二零一二年三月二十二日(星期四))親身前往本公司的香港證券登記處香港中央證券登記有限公司
(地址為香港灣仔皇后大 道東 183號合和中心 17樓 1712-1716室)領取退款支票及/或股票(如適用),請在左方空格內填上「√」號。有關領取 閣下的股票/退款支票(如有)的時間、地點及方法詳情,見背頁「如成
功申請香 港公開發售股份(全 部或部分)」及「退還股款」一節。
ADDRESS LABEL 地址標貼
Please repeat your name(s) and address as set out above in BLOCK letters in English
請用英文正楷填寫上表所示姓名/名稱及地址
Name(s) 姓名/名稱 For Bank Use 此欄供銀行填寫


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Address 地址

Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in your name

KINETIC MINES AND ENERGY LIMITED 力量礦業能源有限公司

(incorporated in the Cayman Islands with limited liability)

(於開曼群島註冊成立的有限公司)

GLOBAL OFFERING Conditions of your applicationagree that the Company, the Sole Sponsor, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead A. 1. Who can apply You, the applicant(s), and any person(s) for whose benefit you are applying, must be 18 years Managers, the Co-lead Manager, the Hong Kong Underwriters and any of their respective directors, officers,employees, agents or advisers and any other parties involved in the Glinformation and representations contained in the Prospectus and any s upplement obal O ffering are liable only for thethereto (and only then to the 2.3. of age or older and must have a Hong Kong address.If you are a name of the firm. The number of joint applicants may not exceed 4.If you are a firmbody corporate , the application must be in the names of the individual members, not in the, this Application Form must be stamped with the company chop •• extent such liability is held to exist by a court with competent jurisdi agree you may not rescind it because of an innocent misrepresentation undertake (without prejudice to any other rights which you may have) and agree to accept the Hong Kong Public Offer Shares applied for, or any less; that once your applicction); ation has been accepted,er number allocated 4. Kong Public Offer Shares if you are or any person(s) for whose benefit you are applying for are/is:••(bearing the company name) and signed by a duly authorised officer, who must state his or herrepresentative capacity.Save under the circumstances permitted by the Listing Rules, you an existing beneficial owner of Shares in the Company or any of its subsidiaries;the chief executive or a director of the Company or any of its subsidiaries; cannot apply for any Hong • to you under this application; authorize any Hong Kong Public Offer Shares allocated to you, Prospectus) the Company and/or its agents to send cheques (if any) to you or (in the case of joint applordinary post at your own risk to the address st1,000,000 Hong Kong Public Offer Shares or collect your share certificate(s) (where applic the Company to place your name(s) on the re able) and/or refund cheque(s) (if any) in person and have provimore and have indicated on this Application Form you wated on this Application Form (except if you have appicants) the first-named applicant in this Applicationany share certificate(s) (where applicable) anand (subject to the terms and conditions sgister of members of the Company as the holder(s) ofet forth in thed/or refund Form bylied forish toded •• an associate of any of the above (as “associate” is defined in the Listing Rules); ora Connected Person of the Company or a person who will become a Connected • all information required by this Applicatio(if the application is made for your own benefit)n Form); warrant that this is the only application which will be made Person of the Company immediately upon completion of the Global Offering. for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions 5. You cannot apply for any Hong Kong Public Offer Shares if you are or any person(s) for whose to HKSCC via CCASS or to the d esignated White Form eIPO Service Provider via the White Form eIPO benefit you are applying for are/is:• a legal or natural person of the PRC (other than Hong Kong, Macau and Taiwan) • (if you are an agent for anothservice ( www.eipo.com.hk ); er p ers on) warrant that reasonable enquiries have been made of that other person except qualified domestic institutional investors; that this is the only applicat ion whic h w ill be made for the benefit of that other person on a WHITE or YELLOW • a U.S. person (as defined in Regulation S under the U.S. Securities Act); Application Form or by giving electronic application instructions to HKSCC via CCASS or to the designate d • if you do not have a Hong Kong address; or White Form eIPO Ser vice Provider via the White Form eIPO service ( www.eipo.com.hk ), and that you are d uly • have applied for or taken up, or indicated an interest for, or have been or will be authorised to sign t his Application Form o r t o give electronic application instructions as that other pe rson’s placed (including conditionally and/or provisionally) International Offer Sharesunder the International Offering. • agent;(if the applicati on is made by an agent on your beh alf) warrant that you have validly and irrevocably conferred C.B. ••Application Form, and lodge more than one application in your own name on behalf of different beneficialowners. In the box on this Application Form marked “For nominees”, you must include:for each beneficial owner or, in the case of joint beneficial owners, for each such beneficial owner.If you do not include this information, the application will be treated as being made for your benefit.A nominee who submits this Application Form on behalf of another person is deemed to have representedto and undertaken with the Company, the Sole Global Coordinator and the Hong Kong Underwriters thathe/she has been duly authorised by such person for, if more than one, all of them to submit this applicationand to agree to the terms of this Application Form on behalf of such person/every such person. You furtherundertake to supply to the Company, the Sole Global Coordinator and each of the Hong KongUnderwriters such information about such person/every such person as any of them may require for any ofthe purposes set out in the section below headed “Personal Data”.If you are a nominee, you may make more than one application by: (1) giving instructions Lodge only one application for your benefit (or for the benefit of you and any of your jointIf you are a nominee an account number; oranother identification code,to HKSCC (if you are a CCASS Participant); or (2) using a WHITEelectronic application or YELLOW ••••••• agree Coordinator and their respective advisers and agents any personal datarequire about you or the person(s) for whose benefit you have made this a agre deemed by its acceptance in whole or in part of the application to havShareholder) (and if applicable, with each CCASS Participant giviobserve and comply with the Companies Ordinance, the MemAssociation; agree authorize you havplacean agree accordance with the laws of Hong Kong; warrant on your agen undertake y interest in any International Offer Shares under the Inte ~~e~~ d or allocated (including conditionally and/or provithat your application, any acceptance of it and the resulwith the Company and each Shareholder that Shares awith the Company, for itself and for the benefit of each Sharehoto disclose to the Company and/or its Hong Kong Share Rege made this application have not applied for othe truth and accuracy of the information contained in thi the Company to enter into a contract on your andt all necessary power and authority to confirm that, you (if the application mis ake the application; r ta made for your benefit) or the person(s) fo sio ken up or indicated an interest in o behalf with each of the Directors and officers of thernare freely transferable by the holders thereof; and nally) and will not apply for o ting tional Offering; orandum and the Articles of Association of contract will be gov s apng istr plication; e agreed, for itself and on behalf of each electronic application instructions anlder (and so that the Company will be ar, re pplication; d any other information which theyceiving banker, the Sole Globalerned by and construed inr take up or indicater received or beenr whose benefit) to applicants) Multiple applications or suspected multiple applications will be rejected. Save as referred to in Section B Compasharehol ny whereby each such Director and officer underders as stipulated in the Articles of Associatio n.takes to observe and comply with his obligations to the •above, all of your applications will be rejected as multiple applications if you, or you and your jointapplicant(s) together:Application Form or by giving make more than one application (whether individually or jointly) on a to the designated White Form eIPO electronic application instructions Service Provider through the White Form eIPO to HKSCC via CCASS or WHITE or YELLOW service; The Company, the Sol Glwarraapplicanimposed o obal Offering and theinty, representation or ts, all the warranties, n the joint applicants e Global Coordinator, the Sole Sponsor,r respective directors, officers, empdeclaration made by you in yourepresentations, declaratishall be deemed to h ave been made, given and assumed by and imposed on the applicantsons and obligations expressed to be made, given or assumed by orr application. In the event of the application being made by jointloyees, partners, agents and advisers are entitled to rely on any the Hong Kong Underwriters, other parties involved in the • both apply (whether individually or jointly) on one WHITE Application Form and on e jointly and s everally. YELLOW Application Form or on one WHITE or YELLOW Application Form and give G. Power of attorney electronic application instructions to HKSCC via CCASS or to the designated White Form If your application is made by a person duly authorised through a duly authorised attorney, the Sole Global Coordinator (or eIPO Service Provider through the White Form eIPO service; its agent and nomin ee) as agent for the Company may accept your application at its discretion, and subject to any • apply on one WHITE or YELLOW Application Form (whether individually or joi ntly) or by conditions it thinks fit, including production of evidence of the authority of your attorney. The Sole Global Coordinator, in giving electronic application instructions to HKSCC via CCASS or to the desi gnated White its capacity as agent for the Company, has full discretion to reject or accept any application, in full or in part, without Form eIPO Service Provider via the White Form eIPO service for more t han 46,500,000 assigning any reason. Hong Kong Public Offer Shares, being 50% of the Hong Kong Public Off er Shares initially H. Determination of Offer Price •All of your applications will also be rejected as multiple applications if more tfor application instructions).your benefit being offered for subscription by the public; orapply for or take up any Offer Shares under the International Offering in the International Offering or indicate an interest for any Internatio(including the part of an application made by HKSCC Nominees acting onhan one application is madenal Offer Shares.or otherwise participat electronic e The Offer Price is expected to be the Underwriters) on or around