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Kinetic Development Group Limited — Capital/Financing Update 2012
Mar 13, 2012
49818_rns_2012-03-12_5f68e7f8-5172-470e-bb51-43ddbf430e99.pdf
Capital/Financing Update
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HONG KONG PUBLIC OFFERING – YELLOW FORM 香港公開發售-黃表 Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 如欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記獲發行的香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下 的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本申請表格。 NOTE: Unless otherwise defined herein, terms used in this Application Form bear the same meanings as defined in the prospectus of Kinetic Mines and Energy Limited (the “Company”) dated 13 March 2012 (the “Prospectus”) together with any supplement thereto (if any). 注意: 除本申請表格另有界定外,本申請表格所用詞彙與力量礦業能源有限公司(「本公司」)於二零一二年三月十三日刊發的招股章程(「招股章程」)連同其任何補充文件(如有)所界定者具相同涵義。
Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) and Hong Kong Securities Clearing Company Limited (“HKSCC”) take no responsibility for the contents of this Application Form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this Application Form. 香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)及香港中央結算有限公司(「香港結算」)對本申請表格的內容概不負責,對其準確性或完整性亦不發表任何聲明,並明確表示概不就因本申請表格全部或任何部分內容而產生或因 依賴該等內容而引致的任何損失承擔任何責任。
Please staple A copy of this Application Form, together with a copy of the WHITE and GREEN Application Forms, the Prospectus and the other documents specified in the paragraph entitled “Documents delivered to the Registrar of Companies” in “Appendix VIII - Documents Delivered to the Registrar of Companies and Available for Inspection” to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies Ordinance (Chapter 32 of the Laws of Hong Kong). The your payment 本申請表格連同 Securities and Futures Commission of Hong Kong (“SFC”) and the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents. 白色 及 綠色 申請表格、招股章程及招股章程「附錄八-送呈公司註冊處處長及備查文件」中「送呈公司註冊處處長文件」一段所述的其他文件,已遵照香港法例第 32 章公司條例第 342C 條的規定,送呈香港公司註冊處處長登記。香港 here 證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對任何此等文件的內容概不負責。 Nothing in this Application Form or the Prospectus constitutes an offer to sell or the solicitation of an offer to buy nor shall there be any sale of Hong Kong Public Offer Shares in any jurisdiction in which such offer, solicitation or sale would be unlawful. This 請將股款 Application Form and the Prospectus are not for distribution, directly or indirectly, in or into the United States, nor is this application an offer of Shares for sale in the United States. The Hong Kong Public Offer Shares have not been and will not be registered under theU.S. Securities Act or any state securities law in the United States and may not be offered or sold in the United States except pursuant to registration or an exemption from the registration requirements of the U.S. Securities Act. No public offering of the securities will be made in the United States. 緊釘於此 本申請表格或招股章程所載資料概不構成出售要約或徵求購買要約,而在任何作出有關要約、徵求或出售即屬違法的司法權區內,概不得出售任何香港公開發售股份。本申請表格及招股章程不得於美國 境內或 向美國境內直接或間接派發,而此 項申請亦不是在美國出售股份的要約。香港公開發售股份未曾亦不會根據美國證券法或美國任何州份的證券法進行登記,除根據美國證券法的登記規定進行登記或獲得豁免外,概不可在美國提呈發售或 出售。證券 將不會在美國向公眾提呈發售。
be made in the United States. 緊釘於此 本申請表格或招股章程所載資料概不構成出售要約或徵求購買要約,而在任何作出有關要約、徵求或出售即屬違法的司法權區內,概不得出售任何香港公開發售股份。本申請表格及招股章程不得於美國 境內或 向美國境內直接或間接派發,而此 項申請亦不是在美國出售股份的要約。香港公開發售股份未曾亦不會根據美國證券法或美國任何州份的證券法進行登記,除根據美國證券法的登記規定進行登記或獲得豁免外,概不可在美國提呈發售或 出售。證券 將不會在美國向公眾提呈發售。 This Application Form is not for publication , distribution or releasein any manner whatsoever in any jurisdiction where such publication, distribution or release is not permitted under the law of that jurisdiction. 凡任何司法權區的法律禁止刊發、派送或發放本申請表格,則不得在該司法權區內以任何方式刊發、派送或發放本申請表格。 KINETIC MINES AND ENERGY LIMITED 力量礦業能源有限公司 (incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) GLOBAL OFFERING Number of Offer Shares under the Global Offering : 930,000,000 Shares (subject to the Over-allotment Option) Number of Hong Kong Public Offer Shares : 93,000,000 Shares (subject to adjustment) Number of International Offer Shares : 837,000,000 Shares (subject to adjustment and the Over-allotment Option) Maximum Offer Price : HK$1.51 per Offer Share payable in full on application in Hong Kong dollars, subject to refund, plus brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005% Nominal Value : US$0.001 each Stock Code : 1277 全球發售 全球發售的發售股份數目 : 930,000,000股股份(視乎超額配股權行使與否而定) 香港公開發售股份數目 : 93,000,000股股份(可予調整) 國際發售股份數目 : 837,000,000股股份(可予調整及視乎超額配股權行使與否而定) 最高發售價 : 每股發售股份 1.51港元(股款須於申請時以港元繳足),另加 1% 經紀佣金、 0.003%證監會交易徵費及 0.005%聯交所交易費, 多收款項可予退還 面值 : 每股股份 0.001美元 股份代號 : 1277 Application Form for Hong Kong Public Offer Shares 香 港公開發售股份申請表格 Applications will be accepted until 12:00 noon on Friday, 16 March 2012. 截止接受申請時間為二零一二年三月十六日(星期五)中午十二時正。 You must read the conditions and instructions attached to this Application Form. 閣下必須細閱本申請表格所附載的條件及指示。 To be valid, you must complete all parts of this Application Form. 本申請表格各部分必須以墨水筆或原子筆清楚填妥,方為有效。 Please write clearly in ink. To: Kinetic Mines and Energy Limited 致: 力量礦業能源有限公 司 The Hongkong and Shanghai Banking Corporation Limite d 香港上海㶅豐銀行 有限公司 UBS AG, Hong Kong Branch 瑞士銀行香港分 行 BOCOM International Securities Limited 交銀國際證券 有限公司 VMS Securities Limited 鼎珮證券有 限公司 Guotai Junan Securities (Hong Kong) Limited 國泰君安 證券(香港)有限公司 Hong Kong Underwriters 香港包 銷商 I/We: 本人/吾等: • apply for the number of Hong Kong Public Offer S hares set out below, on the terms and subject to the conditions of the ‧ 按照招股章程及本申請表格的條款及條件,並在 貴公司的大綱及組織章程細則規限下, 申請 以下數目的 • Prospectus and this Application Form, and subjec enclose payment in full for the Hong Kong P ublic Offer Shares applied for, being not more than HK$1.51 per Offert to the Memorandum and Articles of Association of the Company; ‧ 香港公開發售股份; 夾附 申請香港公開發售股份所需的全數股款,不多於每股發售股份 1.51港元(股款須於申請時以港元繳足, •• Share (payable in full on application in HonSFC transaction levy of 0.003% and Stoc undertake application; undertake and and agree confirm to accept the Hong that I/we and the person for whose benefit I am/we are applying have not applied for or taken upKong Public Offer Shares applied for, or any lesser number allocated to me/us on thisk Exchange trading fee of 0.005%);g Kong dollars and subject to refund on final pricing plus brokerage of 1%, ‧‧ 的香港公開發售股份; 承諾承諾 另加1%及及 確認同意 經紀佣金、本人/吾等及本人/吾等為其利益提出是項申請的人士並無申請或認購或表示有意申請或已接接納本人/吾等根據本申請所申請的香港公開發售股份,或本人/吾等獲分配的任何較少數目0.003%證監會交易徵費及0.005%聯交所交易費,視乎最終定價而定,多收股款可予退還); or indicated any interest in or r eceived or been placed or allocated (including conditionally and/or provisionally), a nd 獲或已獲配售或分配(包括有條件及/或暫定),並且不會申請或認購或表示有意申請國際發售的任何國際 • will not apply for or take up, understand that this declar ation and representation will be relied upon by the Company and the Sole Global Coordior indicate any interest in any International Offer Shares under the International Offer nator ining; ‧ 發售股份; 明白 貴公司及獨家全球協調人將依賴本聲明及陳述,以決定是否就是項申請分配任何香港公開發售股份; • deciding whether or not t authorise holder(s) of any Hodirectly into CCdesignated CCthe Compa ASS Participant;ASS for the credit of my/our CCASS Investor Participant stock account or the stock ang Kong Public Offer Shares to be allocated to me/us, and to deposit the relevant Shny to place the name of HKSCC Nominees on the register of members of the Como allocate any Hong Kong Public Offer Shares in response to this application; ccount of my/ourare certificatespany as the ‧‧ 授權 公開發售股份的持有人,並將有關股票直接存入中央結算系統,以記存於本人/吾等的中央結算系統投資者戶口持有人股份戶口或本人/吾等指定的中央結算系統參與者的股份戶口; 要求 發出的任何退款支票以本人(或如屬聯名申請人,以本申請表格內名列首位的申請人)為抬頭人,並(在貴公司將香港結算代理人的名稱列入 貴公司股東名冊內,登記為任何將分配予本人/吾等的香港 • request that any refund cheque(s) be made payable to me or, in the case of joint applicants, to fir st-named of us in this 符合本申請表格各附頁所載的條款及條件的情況下)以普通郵遞方式按本申請表格所示地址寄發任何退款支 Applicatio n Form; and (subject to the terms and conditions set out on the pages attached to this App lication Form) to send any 票予本人/吾等名列首位的申請人(如屬聯名申請人),郵誤風險概由本人/吾等承擔,除非本人/吾等申 refund cheques by ordinary post at my/our own risk to me/the first-named of us (in case of join t applicants) to the address 請1,000,000股或以上香港公開發售股份,並已於本申請表格上表明本人/吾等擬按本申請表格及招股章程 • given ha procedures prescribed in this Application Form and the Prospectus; represent benefit I am/we are/each of us is applying is, within the United States (as defineve indicated in this Application Form that I/we wish to collect any refund cheque(s) ion this Application Form except where I/we have applied for 1,000,000 or more Hong , warrant and undertake that I am not/we are not/none of us is, and no d in Regulation S) and will acquire thene of the other person(s) for whosen person in accordance with theKong Public Offer Shares and ‧‧ 所述程序親身領取任何退款支票; 聲明 境內(定義見 同意 及、 保證保證 如香港境外任何地區的法例適用於是項申請,則本人/吾等已遵守一切有關法例,而 貴公司、及S 承諾 規例),並且會在離岸交易(定義見本人/吾等/吾等各人與本人/吾等/吾等各人為其利益提出申請的人士並非身處美國S規例)中購入香港公開發售股份; Hong Kong Public Offer Shares in an offshore transaction (within the meaning of Regulation S); 獨家全球協調人、聯席賬簿管理人、聯席香港牽頭經辦人、獨家保薦人、香港包銷商或彼等各自的高級職 • agree and warrant that if the laws of any place outside Hong Kong ar e applicable to this application, I/we have 員或顧問不會因接納本人/吾等的購買要約或因應本人/吾等根據本招股章程所載條款及條件應有的權利 complied with all such laws and none of the Company, the Sole Global Coordinator, the Joint Bookrunners, the Joint 與責任而採取的行動而違反香港境外地區的任何法例; Hong Kong Lead Managers, the Sole Sponsor and the Hong Kong Undadvisers will infringe any laws outside Hong Kong as a result of t act ions arising from my/our rights and obligations under the terms and conditions contained in the Prospectus;he acceptance of my/our offer to purchase, or anyerwriters, nor any of their respective officers or ‧‧ 已細閱同意 本申請、申請獲接納及據此而訂立的合約將受香港法例管轄,並須按其詮釋。