FrApplicants for the Hong Kong PuHK$1.51 for each Offer Share tofee of 0.005%, subject to refuthe Offer Price should be lo wer than HK$1.51. If, based on the level of interest expressed by prospective institutional andnd of any resulting surplus application monies to successful applicants, without interest, ifgether with brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange tradingfixed by agreement between the Company and the Sole Global Coordinator (on behalf ofblic Offer Shares are required to pay, on application, the maximum Offer Price ofiday, 16 March 2012, and in any event no later than Wednesday, 21 March 2012. If an application is made by an unlisted company and: professional investors and other investors during the book-building process, the Sole Global Coordinator (on behalf of the • the principal business of that company is dealing in secu rities; and Underwriters and with the consent of the Company) considers the number of Offer Shares being offered under the Global • you exercise statutory control over that company, Offering and/or the i ndicative Offer Price range inappropriate, the Sole Global Coordinator (on behalf of the Underwriters) then the application will be treated as being made for your ben efit. may reduce the nu mber of Offer Shares being offered under the Global Offering and/or the indicative Offer Price range Unlisted company means a company with no equity securiti es listed on the Stock Exchange. below that state d in the Prospectus (which is HK$1.26 to HK$1.51 per Offer Share) at any time on or prior to the morning Statutory control in relation to a company means you: of the last day for lodging applications under the Hong Kong Public Offering. In such a case, the Company will, as soon as • control the composition of the board of dire ctors of that company; or practicable following the decision to make such reduction, and in any event not later than the morning of the last day for • control more than half of the voting powe r of that company; or lodging applications under the Hong Kong Public Offering, cause to be published in the South China Morning Post (in • hold more than one-half of the issued s hare capital of that company (not counting any part of it Englis h) and the Hong Kong Economic Times (in Chinese) notice of the reduction in the number of Offer Shares being which carries no right to participate be yond a specified amount in a distribution of either profits or offe red under the Global Offering and/or the indicative Offer Price range. Such notice will also be available at the website capital). o f the Stock Exchange at www.hkexnews.hk and on the Company’s website at www.kineticme.com . Such notice will also D. The total number of Offer Shares initiaadjustment of the Share between the divided equally into two pools f46,500,000 Hong Kong Public Allocation of Hong Kong Public Offer Shares - Pools A and B Offer Shares and Pool B comprising 46,500,000 Hong Kong Public Offeror allocation purposes (to the nearest board lot): Pool A comprisingHong Kong Public Offering and the International Offering) will belly available under the Hong Kong Public Offering (subject to any include confirmation or revision, as appropriate, of the working capital statement and the offering statistics as currently setout in the section headed “Summary and Highlights” in the Prospectus and any other financial information which maychange as a result of such reduction. If for any reason, the Offer Price is not agreed by Wednesday, 21 March 2012between the Sole Global Coordinator (on behalf of the Underwriters) and the Company, the Global Offering (including theHong Kong Public Offering) will not proceed and will lapse. Shares. The Hong Kong Publi c Offer Shares in Pool A will be allocated on an equitable basis to successful I. Allocation of Hong Kong Public Offer Shares applicants who have applie d for Hong Kong Public Offer Shares with a total subscription amount of HK$5 The applications for the Hong Kong Public Offer Shares will not be processed and no allocation of any such Hong Kong million or below (exclud ing brokerage, SFC transaction levy and Stock Exchange trading fee payable). Public Offer Shares will be made until the closing of the application lists. The Company expects that the results of The Hong Kong Publ ic Offer Shares in Pool B will be allocated on an equitable basis to successful allocations of the Hong Kong Public Offer Shares under the Hong Kong Public Offering, including applications made under applicants who have applied for the Hong Kong Public Offer Shares with a total subscription amount of WHITE and YELLOW Application Forms and by giving electronic application instructions to HKSCC or the designated more than HK$5 million (excluding brokerage, SFC transaction levy and Stock Exchange trading fee White Form eIPO Service Provider which will include the Hong Kong identity card numbers, passport numbers or Hong payable) and u p to the value of Pool B. You should be aware that applications in Pool A and Pool B may Kong business registration numbers of successful applicants and the number of the Hong Kong Public Offer Shares receive diffe rent allocation ratios. If the Hong Kong Public Offer Shares in one (but not both poo ls) of the successfully applied for will be made available in the manner described in the section headed “How to Apply for Hong pools are u ndersubscribed, the surplus Hong Kong Public Offer Shares will be transferred to th e other pool Kong Public Offer Shares – Results of Allocations” in the Prospectus. to satisf y demand in that other pool and be allocated accordingly. You can only receive an allocation of J. If your application for Hong Kong Public Offer Shares is successful (in whole or in part) Hong sus5 0% of the 93,000,000 Shares initially comprised in the Hong Kong Public Offerinpected multiple applications within either pool or between pools, and any applicaKong Public Offer Shares from either Pool A or Pool B but not from both po g (that is 46,500,000tion for more thanols. Multiple or If you apply for 1,000,000 Hong Kong Public Offer Shares or more and you have elected on your Form to collect your Share certificate(s) (where applicable) in person, you may collect your Share certificate(s) (whereapplicable) from the Company’s Hong Kong Share Registrar, Computershare Hong Kong Investor Services Limited, at WHITE Application Hong Kong Public Offer Shares) are liable to be rejected. Allocation of Hong Kto investors under the Hong Kong Public Offering, both in relation to Pool A and Pool B, will be basedong Public Offer Shares Shops 1712-1716, 17/F, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. onThursday, 22 March 2012. If you are an individual and you have opted for personal collection, you must not authorize any solely on the level of valid applications received under the Hong Kong Pu blic Offering. The basis of other person to make collection on your behalf. If you are a corporate applicant and you have opted for personal collection, allocation in each pool may vary, depending on the number of Hong Ko ng Public Offer Shares validly you must attend by your authorised representative bearing a letter of authorisation from your corporation stamped with applied for by each applicant. Such allocation could, where appropriate, consist of balloting, which would your company chop. Both individuals and authorised representatives (if applicable) must produce, at the time of collection, mean that some applicants may receive a higher allocation than oth ers who have applied for the same evidence of identity acceptable to Computershare Hong Kong Investor services Limited. If you do not collect your Share number of Hong Kong Public Offer Shares, and those applicants wh o are not successful in the ballot may certificate(s) within the time period specified for collection, they will be despatched promptly thereafter to you by ordinary not receive any Hong Kong Public Offer Shares. post to the address as specified in your Application Form at your own risk. E. Supplemental information If you apply for less than 1,000,000 Hong Kong Public Offer Shares or, if you apply for 1,000,000 Hong Kong Public Offer If any supplement to the Prospectus is issued, applicant(s) wh o have already submitted an application may or Shares or more but have not indicated on you Application Form that you will collect your Share certificates (where may not (depending on the information contained in the su pplement) be notified that they can withdraw their applicable) in person, your Share certificate(s) (where applicable) will be despatched to the address as specified on your applicatio ns. If applicant(s) have not been so notified , or if applicant(s) have been notified but have not Application Form on or before Thursday, 22 March 2012 by ordinary post and at your own risk. withdrawn th eir applications in accordance with the p rocedure to be notified, all applications that have been Share certificates will only become valid certificates of title if the Global Offering has become unconditional in all submitted rema in valid and may be accepted. Sub ject to the above and below, an application once made is respects and the Underwriting Agreements have not been terminated in accordance with their terms, which is expected to irrevocable and ap plicants shall be deemed to ha ve applied on the basis of the Prospectus as supplemented. be at or around 8:00 a.m., on Friday, 23 March 2012. F. •By completing and submiseverally) for yourself or as Effect of completing and submitting this Application Forminstruct and tting this Applicati authorise agent or nomint he Company and/or the Sole Global Coordinator (or their respectiveee and on behalf of each person for whom you act as agent or nominee:on Form you (and if you are joint applicants, each of you jointly and The Company will not issue temporary documents of title. No receipt will be issued for sums paid on application. If the OfferPrice as finally determined is less than HK$1.51 per Offer Share, appropriate refund payments (including brokerage, SFCtransaction levy and Stock Exchange trading fee attributable to the surplus application monies) will be made to you, withoutinterest. agents or nominees ) , a s agents of the Company, to do on your behalf all things necessary to K. Circumstances in which you will not be allocated Hong Kong Public Offer Shares register any Hong Kong Public Offer Shares allocated to you in your name(s), as required by You may not be allocated Hong Kong Public Offer Shares for any of the following reasons: the Memorandum and the Articles of Association and otherwise to give effect to the 1. Full discretion to reject or accept your application: arrangements described in the Prospectus and this Application Form; The Company, the Sole Global Coordinator (as agent of the Company or the designated White Form eIPO

The Company, the Sole Global Coordinator (as agent of the Company or the designated White Form eIPO Service Provider) or their respective agents have full discretion to reject or accept any application, in full or in part without assigning any reason.