本申請表格各附頁及招股章程所載條款、條件及申請手續並 同意 受其約束;及 • have read the terms and conditions and application procedures set out on the pages attached to this Application Form • agree with the lawand in tthat he Prospectus andthis application, any acceptance of it and the resuls of Hong Kong. agree to be bound by them; and ting contract, will be governed by and construed in accordance For Broker useLodged by 由以下經紀遞交此欄供經紀填寫 Signed by (all) applicant(s) (all joint applicants must sign): Broker No. (所有)申請人簽署(所有聯名申請人必須簽署): 經紀號碼 .............................................................. ..... ......................................................................................................................... Broker’s Chop 經紀印章 Date 日期: .......................... / .................. / .................... D日 M月 Y年 Warning: 警告: •• It is important that you read the conditions and application procedures overleaf.You must complete this application in English unless otherwise stated and follow the application procedures overleaf, otherwise ‧‧ 除另有說明外, 閣下必須以英文填寫本申請表格及遵循背頁的申請手續,否則 閣下的申請可被拒絕閣下必須細閱背頁的條件及申請手續。 ••• Only one application may be made for the benefit of any person on a your application is liable to be rejected.You must sign this application in writing (and not by way of personal chop), otherwise the application is liable to be rejected. electronic application instructions All applicable boxes in this Application Form must be completed, otherwise the application is liable to be rejected.to HKSCC via CCASS or to the WHITEWhite Form eIPO or YELLOW Service Provider under the Application Form or by way of giving White Form ‧‧‧ 受理。本申請表格內的所有適用欄位必須填寫,否則申請可被拒絕受理。閣下必須親自簽署本申請,不得以個人印章代替,否則申請可被拒絕受理。僅可為任何人士的利益以 白色 或 黃色 申請表格,或透過中央結算系統向香港結算或利用 白表 eIPO服務 • Service Provider under the Application Form or by way of giving Shares and applications where cheques or banker’s cashier orders are dishonoured upon first presentation will be rejected.and/or by way of giving You may be prosecuted if you make a false declaration.eIPO under the service ( White Form eIPO www.eipo.com.hkelectronic application instructionsWhite Form eIPO service (). Multiple or suspected multiple applications on www.eipo.com.hkelectronic application instructions service (), applications made by one applicant on either a www.eipo.com.hk to HKSCC via CCASS or to the ) for more than 46,500,000 Hong Kong Public Offer to HKSCC via CCASS or to the WHITE and/or White Form eIPO YELLOWWHITE Application Forms White Form eIPO Service Provider or YELLOW ‧ 閣下如作出虛假聲明,可能會被檢控。 過香港結算或利用出(及/或透過中央結算系統向香港結算或利用 www.eipo.com.hk電子認購指示 46,500,000股香港公開發售股份,以及支票或銀行本票於首次過戶時未能兌現的申請將拒絕受理。提出重複或疑屬重複申請,由一位申請人以 白表 )向 白表 eIPOeIPO服務服務供應商發出( www.eipo.com.hk白表電子認購指示 )eIPO向 白表 服務eIPO( www.eipo.com.hk白色 提出一次申請。以服務供應商發出或 黃色 申請表格或透過中央結算系統向)向 電子認購指示白色白表 及/或eIPO服務供應商發 黃色 提出認購超申請表格
Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 如欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記獲發行的香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本申請表格。
Number of Hong Kong Public Offer Shares applied for (not more than 46,500,000 Shares, being 50% of the Hong Kong Public Cheque/banker’s cashier Offer Shares initially made available for subscription by the order number public in Hong Kong under the Hong Kong Public Offering)申請認購的香港公開發售股份數目(不得超過 46,500,000 股股份,即香港公開 支票/銀行本票號碼 發售初步提呈可供香港公眾人士認購的香港公開發售股份數目的 50% ) Total amount of payment HK$ 港元 Name of bank on which cheque/ 付款總額 banker’s cashier order is drawn支票/銀行本票的付款銀行名稱 * Cheque(s) or banker’s cashier order(s) should be crossed “Account Payee Only” and made payable to支票或銀行本票須以「 只准入抬頭人賬戶 」方式劃線開出,並須註明抬頭人為「 㶅豐代理人(香港)有限公司-力量礦業能源公開發售 “ HSBC Nominees (Hong Kong) Limited - Kinetic Mines Public Offer 」。 ”. To be completed in BLOCK letters in English in ink, except as stated otherwise. Joint applicants should give the address of the first-named applicant only. 除另有說明外,請用墨水筆或原子筆以 英文正楷 填寫。聯名申請人只須填寫名列首位的申請人地址。 Name in English Family name or company name 姓氏或公司名稱 Forename(s) 名字 英文姓名/名稱 Name in Chinese Family name or company name 姓氏或公司名稱 Forename(s) 名 字 中文姓名/名稱 Hong Kong Identity Card No./ Occupation in Passport No./ Hong Kong Business Registration No. English (Please delete as appropriate) 職業(以英文填寫) 香港商業登記號碼(請刪去不適用者)香港身份證號碼/護照號碼/ Names of all other (1) Hong Kong Identity Card No./Passport No./HongKong Business Registration No. of all other (1) joint applicants in joint applicants (Please delete as appropriate) English (if any) (2) 所有其他聯名申請人的香港身份證號碼/ (2 ) 所有其他聯名申請人的 護照號碼/香港商業登記號碼 英文姓名/名稱(如有) (3) (請刪去不適用者) ( 3) Address in English (joint applicants should give the address and telephone number of the first name applicant only) (Only an address in Hong Kong will be accepted) 地址(以英文填寫)(聯名申請人 只須填寫名列首位申請人的地址 Telephon e Number 電話 號碼 及電話號碼)只接受香港地址 For nominees: Please provide an account number or identification code for each (joint) beneficial owner(s). If you are a nominee and you do not complete this section, this application will be treated as being made for your benefit. 由代名人遞交:請填寫每名(聯名)實益擁有人的賬戶號碼或身份識別編碼。如 閣下為代名人,而並無填妥本節,則是項申請將被視作 閣下為本身利益提出。 ** (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an i ndividual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application. Please see paragraph 2 under the section “How to make your application” overleaf. 如 閣下為中央結算系統投資者戶口持有人,就本申請而言僅會接納香港身份證號碼(如 閣下為個別人士 )或香港商業登記號碼(如 閣下為法人團體)。 請參閱背頁「如何提出申請」一節第 2 段。 (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant) and you hold a Hong Kong Identity Card, pleas e provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers, or, where appropriate, passport numbers or (if they are bodies corporate) their Hong Kong Business Registration numbers. 如 閣下透過指定的中央結算系統參與者(中央結算系統投資者戶口持有人除外)提出申請並持有香港身份證,請填寫 香港身份證 號碼;否則,請填寫護照號碼。如為法人團體,請填寫香港商業登記號碼。全部聯名申請人(倘彼等為個人)必須提供香港身份證號碼, 或護照號碼(如適用),或香港商業登記號碼(倘彼等為法人團體)。 (3) Your Hong Kong Identity Card number/passport number/Hong Kong Business Registration nu mber will be used for checking the validity of Application Forms and otherwise for processing the application for Offer Shares and such data may be transferred to third parties for such purpose. 閣下的香港身份證號碼/護照號碼/香港商業登記號碼將用作核實申請表格是否有效及處理 發售股份申請,而有關資料可能會轉交第三者 以辦理上述事項。 (4) All joint applicants must give (if they are individuals) their Hong Kong Identity Card nu mbers or, where applicable, passport numbers , or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)彼等的香港身份證號碼或(如適用)護照號碼 或(如屬法人團體)香港商業登記 號碼。 (5) Part of your Hong Kong Identity Card number/passport number, or, if you are joint a pplicants, part of the Hong Kong Identity C ard number/passport number of the first-named applicant, provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may req uire verification of your Hong Kon g Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/passport number may lead to delay in encashment of or may invalidate yo ur refund cheq ue. 閣下所提供的香港身份證號碼/護照號碼,或(如 閣下為聯名申請人)名列首位的 申請人的香港身份證號碼/護照號碼 的部分字符可能會列印在退款支票(如有)上。有關資料亦會轉交第三方以安排退款。 閣 下的銀行在兌現 閣下的退款支票前可能要求核實 閣下的香港身份證號碼/護照號碼。未有準確填寫 閣下的香港身份證號碼/護照號碼可能 導致延誤兌現 閣下的退款 支票或令 閣下的退款支票無效。 Applicants who have applied for 1,000,000 or mo re Hong Kong Public Offer Shares and wish to collect refund cheques (where applicable) in person from the Company’s Hong Kong Share Registrar, Computershare Hong Kong Investor Se rvices Limited, at Shops 1712-1 716, 17/F, Hopewell Centre,183 Queen’s Road East, Wanchai, Hong Kong on the date of collection of refund cheques which is expected to be on Thursda y, 22 March 2012, should mark ‘√’ in the box on the left. Please see the section overleaf headed “Refund of your money” for details of when, where and how to collect your refund cheques (if any). 申請人凡申請1,000,000股或以上香港公開 發售股份,並擬於領取退款支票日 期(預 期為二零 一二年三月二十二日(星期四))親身前往本公司的香港證券登記處香港中央證券登記有限公司(地址為香 港灣仔皇后大道東 183號合和中心 17 樓 171 2- 1716 室)領取退 款支票( 如適用 ),請在 左方空 格內填上「√」號。有關領取退款支票(如有)的時間、地點及方法詳情,見背頁「退還股款」一節。 DETAILS FOR CCASS PARTICIPANT 中央結算系統參與者資料 THIS BOX MUST BE DULY COMPLETED 此空格必須填寫妥當 Participant I.D. of the designated CCASS Participant or CCASS Investor Participant 指定中央結算系統參與者或中央結算系統投資者戶口持有人編號 For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name. 指定中央結算系統參與者或中央結算系統公司投資者戶口持有人請加蓋顯示公 司名稱的公司印鑑 ADDRESS LABEL 地址標貼 Please repeat your name and address as set out above in BLOCK letters in English 請用英文正楷填寫上表所示姓名/名稱及地址 Name(s) 姓名/名稱*
Address 地址
(see paragraph 2 under section “How to make your application” overleaf) 請參閱背頁(「如何提出申請」)一節第 2段
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For Bank Use 此欄供銀行填寫
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Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.