  • undertake to sign all documents and to do all things necessary to enable you to be registered as the holder of the Hong Kong Public Offer Shares to be allocated to you, and as required by Memorandum and the Articles of Association;

2. You will not receive any allotment if:

  • represent , warrant and undertake that you are not, and none of the other person(s) for whose benefit you are applying is, within the United States (as defined in Regulation S) and will acquire the Hong Kong Public Offer Shares in an offshore transaction (within the meaning of Regulation S);

  • your application is a multiple or a suspected multiple application;

  • your Application Form is not completed correctly in accordance with the instructions as stated in the Application Form (if you apply by an Application Form);

    • your payment is not made correctly or you pay by cheque or banker’s cashier order and the cheque or banker’s cashier order is dishonoured on its first presentation;
  • represent , warrant and undertake that if the laws of any place outside Hong Kong are applicable to this application, you have complied with all such laws and none of the Company, the Sole Sponsor, the Sole Global Coordinator and the Underwriters, nor any of their respective officers or advisers will infringe any laws outside Hong Kong as a result of the acceptance of your offer to purchase, or any actions arising from your rights and obligations under the terms and conditions contained in the Prospectus;

  • you or the person for whose benefit you apply for have applied for or taken up, or indicated an interest for, or received or have been or will be placed or allotted (including conditionally and/or provisionally) International Offer Shares under the International Offering;

  • the Company believes that the acceptance of your application would violate the applicable securities or other laws, rules or regulations of the jurisdiction in which your application is received or your address appeared in this Application Form is located;

confirm that you have received a copy of the Prospectus and have only relied on the information and representations in the Prospectus in making your application and will not rely on any other information and representations save as set forth in any supplement to the Prospectus;

  • any of the Underwriting Agreements does not become unconditional or is terminated in accordance with the terms thereof; or

  • • if you apply for more than 50% of the Hong Kong Public Offer Shares initially being offered for subscription by the public in Hong Kong.

Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in your name

M. Application by HKSCC Nominees Where this Application Form is signed by HKSCC Nominees on behalf of persons who have given electronic application instructions to apply for the Hong Kong Public Offer Shares, the provisions of this form which are inconsistent with those set out in the Prospectus shall not apply and the provisions in the Prospectus shall prevail. Without limiting the generality of this paragraph, the following sections of this Application Form are inapplicable where this form is signed by HKSCC Nominees:

3. If your application is revoked or withdrawn: By completing and submitting this Application Form, you agree that your application is irrevocable until after the fifth day after the time of opening of the Application Lists (excluding for this purpose, any day which is a Saturday, Sunday or public holiday in Hong Kong). This agreement will take effect as a collateral contract with the Company, and will become binding when you lodge your Application Form. This collateral contract will be in consideration of the Company agreeing that it will not offer any Hong Kong Public Offer Shares to any person on or before the fifth day after the time of the opening of the Application Lists (excluding for this purpose, any day which is a Saturday, Sunday or public holiday in Hong Kong), except by means of one of the procedures referred to in the Prospectus.

  • all warranties on the first page, except the first warranty concerning application for Hong Kong Public Offer Shares on the terms and conditions of the Prospectus and this Application Form, and subject to the Articles of Association;

  • “Warning” on the first page;

  • “If you are a nominee”;

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of th
~~~~
be in
~~~~
not b
~~~~
be m
~~~~
be cr
Your application
application may only be revoked before the fifth day after the time of the opening of the
ication Lists (excluding for this purpose, any day which is a Saturday, Sunday or public
ay in Hong Kong), if a person responsible for the Prospectus under section 40 of the
panies Ordinance (as applied by section 342E of the Companies Ordinance) gives a public
e under that section which excludes or limits the responsibility of that person for the
ectus.
y supplement to the Prospectus is issued, applicant(s) who have already submitted an
cation may or may not (depending on the information contained in the supplement) be
ied that they can withdraw their applications. If applicant(s) has/have not been so notified,
applicant(s) has/have been notified but has/have not withdrawn their applications in
dance with the procedure to be notified, all applications that have been submitted remain
and may be accepted. Subject to the above, an application once made is irrevocable and
cants shall be deemed to have applied on the basis of the Prospectus as supplemented.
ur application has been accepted, it cannot be revoked. For this purpose, acceptance of
cations which are not rejected will be constituted by notification in the press of the results
ocation, and where such basis of allocation is subject to certain conditions or provides for
ation by ballot, such acceptance will be subject to the satisfaction of such conditions or
ts of the ballot, respectively.
ur allocation of Hong Kong Public Offer Shares is void:
allocation of the Hong Kong Public Offer Shares will be void if the Listing Committee of
tock Exchange does not grant approval for the listing of, and permission to deal in the
es either:
within 3 weeks from the closing of the application lists; or
within a longer period of up to 6 weeks if the Listing Committee of the Stock
Exchange notifies the Company of that longer period within 3 weeks of the closing
date of the application lists.
money
n monies, or the appropriate portion thereof, together with the related brokerage of 1%,
levy of 0.003% and Stock Exchange trading fee of 0.005%, will be refunded if:
application is rejected, not accepted or accepted in part only or if you do not receive any
Kong Public Offer Shares for any of the above reasons;
ffer Price as finally determined is less than the Offer Price of HK$1.51 per Offer Share
uding brokerage, SFC transaction levy and Stock Exchange trading fee thereon) paid on
cation;
pplication is revoked or any allotment pursuant thereto has become void.
be paid thereon. All interest accrued on such monies prior to the date of refund will be
benefit of the Company.
y situation involving a substantial over-subscription, at the discretion of the Company and
Coordinator, cheques for applications for certain small denominations of Hong Kong
ares (apart from successful applications) may not be cleared. Refund of your application
will be made on Thursday, 22 March 2012 in accordance with the various arrangements as
. Refund cheques will be crossed “Account Payee Only” and made out to you, or if you are
to the first-named applicant on the Application Form. Part of your Hong Kong identity
passport number, or, if you are joint applicants, part of the Hong Kong identity card
ort number of the first-named applicant, provided by you may be printed on your refund
Such data would also be transferred to a third party for refund purpose. Your banker may
tion of your Hong Kong identity card number or passport number before encashment of
que. Inaccurate completion of your Hong Kong identity card number or passport number
y in encashment of or may invalidate your refund cheque.
lied for 1,000,000 or more Hong Kong Public Offer Shares and have indicated on your
m that you wish to collect your refund cheque in person and have provided all information
r Application Form, you may collect it in person from the Company’s Hong Kong Share
Computershare Hong Kong Investor Services Limited
1716, 17/F, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong
.m. and 1:00 p.m. on the date or any other dates as notified by the Company in the
he date of dispatch of refund cheques. The date of dispatch is expected to be Thursday,22
ividual who has opted for personal collection, you must not authorise any other personto make
ur behalf. If you are a corporate applicant which has opted for personal collection, your
entative must attend bearing a letter of authorization from your corporation stamped with your
. Both individuals and authorised representatives (if applicable) must produce, at the time of
nce of identity acceptable to Computershare Hong Kong Investor Services Limited.
llect your refund cheque(s) in person within the time specified for collection, it/they will
romptly to you by ordinary post to the address as specified in the Application Form at your
lied for less than 1,000,000 Hong Kong Public Offer Sharesor if you have applied for
Kong Public Offer Shares or more but have not indicated on your Application Form that you
r refund cheque(s) in person, your refund cheque(s) (where relevant) will be despatched
by ordinary post to the address as specified in the Application Form at your own risk.
at special efforts will be made to avoid any undue delay in refunding application monies
te.

you are a nomnee;

“Lodge only one application for your benefit”;

all representations and warranties under the section headed “Effect of completing and submitting this
Application Form”, except the first two regarding registration of Hong Kong Public Offer Shares in the
applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Hong
Kong Public Offer Shares applied for;

“If your application for Hong Kong Public Offer Shares is successful (in whole or in part)”;

“Circumstances in which you will not be allocated Hong Kong Public OfferShares”; and