KINETIC MINES AND ENERGY LIMITED 力量礦業能源有限公司
(incorporated in the Cayman Islands with limited liability)
(於開曼群島註冊成立的有限公司)
GLOBAL OFFERING
Conditions of your application • represent , warrant and undertake that you are not, and none of the other person(s) for whose benefit you are applying is, within the United States (as defined in Regulation S) and will acquire the Hong Kong Public Offer A. Who can apply Shares in an offshore transaction (within the meaning of Regulation S); 1. You, the applicant(s), and any person(s) for whose benefit you are applying, must be 18 years of • agree and warrant that if the laws of any place outside Hong Kong are applicabpplicabb le to this application, you have age or older and must have a Hong Kong address. complied with all such laws and none of the Company, the Sole Spon sor, the Sole Global Coordinator and the 2. If you are a firm , the application must be in the names of the individual members, not in the name Underwriters, nor any of their respective officers or advisers will infring e any laws outside Hong Kong as a result of the of the firm. The number of joint applicants may not exceed 4. acceptance of your offer to purchase, or any actions arising from your rights and obligat ions under the terms and 3. If you are a body corporate , this Application Form must be stamped with the company chop conditions contained in the Prospectus; (bearing the company name) and signed by a duly authorised officer, who must state his or her • confirm that you have received a copy of the Prospectus and ha ve only relied on the information and representations representative capacity. in the Prospectus in making your application and will not re ly on any other information and repre sentations save as 4. Save under the circumstances permitted by the Listing Rules, you cannot apply for any Hong Kong set forth in any supplement to the Prospectus; •Public Offer Shares if you or any person(s) for whose benefit you are applying for are/is:•••Public Offer Shares if you or any person(s) for whose benefit you are applying for are/is:••••••••• a Connected Person of the Company or a person who will become a Connected Personan existing beneficial owner of Shares in the Company or any of its subsidiaries;the chief executive or a director of the Company or any of its subsidiaries;an associate of any of the above (as “associate” is defined in the Listing Rules); oran existing beneficial owner of Shares in the Company or any of its subsidiaries;the chief executive or a director of the Company or any of its subsidiaries;an associate of any of the above (as “associate” is defined in the Listing Rules); orthe chief executive or a director of the Company or any of its subsidiaries;an associate of any of the above (as “associate” is defined in the Listing Rules); oran associate of any of the above (as “associate” is defined in the Listing Rules); or • agree Managers, the Co-lead Manager, the Hong Kong employees, agents or advisers and any other painformation and representations contained in the such liability is held to exist by a court with cthat the Company, the Sole Sponsor, the Sole employees, agents or advisers and any other painformation and representations contained in the such liability is held to exist by a court with cthat the Company, the Sole Sponsor, the Sole information and representations contained in the such liability is held to exist by a court with cthat the Company, the Sole Sponsor, the Sole such liability is held to exist by a court with cthat the Company, the Sole Sponsor, the Sole that the Company, the Sole Sponsor, the Sole ompetent jurisdiction);Prospectus and any supplement thereto (and only then to the erties involved in the Global Offering are liable only Underwriters and any of their respective directorsGlobal Coordinator, the Joint Bookrunners, thProspectus and any supplement thereto (and only then to the erties involved in the Global Offering are liable only Underwriters and any of their respective directorsGlobal Coordinator, the Joint Bookrunners, thrties involved in the Global Offering are liable only Underwriters and any of their respective directorsGlobal Coordinator, the Joint Bookrunners, thUnderwriters and any of their respective directorsGlobal Coordinator, the Joint Bookrunners, thGlobal Coordinator, the Joint Bookrunners, th e Joint Lead, officers,for thextent, officers,for thextentfor thextentxtent of the Company immediately upon completion of the Global Offering. • agree (without prejudice to any other rights which you may have) that once your application has been accepted, you 5. You cannot apply for any Hong Kong Public Offer Shares if you are or any person(s) for whose may not rescind it because of an innocent misrepresentation; benefit you are applying for are/is:•• a legal or natural person of the PRC (other than Hong Kong, Macau and Taiwan) except • undertake under this application;and and agree to accept the Ho ng Kong Public Offer Shares applied for, or any lesser number allocated to you •••••• qualified domestic institutional investors;have applied for or taken up, or indicated an interest for, or have been or will be placeda U.S. person (as defined in Regulation S under the U.S. Securities Act);if you do not have a Hong Kong address; orhave applied for or taken up, or indicated an interest for, or have been or will be placeda U.S. person (as defined in Regulation S under the U.S. Securities Act);if you do not have a Hong Kong address; ora U.S. person (as defined in Regulation S under the U.S. Securities Act);if you do not have a Hong Kong address; orif you do not have a Hong Kong address; or • holder(s) of any Hong Kong Pin the Prospectus) the Comapplicants) the first-namein the Prospectus) the Comapplicants) the first-nameapplicants) the first-name authorize the Company to place the d applicant in tpany and/oublicpany and/oublic Of name of HKSCC Nominees on the register of members of the Company as the r ithis fer Shares allocated to you, and (subject to the terms and conditions set forth his s agents to send any refund cheques (if any) to you or (in the case of jointApplication Form by ordinary post at your own risk to the address statApplication Form by ordinary post at your own risk to the address stat ed (including conditionally and/or provisionally) International Offer Shares under the on this Application Fo rm (except