“Refund of your money”.
Personal data
Personal Information Collection Statement
The main provisions of the Personal Data (Privacy) Ordinance (the “Ordinance”) came into effect in Hong Kong on December 20,
1996. This Personal Information Collection Statement informs the applicants for and holders of Hong Kong PublicOffer Shares of the
policies and practices of the Company and its Hong Kong Share Registrar (the “Hong Kong Share Registrar”) in relation to personal
data and the Ordinance.
1.
Reasons for the collection of your personal data
From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest
correct personal data to the Company and the Hong Kong Share Registrar when applying for securities or transferring
securities into or out of their names or in procuring the services of the Hong Kong Share Registrar.
Failure to supply the requested data may result in yourapplication for securities being rejected or in delay or inability of the
Company and the Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay
registration or transfer of the Hong Kong PublicOffer Shares which you have successfully applied for and/or the dispatch of
Share certificate(s) and/or the dispatch of refund cheque(s) to which you are entitled. It is important that holders of securities
inform the Company and the Hong Kong ShareRegistrar immediately of any inaccuracies in the personal data supplied.
2.
Purposes
The personal data of the applicants and holdersofsecurities may be used, held and/or stored (by whatever means) for the
following purposes:

processing of your application and refund cheque, where applicable, and verification of compliance withthe
terms and application procedures set out inthisApplication Form and the Prospectus and announcing results of
allocations of the Hong Kong Public Offer Shares;

enabling compliance with all applicable laws and regulations in Hong Kong and elsewhere;

registeringnew issues or transfers into or out of the name of holders of securities including, where applicable,
in the name of HKSCC Nominees;

maintaining or updating the register of holders of securitiesof the Company;

conducting or assisting to conduct signature verifications,anyother verification or exchange of information;

establishing benefit entitlements of holders of securities oftheCompany, such as dividends, rights issues and
bonus issues;

distributing communications from the Company and its subsidiaries;

compiling statistical information and shareholder profiles;

making disclosures as required by laws, rules or regulations (whetherstatutoryor otherwise);

disclosing identities of successful applicants by way of press announcement(s) or otherwise;

disclosing relevant information to facilitate claims on entitlements; and

any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong
Kong Share Registrar to discharge their obligations to holders of securities and/or regulators and/or any other
purposes to which the holders of securities may from time to time agree.
3.
Transfer of personal data
Personal dataheld by the Company and the Hong Kong Share Registrar relating to the applicants and the holders of securities
will be kept confidential but the Company and the Hong Kong ShareRegistrar, to the extent necessary for achieving the
above purposes orany of them, may make such enquiries as they consider necessary to confirm the accuracy of the personal
data and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the
applicants and the holders of securities to, from or with any andall of the following persons and entities:

the Companyor its respective appointed agents such as financial advisers and receiving bankers;

HKSCC and HKSCC Nominees, who will usethe personal data for the purposes of operating CCASS (in cases
where the applicants have requested for the Hong Kong Public Offer Shares to be deposited into CCASS);