if you hav e a pplied for 1,000,000 Hong Kong Public Offer Shares or more and have International Offering. indicated on this Ap plication Form you wish to c ollect your refund cheque(s) (if any) in person and have prov ided all B. instructions Form, and lodge more than one application in your own name on behalf of different beneficial owners. In theIf you are a nominee, you may make more than one application by: (1) giving If you are a nominee, you may make more than one application by: (1) giving If you are a nominee to HKSCC (if you are a CCASS Participant); or (2) using a WHITE or electronic applicationYELLOW YELLOW Application • information requi(if the applicatyour benefit HKSCC v(if the applicatyour benefit HKSCC vyour benefit HKSCC vHKSCC v ia CCASS or to the designatedon aion is made for your own benefit)red by this Application Form);on aion is made for your own benefit)red by this Application Form);ion is made for your own benefit)red by this Application Form);red by this Application Form); WHITE ~~o~~ r YELLOW White Form eIPO White Form eIPO Applicati warrant on Form or by givingthat this is the only application which will Service Provider via the that this is the only application which will Service Provider via the Service Provider via the electronic application instructions White Form eIPO White Form eIPO be made forservicetoservicetoto •box on this Application Form marked “For nominees”, you must include:an account number; orbox on this Application Form marked “For nominees”, you must include:an account number; oran account number; or • (if yo( www.eipo.com.hk u are an agent for another person)); warrant that reason abl e enquiries have been made of that other person that • another identification code, thi s is the only application which will be made for the bene fit of that other person on a WHITE or YELLOW for each beneficial owner or, in the case of joint beneficial owners, for each such beneficial owner.If you do not include this information, the application will be treated as being made for your benefit.If you do not include this information, the application will be treated as being made for your benefit. Application Form or by giving White Form eIPO Service Provider via the electronic application instructions White Form eIPO White Form eIPO se rvic to HKSCC via CCe (e ( www.eipo.com.hk ASS or to the designated), and that you are duly), and that you are duly A nominee who submits this Application Form on behalf of another person is deemed to have represented toand undertaken with the Company, the Sole Global Coordinator and the Hong Kong Underwriters that he/sheand undertaken with the Company, the Sole Global Coordinator and the Hong Kong Underwriters that he/she • (if the application is made by an agent on your behalf)authorised to sign this Application Form or to give electronic application instructions warrant warrant that yoo u ha ve va lidly and irrevocably conferred onas that other person’s agent; has been duly authorised by such person for, if more than one, all of them to submit this application and toagree to the terms of this Application Form on behalf of such person/every such person. You further undertakeagree to the terms of this Application Form on behalf of such person/every such person. You further undertake • your agent all necessary power and authority to make the application; undertake and confirm that, you (if the application is made for your benefit ) or the person(s) for whose benefit you to supply to the Company, the Sole Global Coordinator and each of the Hong Kong Underwriters such have made this application have not applied for or taken up or indicated an interest in or received or been placed or information about such person/every such person as any of them may require for any of the purposes set out in allocated (including conditionally and/or provisionally) will not apply fo r or take up or indicate any interest in any C. Lodge only one application for your benefit (or for the benefit of you and any of your joint the section below headed “Personal Data”. • International Offer Shares under the International Offering; agree accordance with the laws of Hong Kong;that your application, any acceptance of it and the resultingthat your application, any acceptance of it and the resulting contract will be governed by and construed in applicants) • warrant the truth and accuracy of the information contained in this application; Multiple applications or suspected multiple applications will be rejected. Save as referred to in Section Babove, all of your applications will be rejected as multiple applications if you, or you and your jointabove, all of your applications will be rejected as multiple applications if you, or you and your joint • agree Coordin to disclose to the Company and/or its Hong Kongator and their respective advisers and agents any pator and their respective advisers and agents any p ersonal data and any other information which they require Share Registrar, receiving bankers, the Sole Global Share Registrar, receiving bankers, the Sole Global •••applicant(s) together:••applicant(s) together:•applicant(s) together:applicant(s) together: application instructions make more than one application (whether individually or jointly) on a Application Form or by giving designated Application Form or on one both apply (whether individually or jointly) on one Provider via the apply on one Application Form or by giving designated Application Form or on one both apply (whether individually or jointly) on one Provider via the apply on one designated Application Form or on one both apply (whether individually or jointly) on one Provider via the apply on one Application Form or on one both apply (whether individually or jointly) on one Provider via the apply on one both apply (whether individually or jointly) on one Provider via the apply on one Provider via the apply on one apply on one electronic application instructions Service Provider via the White Form eIPO WHITE White Form eIPO WHITE White Form eIPO White Form eIPO or White Form eIPO YELLOW to HKSCC via CCASS or to the designated Service Provider through the Service Provider through the electronic application instructions WHITE WHITE service;to HKSCC via CCASS or to the designated Application Form (whether individually or jointly) or by gor service for more than 46,500,000 Hong Kong Pto HKSCC via CCASS or to the designated Application Form (whether individually or jointly) or by gor service for more than 46,500,000 Hong Kong PApplication Form (whether individually or jointly) or by gor service for more than 46,500,000 Hong Kong Por service for more than 46,500,000 Hong Kong Pservice for more than 46,500,000 Hong Kong P YELLOW WHITE WHITE Application Form and give White Form eIPO Application Form and one to HKSCC via CCASS or to theto HKSCC via CCASS or to the White Form eIPO WHITE WHITE service ;or White Form eIPO or electronicYELLOWYELLOWYELLOWYELLOWYELLOW ublic Offer Service iving • • ~~•~~ The Company, the SoOffering and their respOffering and their resp about you agree by its acceptan(and if applicablewith the Companies (and if applicablewith the Companies with the Companies agree authorizeauthorize Comsharehoshareho pany whereby each suwith twith the Compalders as stipulated in tle Global Coordinator, the Sole Sponsor, the Hong Kong Underwriters, other parties involved in the Global the Company with twith the Compalders as stipulated in tle Global Coordinator, the Sole Sponsor, the Hong Kong Underwriters, other parties involved in the Global the Company with the Compalders as stipulated in tle Global Coordinator, the Sole Sponsor, the Hong Kong Underwriters, other parties involved in the Global the Company lders as stipulated in tle Global Coordinator, the Sole Sponsor, the Hong Kong Underwriters, other parties involved in the Global the Company le Global Coordinator, the Sole Sponsor, the Hong Kong Underwriters, other parties involved in the Global the Company ective directors, officers, employees, partners, agents and advisers are entitled to rely on any warranty, or the person(s) for whose benefit you have mhe Company, for itself and for the benefice in whole or in part of the applica), with each CCASS ParticipanOrdinance, the Memorandny and each Shareholto enter into ach Directohe Artce in whole or in part of the applica), with each CCASS ParticipanOrdinance, the Memorandny and each Shareholto enter into ach Directohe Art), with each CCASS ParticipanOrdinance, the Memorandny and each Shareholto enter into ach Directohe ArtOrdinance, the Memorandny and each Shareholto enter into ach Directohe Artny and each Shareholto enter into ach Directohe Artto enter into ach Directohe Artch Directohe Arthe Art ective directors, officers, employees, partners, agents and advisers are entitled to rely on any warranty, he Company, for itself and for the benefice in whole or in part of the applica), with each CCASS ParticipanOrdinance, the Memorandny and each Shareholto enter into ach Directohe Artce in whole or in part of the applica), with each CCASS ParticipanOrdinance, the Memorandny and each Shareholto enter into ach Directohe Art), with each CCASS ParticipanOrdinance, the Memorandny and each Shareholto enter into ach Directohe ArtOrdinance, the Memorandny and each Shareholto enter into ach Directohe Artny and each Shareholto enter into ach Directohe Artto enter into ach Directohe Artch Directohe Arthe Art icles of Association.r and officer undertakes to observe and comply with his obligations to the contract on your behalf with each of the Directors and officers of theder that Shares are freely transferable by the holders thereof; andum of Association and the Articles of Association;t givingtion to have agreed, for itself and on behalf of each Shareholder)t of each Shareholder (and so that the Company will be deemedr and officer undertakes to observe and comply with his obligations to the contract on your behalf with each of the Directors and officers of theder that Shares are freely transferable by the holders thereof; andum of Association and the Articles of Association;t givingtion to have agreed, for itself and on behalf of each Shareholder)t of each Shareholder (and so that the Company will be deemed contract on your behalf with each of the Directors and officers of theder that Shares are freely transferable by the holders thereof; andum of Association and the Articles of Association;t givingtion to have agreed, for itself and on behalf of each Shareholder)t of each Shareholder (and so that the Company will be deemedder that Shares are freely transferable by the holders thereof; andum of Association and the Articles of Association;t givingtion to have agreed, for itself and on behalf of each Shareholder)t of each Shareholder (and so that the Company will be deemedum of Association and the Articles of Association;t givingtion to have agreed, for itself and on behalf of each Shareholder)t of each Shareholder (and so that the Company will be deemedt givingtion to have agreed, for itself and on behalf of each Shareholder)t of each Shareholder (and so that the Company will be deemedtion to have agreed, for itself and on behalf of each Shareholder)t of each Shareholder (and so that the Company will be deemedt of each Shareholder (and so that the Company will be deemed electronic application instructions ade this application; ) to observe and comply Shares, being 50% of the Hong Kong Public Offer Shares initially being offered for subscr iption by the representation or declarati on made by you in your application. In the event of the application being made by joint applicants, all •All of your applications will also be rejected as multiple applications if more than one apublic; orapply for or take up any Offer Shares under the International Offering or otherwapply for or take up any Offer Shares under the International Offering or otherwthe International Offering or indicate an interest for any International Offer Stake up any Offer Shares under the International Offering or otherw public; orapply for or take up any Offer Shares under the International Offering or otherwapply for or take up any Offer Shares under the International Offering or otherwthe International Offering or indicate an interest for any International Offer Stake up any Offer Shares under the International Offering or otherw ise participate in the warranties, representatioapplicants shall be deemed to happlicants shall be deemed to h ns, declarations and obligations expressed to be made, given or assumed by or imposed on the jointave been made, given and assumed by and imposed on the applicants jointly and severally.ave been made, given and assumed by and imposed on the applicants jointly and severally.