any agents, contractors or third partyservice providers who offer administrative, telecommunications,
computer, payment orother services tothe Company and/or the Hong Kong Share Registrar in connection with
theoperation of their businesses;
~~~~
the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and

any other persons or institutionswith which the holders of securities have or propose to have dealings, such as
their bankers, solicitors, accountants or stockbrokers.
4.
Access and correction of personal data
The Ordinance provides theapplicants and the holders of securities with rights to ascertain whether the Company or the
Hong Kong Share Registrarholds their personal data, to obtain a copy of that data, and to correct any data that is
inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Share Registrar have the right to charge a
reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for
information regarding policies andpractices and kinds of data held should be addressed to the Company, at its registered
address disclosed in the “Corporate Information” section in the Prospectus or as notified from time to time in accordance
with applicable law, for the attention of the company secretary, or the Company’s Hong Kong Share Registrar for the
attention of the privacy compliance officer.
By signing this Application Form, you agree to all of the above.
tion:
out below to calculate how much you must pay for the number of Hong Kong Public Offer
to subscribe for. Your application mustbe for a minimum of 2,000 Hong Kong Public Offer
ions must be in one of the numbers set out in the table below. No application for any other
Kong Public Offer Shares will be considered and any such application is liable to be rejected.
ts out the total amount payable for such Hong Kong Public Offer Shares. On application, you
ximum Offer Price of HK$1.51per Offer Share, plus brokerage of 1%, SFC transaction levy of
k Exchange trading fee of 0.005%.
plication Form in English(save as otherwise indicated) and sign it. Only written signatures
.
que or banker’s cashier order to the form. You must pay for the Hong Kong Public Offer
or byone chequeorbyone banker’s cashier order~~.~~
heque, the cheque must:
Hong Kong dollars;
e post-dated;
awn on your Hong Kong dollar bank account in Hong Kong;
your account name which must either be pre-printed on the cheque, or be endorsed on the
by a person authorised by the bank. This account name must be the same as your name on
pplication Form. If it is a joint application, the account name must be that of the first-named
cant;
ade payable to “HSBC Nominees (Hong Kong) Limited - Kinetic Mines Public Offer”; and
ossed “Account Payee Only~~~~.
must be accompanied by either a separate cheque or banker’s cashier order.
n will be rejected if your cheque:
not meet all these requirements; or
honoured on its first presentation.
anker’s cashier order, the banker’s cashier must:
sued by a licenced bank in Hong Kong, and have your name certifiedon the back by a person
rised by the bank. The name certified on the back of the banker’s cashier order and the
on the Application Form must be the same. If it is a joint application, the name on the back
e banker’s cashier order must be the same as the name of thefirst-named applicant;
Hong Kong dollars;
e post-dated;
ade payable to ~~~~HSBC Nominees (Hong Kong) Limited -Kinetic Mines Public Offer; and
ossed~~~~Account Payee Only”.
will be rejected if your banker’s cashier order does not meet all these requirements.
4.
Tear off the Application Form, fold the form once and lodge it in one of the special collection boxes provided at any of the
following branches of The Hongkong and Shanghai Banking Corporation Limited:
District
Branch Name
Address
Hong Kong Island Hong Kong Office
Level 3 & BL1, 1 Queen's Road Central, HK
Chai Wan Branch
Shop No. 1-11, Block B, G/F, Walton Estate,
Chai Wan, HK
128 Queen's Road Central Branch
V Heun Building, 128-140 Queen's Road Central,
Central, HK
Causeway Bay Branch
Shop G08, G/F & 1/F, Causeway Bay Plaza 2,
463-483 Lockhart Road, HK
Kowloon
Kwun Tong Branch
2/F, No. 1 Yue Man Square, Kwun Tong, KLN
Mong Kok Branch
Basement, U/F & 1/F, 673 Nathan Road,
Mong Kok, KLN
Tsim Sha Tsui Branch
Basement, U/G, 1/F & 2/F, 82-84 Nathan Road,
Tsim Sha Tsui, KLN
New Territories
Citywalk Branch
Shops G21-22 and UG69 & 71, Citywalk,
1 Yeung Uk Road, Tsuen Wan, NT
Shatin Plaza Branch
Shop 49 Level 1, Shatin Plaza,
21-27 Sha Tin Centre Street, Sha Tin, NT
East Point City Branch
Shop No. 198, East Point City,
8 Chung Wa Road, Tseung Kwan O, NT
5.
Your Application Form can be lodged at these times:
Tuesday, 13 March 2012

9:00 a.m. to 4:30 p.m.
Wednesday, 14 March 2012

9:00 a.m. to 4:30 p.m.
Thursday, 15 March 2012

9:00 a.m. to 4:30 p.m.
Friday, 16 March 2012

9:00 a.m. to 12:00 noon
6.
The latest time for lodging your application is 12:00 noon on Friday, 16 March 2012, or if the application lists are not open
on that day, by the time and date stated below. The application lists will be open from 11:45 a.m. and 12:00 noon on Friday,
16 March 2012, subject only to the weather conditions. The application lists will not open if there is:

a tropical cyclone warning signal number 8 or above, or

a “black” rainstorm warning signal
in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on Friday, 16 March 2012. Instead they will be open between
11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force in Hong Kong at any
time between 9 a.m. and 12 noon. Business day means a day that is not a Saturday, Sunday or public holiday in Hong Kong.
7.
The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not
be presented for payment before 12:00 noon on Friday, 16 March 2012. The Company will not give you a receipt for your
payment. The Company shall keep all interest accrued on your application monies (up until, in the case of monies to be
refunded, the date of dispatch of refund cheques). The right is also reserved to retain any Share certificates and/or any surplus
application monies or refunds pending clearance of your cheque or banker’s cashier order.
NUMBER OF HONG KONG PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
ong Public
Amount payable
Number of Hong Kong Public
Amount payable
Number of Hong Kong Public
Amount payable
lied for
on application
Offer Shares applied for
on application
Offer Shares applied for
on application
HK$
HK$
HK$
3,050.44
6,100.88
9,151.32
12,201.76
15,252.21
18,302.65
21,353.09
24,403.53
27,453.98
30,504.42
45,756.63
61,008.83
76,261.05
91,513.25
106,765.46
122,017.66
90,000
137,269.88
100,000
152,522.08
150,000
228,783.13
200,000
305,044.16
250,000
381,305.21
300,000
457,566.24
350,000
533,827.29
400,000
610,088.32
450,000
686,349.37
500,000
762,610.40
600,000
915,132.48
700,000
1,067,654.56
800,000
1,220,176.64
900,000
1,372,698.72
1,000,000
1,525,220.80
2,000,000
3,050,441.60
3,000,000
4,575,662.40
4,000,000
6,100,883.20
5,000,000
7,626,104.00
6,000,000
9,151,324.80
7,000,000
10,676,545.60
8,000,000
12,201,766.40
9,000,000
13,726,987.20
10,000,000
15,252,208.00
15,000,000
22,878,312.00
20,000,000
30,504,416.00
25,000,000
38,130,520.00
30,000,000
45,756,624.00
35,000,000
53,382,728.00
40,000,000
61,008,832.00
46,500,000(1)
70,922,767.20
(1) Maximum number of Hong Kong Offer Shares you may apply for.
Sample

Number of Hong K
Offer Shares app
2,000
4,000
6,000
8,000
10,000
12,000
14,000
16,000
18,000
20,000
30,000
40,000
50,000
60,000
70,000
80,000

如欲以 閣下的名義登記獲發行的香港公開發售股份,請使用本申請表格

KINETIC MINES AND ENERGY LIMITED 力量礦業能源有限公司

(incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司)

全球發售 申請條件同意 本公司、獨家保薦人、獨家全球協調人、聯席賬簿管理人、聯席牽頭經辦人、副牽頭經辦 A. 申請人資格 人、香港包銷商及任何彼等各自的董事、高級職員、員工、代 理或 顧問及任何其他參與全球發 1. 閣下作為申請人及 閣下為其利益提出申請的任何人士,必須年滿18 歲或以上 售的各方僅須對招股章程及其任何補充文件所載的資料及陳 述負責( 而僅限於具司法管轄權法 2. 並須擁有香港地址。如 閣下屬 商號 ,則須以個人成員而非以商號的名義提出申請。聯名申請人數目 ‧ 院裁定存在的該等責任); 同意 (在不損害 閣下可能擁有的任何其他權利的情況 下)閣 下的申請一經 接納, 閣下不得因 3. 不得超過四名。如 閣下屬 法人團體 ,本申請表格須蓋有公司印章(附有公司名稱)並由一名正式 ‧ 無意的失實陳述而撤銷申請; 承諾同意 接納 閣下所申請認購的香港公開發售 股份,或接納獲分配的任何較 是次申請數目 4. 授權的高級職員簽署,並須註明簽署人的職銜。除非是在獲得上市規則批准的情況下,如 閣下或 閣下為其利益提出申請的任 ‧ 為少的香港公開發售股份; 授權 本公司將 閣下的姓名列入本公司的股 東名冊,以登記為 閣下獲分配的任何香 港公開發 何人士屬下列身份,則 不得 申請任何香港公開發售股份: 售股份的持有人,並 授權 (須受招股章程 所載列的條款及條件規限)本公司及/或其代理 將任何 ‧ 本公司或其任何附屬公司股份的現有實益擁有人; 股票(如適用)及/或退款支票(如有), 以普通郵遞方式按 閣下所遞交的申請表格上填寫 的地 ‧ 本公司或其任何附屬公司的最高行政人員或董事; 址寄予 閣下,或(如屬聯名申請人) 在本申請表格上排名首位的申請人, 郵誤風險概由 閣下 ‧ 上述任何人士的聯繫人(「聯繫人」一詞的定義見上市規則);或 承擔, 惟倘 閣下已申請1,000,0 00股或以上香港公開發售股份,並已在本申請表格上註明 ‧ 本公司的關連人士或於緊隨全球發售完成後將成為本公司關連人士的人士。 ‧ (如是項申請乃為 閣閣下欲親自領取股票(如適用)下本身 的利益而提出)及/或退款支票(如有)並已提供本申請表格所需的一切資料; 保證 是項申請乃為 閣下利益以 白色 或 黃色 申請表 5. 如 閣下或 閣下為其利益提出申請的任何人士屬下列身份,則 不得 申請任何香 格或透過中央結算系統向 結算或利用 白表 eIPO服務( www.eipo.com.hk )向指定 白表 eIPO服 港公開發售股份:‧ 中國(不包括香港、澳門和台灣)的法人或自然人(合資格境內機構投資者除 ‧ (如 閣下為他人的務供應商發出 電子認購指示 代理) ~~保證~~ 而已向該位人士作合理查詢,確定是項申請乃為該位人士的利益出的唯一申請; 以 外); 白色黃色 申請 表格或透過中央結算系統向香港結算或利用 白表 eIPO服務( www.eipo.com.hk ) ‧‧‧ 如 閣下並無香港地址;或已申請或認購或已表明有意認購或已經或將會獲配售(包括有條件及/或暫美籍人士(定義見美國證券法S規例); ‧ (如申請以該位人士向指定 白表 由代理代表 閣下提出) eIP 代理的身份簽署本申請表格或O服務供應商發出 保證電子認購指示 閣下 發已 出有效及不可撤回地賦予 閣下的代理而將會提出的唯一申請,而 閣下已獲正 電子認購指示 ; 一切所需的式授權 定)國際發售的國際發售股份。 ‧ 權力及 承諾 及 確認 授權以提出申請; 閣 下(如是項申請乃為 閣下利益而出)或 閣下為其利益提 出是項申請的人士 B. 如 閣下為代名人 並無申請或認購或表示有意申請或獲得或已獲配售或分配(包括有條件及/ 或暫定)並且不會申 如 閣下為代名人,則 閣下可以本身名義代表不同實益擁有人提出超過一份申請:(1)向香 請或認購或表示有意申請國際發售的任何國際發售股份 ; 港結算發出 電子認購指示 (如 閣 下為中央結算系統參與者);或(2)使用 白色黃色 申請表 ‧ 同意 閣下的申請、任何對申請的接納及據此而訂立的約將受香 港法例規管,並須按其詮 格遞交超過一份申請表格,惟須於申請表格上「由代名人遞交」方格內填寫每名實益擁有人(或 釋; 如屬聯名實益擁有人的情況而言,則填寫每名有關實益擁有人)的以下資料: ‧ 保證 是項申請所載資料乃真實準確; ‧ 賬戶號碼;或 ‧ 同意 向本公司及/或其香港證券登記處、收款銀行、獨家全球 協調人及彼等各自的顧問及代理 ‧ 另一個身份識別編碼。 披露個人資料及彼等所需有關 閣下或 閣下為其利益而提 出申請的人士的任何其他資料; 如未有填妥以上資料,則該項申請將被視作為 閣下本身的利益而提出。 ‧ 向本公司(為其本身及各股東的利益(及因此本公司將因其 接納全部或部分申請而被視為已為其 凡代其他人士遞交本申請表格的代名人一概被視作向本公司、獨家全球協調人及香港包銷 本身及代表各股東向各申請人(包括每位發出 電子認購指示 的中央結算系統參與者))表示 商陳述及承諾,彼已獲該位人士(如超過一名,則所有人士)正式授權代該位人士/每名該 意 ,遵守和符合公司條例、組織章程大綱及組織章 程細則; 等人士遞交是項申請並同意本申請表格的條款。 閣下進一步承諾會向本公司、獨家全球 ‧ 向本 公司及各股東表示 同意 股份持有人可自由轉 讓其股份;及 協調人及每名香港包銷商提供彼等任何一方所需有關該名人士/每名該等人士的資料,以 ‧ 授權公司代表 閣下與本公司各董事及高級 人員訂立合約,據此,該等董事及高級人員各自 便達成下文「個人資料」一節所載的任何目的。 承諾遵照 及遵守組織章程細則訂明其對股東 的責任。 C. 僅可為 閣下本身的利益(或為 閣下及 閣下任何聯名申請人的利益)遞交一份申請 本公 司、獨家全球協調 人、獨家保薦人、香港包銷 商、參與全球發售的其他各方及彼等各自的董事、高 重複申請或疑屬重複的申請將遭拒絕受理。除非符合上文乙節所述的規定,如 閣下或 級職員 、合作夥伴、代理 及顧問,均有權依賴 閣下在 閣下的申請中作出的任何保證、陳述或聲明。 閣下連同 閣下的聯名申請人作出以下任何一項行為,則 閣下的所有申請將被視為重複 倘申請由聯 名申請人提出聯 名申請人作出、 提供或承擔或須履行的所有保證、陳述、聲明及責任,均視 申請而概不受理: 為申請人共同 及個別作發出、 提供或承擔 或須履行的保證、陳述、聲明及責任。 ‧ (不論個人或聯名)以 白色黃色 申請表格或透過中央結算系統向香港結算 或利用 G. 授權書 白表 eIPO服務向指定 白表 eIPO服務供應商發出 電子認購指示 提出超 過一份申 如 閣下的申請由 正式授權人士透過正式授權代表提出,則獨家全球協調人(或其代理及代名人)(作為 請; 本公司代理)可按其認 為適合的任何條件(包括出示 閣下代表的授權證明)酌情接受 閣下的申請。獨 ‧ (不論個人或與他人聯名)同時以一份 白色 及一份 黃色 申請表格或以 一份 白色 或一 家全球協調人(以本公司 代理的身份)可全權拒絕或接納全部或部分申請,而毋須說明任何理由。 份 黃色 申請表格及透過中央結算系統向香港結算或利用 白表 eIPO 服務向指定 白表 eIPO服務供應商發出 電子認購指示 提出申請; H. 發售價的釐定 ‧ (不論個人或與他人聯名)以一份 白色黃色 申請表格或透 過中央結算系統向香港 發售價預期由本公司與獨家全 球協調人(代表包銷商)於二零一二年三月十六日(星期五)或前後協定,無 結算或利用 白表 eIPO服務向指定 白表 eIPO服務供應商 發出 電子認購指示 申請超 論如何不得遲於二零一二年三 月二十一日(星期三)。申請香港公開發售股份的申請人於申請時須支付每 售股份過46,500,00050%;或股香港公開發售股份,即初步提呈可供 公眾人士認購的香港公開發 股發費,如發售價低於售股份 的最高發售價1.51港 元,則多繳的申請股款會不計息退回予成功申請人。如獨家全球協調人(代表包1.51港元,另加 1%經紀佣金、 0.003%證監會交易徵費及 0.005%聯交所交易 ‧ 已申請或認購國際發售任何發售股份或以其他方 式參與國際發售或表明有意認購 銷商並獲本公司同意)根 據有意投資的機構及專業投資者以及其他投資者在累計投標過程中表示的認購意 任何國際發售股份。 向而認為全球發售提 呈的發售股份數目及╱或指示性發售價範圍並不適當,獨家全球協調人(代表包銷 如為 閣下的利益 而提出多於一份申請(包括香港結 算代理人根據 電子認購指示 提出申請 商)可於遞交香港 公開發售申請的截止日期當日上午或之前隨時將全球發售提呈的發售股份數目及╱或指 的部分),則 閣下的所有申請亦會被視為重複申 請而遭拒絕受理。 示性發售價範 圍下調至低於本招股章程所述者(即每股發售股份1.26港元至1.51港元)。在此情況下,本 如申請由非上市公司作出,而: 公司將會在 作出有關調減的決定後,在實際可行情況下盡快且無論如何不遲於遞交香港公開發售申請的 ‧ 該公司主要從事證券買賣;及 截止日期 當日上午,在《南華早報》(以英文)及《香港經濟日報》(以中文)刊登有關調減全球發售提呈的發 ‧ 閣下對該公司可行使法定控制權 , 售股份 數目及╱或指示性發售價範圍的通告。該通告亦將會在聯交所網站( www.hkexnews.hk )及本公司 則是項申請將視作為 閣下利益而提出 。 網站www.kineticme.com )可供查閱。該通告亦將包括現載於招股章程「概要及摘要」一節的營運資金說 非上市公司 指其股本證券概無在聯 交所上市的公司。 明 及發售統計數字及因該下調而可能變動的任何其他財務資料的確認或修訂(如適當)。如獨家全球協調 一家公司的 法定控制權 指 閣下: 人(代表包銷商)與本公司基於任何理由未能於二零一二年三月二十一日(星期三)或之前協定發售價,則 ‧ 控制該公司董事會的 組成;或 全球發售(包括香港公開發售)將不會進行,並將失效。 ‧ 控制該公司一半以 上的投票權;或 I . 香港公開發售股份的分配 ‧ 持有該公司一半 以上的已發行股本(不包括無權分享超逾特定金額的溢利分派或 登記申請結束前概不會處理香港公開發售股份的申請,亦不會分配任何該等香港公開發售股份。本公司預 資本分派的任 何部分)。 期以 白色黃色 申請表格以及透過向香港結算或指定白表eIPO服務供應商發出電子認購指示申請香港公開 D. 香港公開發售股份的分配—甲組及乙組 發售的香港公開發售股份的分配結果,其中包括成功申請人的香港身份證號碼、護照號碼或香港商業登記 就分配而言,香 港公開發售初步提呈的發售股份總數(視乎香港公開發售與國際發售之間所 號碼,以及成功申請香港公開發售股份的數目,將可通過招股章程「如何申請香港公開發售股份-分配結 果」一節所述的方式查看。 作出的任何股 份調整而定),將平均分為兩組(取至最接近每手買賣單位):甲組及乙組各 自 包括46,500, 000股及46,500,000股香港公開發售股份。甲組的香港公開發售股份將按 公平基 J. 如成功申請香港公開發售股份(全部或部分) 準分配予 成功申請總認購金額為5,000,000港元或以下(不包括應付的經紀佣金、證 監會交易 閣下如申請認購 1,000,000股或以上的香港公開發售股份,並已在 閣下的 白色 申請表格上選擇親自領 徵費及 聯交所交易費)的香港公開發售股份申請人。乙組的香港公開發售股份將 按公平基準 取股票(如適用),可於二零一二年三月二十二日(星期四)上午九時正至下午一時正,親臨本公司的香港 分 配予成功申請總認購金額為5,000,000港元以上(不包括應付的經紀佣金、證 監會交易徵費 證券登記處香港中央證券登記有限公司(地址為香港灣仔皇后大道東183號合和中心17樓1712-1716室)領 及聯交所交易費)至最高達乙組價值的香港公開發售股份申請人。 閣下應 注意,甲組與乙 取 閣下的股票(如適用)。如 閣下為個人申請人並選擇親身領取,則不得授權任何其他人士代表 閣 組的申請所獲的分配比例或會有差異。如其中一組(但非兩組)香港公開 發售股份認購不足, 下領取。如 閣下為公司申請人並選擇親身領取,則必須委派授權代表攜同加蓋公司印章的公司授權書 則餘下的香港公開發售股份將轉撥至另一組,以滿足另一組的需求及 作出相應分配。 閣下 領取。個人和授權代表(如適用)於領取時均須出示香港中央證券登記有限公司接納的身份證明文件。 僅可獲分配甲組或乙組其中一組的香港公開發售股份,但不會兩者 兼得。組別或組別間的重 如 閣下未於指定領取時間內領取股票,則該等股票隨後將盡快以普通郵遞方式寄往 閣下申請表格所 複或疑屬重複申請,及超出香港公開發售初步可供申請的 93,000,000股股份的 50%(即 示的地址,郵誤風險概由 閣下自行承擔。 46,500,000股香港公開發售股份)的申請,一概遭拒絕受理。 香港公開發售分配予投資者的 如 閣下申請1,000,000股以下的香港公開發售股份,或如 閣下申請1,000,000股或以上香港公開發售股 香港公開發售股份(甲組及乙組),將純粹按所接獲的有效 香港公開發售申請數量而定。各組 份但並無在 閣下的申請表格註明將親自領取股票(如適用),則 閣下的股票(如適用)將於二零一二年 的分配基準或會因應每名申請人有效申請的香港公開發 售股份數目而有所不同。上述分配 三月二十二日(星期四)或之前以普通郵遞方式寄往 閣下申請表格所示的地址,郵誤風險概由 閣下自 (如 適用)可能包括抽籤,即意味着部分申請人將獲分 配的股數或會較其他申請同一香港公開 行承擔。 發售股 份數目的人士為高,而未能中籤的申請人, 則可能不會獲得任何香港公開發售股份。 股票僅會在全球發售在各方面成為無條件;及包銷協議並無根據其條款終止的情況下,方會成為有效的 E. 補充資料 所有權憑證,預期於二零一二年三月二十三日(星期五)上午八時正或前後。 如就招股章 程刊發任何補充文件,已遞交 申請的申請人可能會亦可能不會(視乎補充文件 本公司不會發出臨時所有權文件,亦不會就所繳付的申請股款發出任何收據。如發售價最終釐定為少於 所載的資料)獲 通知可撤回彼等的申請 。如申請人未獲通知或申請人已獲通知但未有根據 每股發售股份1.51港元,則適當的退款(包括申請款項餘額所佔的經紀佣金、證監會交易徵費及聯交所交 所通知的手續撤 回申請,則所有已遞 交的申請仍屬有效及可供接納。除上下文所述情況 易費)將不計利息退還予 閣下。 外,申請一經提出即 不可撤回,而 申請人亦視作根據經補充的招股章程提出申請。 K. 導致 閣下不獲分配香港公開發售股份的情況 F. 填妥及遞交本申請表格的效用 閣下可能基於下列任何理由不獲分配香港公開發售股份: 本申請表格一經填妥及遞 ,即表明 閣 下(如屬聯名申請人,即各聯名申請人個別及共 1. 全權決定拒絕或接納 閣下的申請:

  1. 全權決定拒絕或接納 閣下的申請: 本公司、獨家全球協調人(作為本公司的代理或指定 白表 eIPO服務供應商)或彼等各自的代理, 可全權酌情決定拒絕或接納全部或部份申請,而毋須申述任何理由。

  2. 同)就閣下本身或作為代理或代名人及代表 閣下作為代理或代名人所代表的各位人士: ‧ 指示授權 本公司及/或獨家全球協調人(或彼等各自的代理或代名人)作為本公 司的代理根據大綱及組織章程細則的規定,代表 閣下進行所有必要事宜,以 閣下的名義登記分配予 閣 下的任何香港公開發售股份,以及以其他方式使得招 股章程及本申請表格所述的安排得以進行;

  3. 閣下將不獲配發股份,如:

    • ‧ 閣下的申請重複或疑屬重複申請;

    • ‧ 閣下的申請表格並未按照申請表格所述的指示(如 閣下利用申請表格申請)正確填 妥;

  4. 承諾 簽署所有必要文件及進行所有必要事宜,以及根據大綱及組織章程細則規 定,令 閣下登記為 閣下將獲分配的香港公開發售股份的持有人;

  5. ‧ 閣下未按規定方式付款或 閣下以支票或銀行本票繳款,惟該支票或銀行本票未能於 首次過戶時兌現;

  6. 聲明保證承諾 閣下與 閣下代為申請的受益人並非身處美國境內(定義見S 規例)的人士,並且會在離岸交易(定義見S規例)中購入香港公開發售股份;

  7. ‧ 閣下或 閣下為其利益提出申請的人士已申請或認購或表示有意申請或已收取或已獲 或將獲配售或配發(包括有條件及/或暫定)國際發售的國際發售股份;

  8. ‧ 本公司相信接納 閣下的申請會觸犯 閣下申請表格或 閣下於申請表格上所示地址 的所在司法管轄區任何適用證券或其他法例、規則或法規;

  9. ‧ 任何包銷協議並無成為無條件或根據其條款終止;或

  10. 聲明保證承諾 如香港境外任何地區的法例適用於本申請,則 閣下已遵守一 切有關法例,而本公司、獨家保薦人、獨家全球協調人、包銷商及彼等各自的高 級職員或顧問不會因接納 閣下的認購申請或因應 閣下根據本招股章程所載條 款及條件應有的權利與責任而採取的行動而違反香港境外地區的任何法例;

  11. 確認 閣 下已收取招股章程,並僅依賴招股章程所載的資料及陳述提出申請,而 將不會依賴任何其他資料及陳述(招股章程的任何補充文件所載者除外);

  12. ‧ 閣下申請超過初步提呈供香港公眾人士認購的香港公開發售股份50%以上。

如欲以 閣下的名義登記獲發行的香港公開發售股份,請使用本申請表格

  • M. 以香港結算代理人的名義提出申請 如本申請表格乃由香港結算代理人代表發出 電子認購指示 申請香港公開發售股份的人士簽署,則本表格 與招股章程不符的一切條文將不適用,而以招股章程的條文為準。在不限制此段的一般性原則的前提 下,本申請表格以下部分在香港結算代理人作為簽署人的情況下並不適用: ‧ 第一頁所載的所有保證,惟第一項有關表示根據招股章程及本申請表格的條款與條件,並在組 織章程細則的規限下,申請香港公開發售股份的保證除外;

  • ‧ 第一頁的「警告」;

3.
如 閣下的申請遭撤銷或撤回:
M.
以香港結算代理人的名義提出申請
閣下一經填妥並遞交本申請表格,即表示 閣下同意於開始辦理申請登記後第五日 如本申請表格乃由香港結算代理人代表發出電子認購指示申請香港公開發售股份的人士簽署,則本表格
(就此而言不包括星期六、星期日及香港公眾假期)前不可撤回 閣下的申請。該 與招股章程不符的一切條文將不適用,而以招股章程的條文為準。在不限制此段的一般性原則的前提
協議將成為與本公司訂立的附屬合約,於 閣下遞交申請表格時生效,對 閣下具 下,本申請表格以下部分在香港結算代理人作為簽署人的情況下並不適用:
有約束力。而該附屬合約的條件為本公司同意,除按招股章程所述任何一項程序外,
第一頁所載的所有保證,惟第一項有關表示根據招股章程及本申請表格的條款與條件,並在組
不得於開始登記認購申請後第五日(就此而言不包括星期六、星期日及香港公眾 織章程細則的規限下,申請香港公開發售股份的保證除外;
假期)或之前向任何人士發售任何香港公開發售股份。
第一頁的「警告」;
如根據公司條例第40條(按公司條例第342E條應用)須對招股章程負責的人士根據
「如 閣下為代名人」;
該條發出公告,免除或限制該人士對招股章程的責任,則 閣下僅可於開始辦理
「僅可為 閣 下本身的利益遞交一份申請」;
申請登記後第五日(就此而言不包括星期六、星期日及香港公眾假期)前撤回申
「填妥及遞交本申請表格的效用」一節的所有陳述及保證,惟首兩項有關以申請人的名義登記香
請。 港公開發售股份及簽署文件使申請人可登記成為所申請香港公開發售股份持有人的部分除外;
如就招股章程刊發任何補充文件,已遞交申請的申請人可能會亦可能不會(視乎
「如成功申請香港公開發售股份(全部或部分)」;
補充文件所載資料)獲通知可撤回彼等的申請。如申請人未獲知會或申請人已獲
「導致 閣下不獲分配香港公開發售股份的情況」;及
知會但未有根據所通知的手續撤回申請,則所有已遞交的申請仍屬有效及可供接
納。除上文所述情況外,申請一經提出即不可撤回,而申請人亦視作根據經補充
的招股章程提出申請。
閣下的申請一經接納即不可撤銷。就此而言,於報章公佈分配結果通知,即代表
未經拒絕受理的申請已獲接納。如有關分配基準須符合若干條件或規定以抽籤形
式分配,則接納是否有效,須視乎有關條件能否達成或抽籤結果而定。
4.
如 閣下的香港公開發售股份的分配失效:
如聯交所上市委員會未能於下列時間內批准股份上市及買賣,則 閣下的香港公
開發售股份的分配將告失效:

截止辦理申請登記日期後三星期內;或

聯交所上市委員會於截止辦理申請登記日期後三星期內通知本公司的較
長期限,該期限最長不超過六星期。
L.
退還股款
如出現下列情況, 閣下的申請款項或其適當部分,連同相關的1%經紀佣金、0.003%證
監會交易徵費及0.005%聯交所交易費將會退還:

閣下的申請遭拒絕受理、不獲接納或僅獲部分接納或如 閣下因上述任何原因並
無收取任何香港公開發售股份;

於申請時支付的發售價最終釐定為少於每股發售股份1.51港元(不包括經紀佣
金、證監會交易徵費及聯交所交易費);

任何申請遭撤回或據此作出的任何配發無效。
不會支付相關利息。所有有關款項於退款日期前應計的利息將撥歸本公司所有。
如出現涉及大量超額認購的特殊情況,按本公司及獨家全球協調人的酌情決定,申請若干
小額香港公開發售股份的支票(成功申請者除外)可能不予過戶。本公司將於二零一二年三
月二十二日(星期四)按照上文所述各項安排退回 閣下的申請款項(如有)。退款支票將會
以「只准入抬頭人賬戶」劃線方式開出,並以 閣下為收款人,如屬聯名申請人,則以排名
首位申請人為收款人。 閣下所提供部分香港身份證號碼或護照號碼,或(如屬聯名申請
人)排名首位申請人的部分香港身份證號碼或護照號碼或會印列於 閣下的退款支票(如
有)上。上述數據亦會轉交第三方以安排退款。在兌現 閣下的退款支票前, 閣下的銀
行或須核實 閣下的香港身份證號碼或護照號碼。如 閣下填寫的香港身份證號碼或護照
號碼並不準確,可能會延遲或無法兌現 閣下的退款支票。
如 閣下已申請1,000,000股或以上香港公開發售股份並在 閣下的申請表格上註明擬親自
領取退款支票及已提供申請表格上列明的一切所需資料, 閣下可於本公司在報章上公佈
有關寄發退款支票的日期當日或任何其他日期上午九時正至下午一時正期間,親自前往本
公司的香港證券登記處領取退款支票:
香港中央證券登記有限公司
香港灣仔皇后大道東_183_號合和中心_17_樓_1712-1716_室
預期寄發退款支票的日期為二零一二年三月二十二日(星期四)。
如 閣下為選擇親身領取的個別申請人,則不得授權任何其他人士代 閣下領取。如
下為選擇派人領取的公司申請人,則必須由其授權代表持有加蓋公司印章的授權書方可領
取。個人及授權代表(如適用)須在領取時出示香港中央證券登記有限公司接納的身份證明
文件。
如 閣下未有在指定領取時間內領取 閣下的退款支票,則 閣下的退款支票將以普通郵
遞方式,寄往 閣下在申請表格上所示的地址,郵誤風險概由 閣下承擔。
如 閣下申請少於1,000,000股香港公開發售股份或1,000,000股或以上香港公開發售股
份,但並無於申請表格上註明 閣下將親身領取 閣下的退款支票,則 閣下的退款支票
將以普通郵遞方式,寄往 閣下在申請表格上所示的地址,郵誤風險概由 閣下承擔。
本公司擬作出特別安排,以盡全力避免不當延遲退還申請款項(如適用)。

「退還股款」。
個人資料
個人資料收集聲明
個人資料(私隱)條例(「條例」)中的主要條文已於一九九六年十二月二十日在香港生效,此項個人資料收集聲明是
向香港公開發售股份的申請人及持有人說明本公司及香港證券登記處就個人資料及條例而制訂的政策及措施。
1.
收集 閣下個人資料的原因
證券申請人申請證券時或證券登記持有人將證券轉往其名下,或將證券轉讓予他人,或要求香港證券登
記處提供服務時,須不時向本公司及香港證券登記處提供其最新的準確個人資料。
若未能提供所需資料,會導致 閣下的證券申請遭拒絕受理或延誤或本公司及香港證券登記處無法進行
過戶或提供服務,亦可能妨礙或延誤 閣下成功申請的香港公開發售股份的登記或過戶及/或 閣下
權收取的股票及/或退款支票的寄發。證券持有人所提供的個人資料如有任何不確,必須即時知會本公
司及香港證券登記處。
2.
用途
申請人及證券持有人的個人資料可何方式採用、持有及/或保存,以作下列用途:

處理 閣下的申請及退款支票如適用)及核實是否遵守本申請表格及招股章程所載條款及申請
手續以及公佈香港公開發售股份分配結果;

使符合香港及其他地方的全部適用律及法規;

登記新發行的證券或為證券持有人登記轉往其名下或由其名下轉讓予他人的證券,包括(如適
用)以香港結算代理人的名義登記;

保存或更新本公司證券持有人名冊;

核對或協助核對簽名或核對或交換任何其他資

確定本公司證券持有人可獲取的利益,例如股息供股及紅股等的資格;

發本公司及其附屬公司的公司通訊;

編製統計資料及股東資料;

遵照法例、規則或法規(不論法定或其他)的規定作出披露;

以報章公佈或其他方式披露成功申請人的身份;

披露有關資料以便作出權利索償;及

與上述有關的任何其他附帶或相關用途及/或以便本公司及香港證券登記處能夠履行其對證券
持有人及/或監管機構的責任及/或證券持有人不時同意的任何其他用途。
3.
向他人提供個人資料
本公司及香港證券登記處會將申請人及證券持有人的個人資料保密,但本公司及香港證券登記處可能會
作出必要的查詢以確定個人資料的準確性,以便資料可用作上述任何用途,尤其可能會向下列任何或所
有人士及實體披露、索取或提供(不論在香港或外地)申請人及證券持有人的個人資料:

本公司或其委任的代理,例如財務顧問及收款銀行;

當申請人要求將香港公開發售股份存入中央結算系統時,香港結算及香港結算代理人將為中央
結算系統的運作而使用個人資料;

任何向本公司及/或香港證券登記處提供與其各自業務運作有關的行政、電訊、電腦、付款或
其他服務的代理、承包商或第三方服務供應商;

交所、證監會及任何其他法定、監管及政府機構;及

與證券持有人有業務往來或擬有業務往來的任何其他人士或機構,例如銀行、律師、會計師或
股票經紀等。
4.
查閱及更正個人資料
條例賦予申請人及證券持有人權利查證本公司或香港證券登記處是否持有其個人資料,並索取有關資料
副本及更正任何不確的資料。依據條例,本公司及香港證券登記處有權就處理任何查閱資料的要求收取
合理費用。根據適用條例,所有關於查閱資料或更正資料或查詢政策及措施及持有資料類別的要求,應
向本公司的公司秘書提出或通過香港證券登記處向私隱條例事務主任提出。
簽署本申請表格後,即表示 閣下同意上述各項。
如何提出申請:
1.
請按照下表計算 閣下擬認購的香港公開發售股份數目所應繳的股款。申請股數最少須為
2,000股香港公開發售股份,並須按照下表載列的數目提出申請。申請任何其他數目的香港
公開發售股份將不予考慮,而任何有關申請將一概拒絕受理。下表亦列出申請各香港公開
發售股份股數的應付股款總額。 閣下須於申請時繳付每股發售股份的最高發售價1.51港
元,另加1%經紀佣金、0.003%證監會交易徵費及0.005%聯交所交易費。
2.
請以英文填妥申請表格(另有訂明者除外)並簽署。只接納親筆簽名。
3.
付款支票或銀行本票須緊釘於表格上。 閣下必須以一張支票或一張銀行本票支付香港公
開發售股份的申請款項。
如以支票付款,該支票必須:

為港元支票;

不是期票;

從 閣下在香港的港元銀行賬戶付款;

顯示閣下的賬戶名稱,而該賬戶名稱必須已預印在支票上,或由有關銀行授權
人在該支票背面加簽證明。該賬戶名稱必須與申請表格內 閣下姓名相同。如屬
名申請,該賬戶名稱必須與名列首位申請人的姓名相同;

註明抬頭人為「㶅豐代理人(香港)有限公司-力量礦業能源公開發售」;及

劃線註明「只准入抬頭人賬戶」。
份申請必須附有獨立開出的支票或銀行本票。
下列情況將導致 閣下的申請不獲接納:

支票未能符合所有上述規定;或

支票首次過戶時未能兌現。
如以銀行本票付款,則銀行本票必須:

由香港持牌銀行發出,並由有關銀行的授權人士在該銀行本票背面簽署證明 閣
下姓名。銀行本票背頁所示姓名必須與申請表格所示的姓名相同,如屬聯名申
請,該銀行本票背面所示姓名必須與名列首位申請人的姓名相同;

為港元;

並非為期票;

必須註明抬頭人為「㶅豐代理人(香港)有限公司-力量礦業能源公開發售」;及

必須在銀行本票上劃線註明「只准入抬頭人賬戶」。
如 閣下的銀行本票不符合上述所有要求, 閣下的申請將一概拒絕受理。
4.
撕下申請表格,對摺一次,然後投入香港上海㶅豐銀行有限公司任何一間分行的特設收集箱內:
地區
分行名稱
地址
香港島
香港總行
香港皇后大道中1號3樓及地庫1層
柴灣分行
香港柴灣宏德居B座地下1-11號舖
皇后大道中128號分行
香港中環皇后大道中128-140號威享大廈
銅鑼灣分行
香港駱克道463-483號銅鑼灣廣場二期地下G08號舖及1樓
九龍
觀塘分行
九龍觀塘裕民坊1號2樓
旺角分行
九龍旺角彌敦道673號地庫、高層地下及1樓
尖沙咀分行
九龍尖沙咀彌敦道82-84號地下、地庫、1樓及2樓
新界
荃新天地分行
新界荃灣楊屋道1號荃新天地地下21-22號舖及地庫69及71號
沙田廣場分行
新界沙田正街21-27號沙田廣場1樓49號舖
東港城分行
新界將軍澳重華路8號東港城198號舖
5.
閣下可於下列時間內遞交申請表格:
二零一二年三月十三日(星期二)-
上午九時正至下午四時三十正
二零一二年三月十四日(星期三)-
上午九時正至下午四時三十正
二零一二年三月十五日(星期四)-
上午九時正至下午四時三十正
二零一二年三月十六日(星期五)-
上午九時正至中午十二時正
6.
閣下最遲須於二零一二年三月十六日(星期五)中午十二時正或(如該日並無開始辦理申請登記)下述日期
及時間前遞交 閣下的申請。本公司將於二零一二年三月十六日(星期五)上午十一時四十五分至中午十
二時正期間登記申請,惟須視乎當日天氣情況而定。如於二零一二年三月十六日(星期五)上午九時正至
中午十二時正任何時間內香港發出下列警告訊號:

八號或以上熱帶氣旋警告訊號,或

「黑色」暴雨警告訊號,
則不會辦理申請登記,如下一個營業日上午九時正至中午十二時正期間任何時間香港並無發出上述任何
警告訊號,則改為於該日上午十一時四十五分至中午十二時正辦理申請登記。營業日指星期六、星期日
或香港公眾假期以外的日子。
7.
本公司保留將所有或任何申請款項過戶的權利。然而, 閣下的支票或銀行本票將不會於二零一二年三
月十六日(星期五)中午十二時正前過戶。本公司不會向 閣下發出付款收據。本公司將保留 閣 下申請
款項(如屬退款,則直至退款支票寄發日期止)的所有利息。本公司亦保留權利在 閣下的支票或銀行本
票過戶之前保留任何股票及/或任何多繳的申請款項或退款。
可申請認購的香港公開發售股份數目及應繳款項一覽表
Sample

申請認購的香港
申請時
申請認購的香港
公開發售股份數目
應繳款項
公開發售股份數目
港元
申請時
申請認購的香港
申請時
應繳款項
公開發售股份數目
應繳款項
港元
港元
2,000
3,050.44
4,000
6,100.88
6,000
9,151.32
8,000
12,201.76
10,000
15,252.21
12,000
18,302.65
14,000
21,353.09
16,000
24,403.53
18,000
27,453.98
20,000
30,504.42
30,000
45,756.63
40,000
61,008.83
50,000
76,261.05
60,000
91,513.25
70,000
106,765.46
80,000
122,017.66
90,000
100,000
150,000
200,000
250,000
300,000
350,000
400,000
450,000
500,000
600,000
700,000
800,000
900,000
1,000,000
2,000,000
137,269.88
152,522.08
228,783.13
305,044.16
381,305.21
457,566.24
533,827.29
610,088.32
686,349.37
762,610.40
915,132.48
1,067,654.56
1,220,176.64
1,372,698.72
1,525,220.80
3,050,441.60
3,000,000
4,575,662.40
4,000,000
6,100,883.20
5,000,000
7,626,104.00
6,000,000
9,151,324.80
7,000,000
10,676,545.60
8,000,000
12,201,766.40
9,000,000
13,726,987.20
10,000,000
15,252,208.00
15,000,000
22,878,312.00
20,000,000
30,504,416.00
25,000,000
38,130,520.00
30,000,000
45,756,624.00
35,000,000
53,382,728.00
40,000,000
61,008,832.00
46,500,000(1)
70,922,767.20
(1) 閣下可申請認購的香港發售股份最高數目。