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Who can apply Shares in an offshore transaction (within the meaning of Regulation S); 1. You, the applicant(s), and any person(s) for whose benefit you are applying, must be 18 years of • agree and warrant that if the laws of any place outside Hong Kong are applicabpplicabb le to this application, you have age or older and must have a Hong Kong address. complied with all such laws and none of the Company, the Sole Spon sor, the Sole Global Coordinator and the
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- If you are a firm , the application must be in the names of the individual members, not in the name Underwriters, nor any of their respective officers or advisers will infring e any laws outside Hong Kong as a result of the of the firm. The number of joint applicants may not exceed 4. acceptance of your offer to purchase, or any actions arising from your rights and obligat ions under the terms and
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- If you are a body corporate , this Application Form must be stamped with the company chop conditions contained in the Prospectus; (bearing the company name) and signed by a duly authorised officer, who must state his or her • confirm that you have received a copy of the Prospectus and ha ve only relied on the information and representations representative capacity. in the Prospectus in making your application and will not re ly on any other information and repre sentations save as
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- Save under the circumstances permitted by the Listing Rules, you cannot apply for any Hong Kong set forth in any supplement to the Prospectus; •Public Offer Shares if you or any person(s) for whose benefit you are applying for are/is:•••Public Offer Shares if you or any person(s) for whose benefit you are applying for are/is:••••••••• a Connected Person of the Company or a person who will become a Connected Personan existing beneficial owner of Shares in the Company or any of its subsidiaries;the chief executive or a director of the Company or any of its subsidiaries;an associate of any of the above (as “associate” is defined in the Listing Rules); oran existing beneficial owner of Shares in the Company or any of its subsidiaries;the chief executive or a director of the Company or any of its subsidiaries;an associate of any of the above (as “associate” is defined in the Listing Rules); orthe chief executive or a director of the Company or any of its subsidiaries;an associate of any of the above (as “associate” is defined in the Listing Rules); oran associate of any of the above (as “associate” is defined in the Listing Rules); or • agree Managers, the Co-lead Manager, the Hong Kong employees, agents or advisers and any other painformation and representations contained in the such liability is held to exist by a court with cthat the Company, the Sole Sponsor, the Sole employees, agents or advisers and any other painformation and representations contained in the such liability is held to exist by a court with cthat the Company, the Sole Sponsor, the Sole information and representations contained in the such liability is held to exist by a court with cthat the Company, the Sole Sponsor, the Sole such liability is held to exist by a court with cthat the Company, the Sole Sponsor, the Sole that the Company, the Sole Sponsor, the Sole ompetent jurisdiction);Prospectus and any supplement thereto (and only then to the erties involved in the Global Offering are liable only Underwriters and any of their respective directorsGlobal Coordinator, the Joint Bookrunners, thProspectus and any supplement thereto (and only then to the erties involved in the Global Offering are liable only Underwriters and any of their respective directorsGlobal Coordinator, the Joint Bookrunners, thrties involved in the Global Offering are liable only Underwriters and any of their respective directorsGlobal Coordinator, the Joint Bookrunners, thUnderwriters and any of their respective directorsGlobal Coordinator, the Joint Bookrunners, thGlobal Coordinator, the Joint Bookrunners, th e Joint Lead, officers,for thextent, officers,for thextentfor thextentxtent of the Company immediately upon completion of the Global Offering. • agree (without prejudice to any other rights which you may have) that once your application has been accepted, you
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- You cannot apply for any Hong Kong Public Offer Shares if you are or any person(s) for whose may not rescind it because of an innocent misrepresentation; benefit you are applying for are/is:•• a legal or natural person of the PRC (other than Hong Kong, Macau and Taiwan) except • undertake under this application;and and agree to accept the Ho ng Kong Public Offer Shares applied for, or any lesser number allocated to you • authorize the Company to place the name of HKSCC Nominees on the register of members of the Company as the ublic Of fer Shares allocated to you, and (subject to the terms and conditions set forth
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•••••• qualified domestic institutional investors;have applied for or taken up, or indicated an interest for, or have been or will be placeda U.S. person (as defined in Regulation S under the U.S. Securities Act);if you do not have a Hong Kong address; orhave applied for or taken up, or indicated an interest for, or have been or will be placeda U.S. person (as defined in Regulation S under the U.S. Securities Act);if you do not have a Hong Kong address; ora U.S. person (as defined in Regulation S under the U.S. Securities Act);if you do not have a Hong Kong address; orif you do not have a Hong Kong address; or holder(s) of any Hong Kong Pin the Prospectus) the Comapplicants) the first-namein the Prospectus) the Comapplicants) the first-nameapplicants) the first-name d applicant in tpany and/oublicpany and/oublic r ithis s agents to send any refund cheques (if any) to you or (in the case of jointApplication Form by ordinary post at your own risk to the address statApplication Form by ordinary post at your own risk to the address stat ed (including conditionally and/or provisionally) International Offer Shares under the on this Application Fo rm (except if you hav e a pplied for 1,000,000 Hong Kong Public Offer Shares or more and have International Offering. indicated on this Ap plication Form you wish to c ollect your refund cheque(s) (if any) in person and have prov ided all
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instructions Form, and lodge more than one application in your own name on behalf of different beneficial owners. In theIf you are a nominee, you may make more than one application by: (1) giving If you are a nominee, you may make more than one application by: (1) giving If you are a nominee to HKSCC (if you are a CCASS Participant); or (2) using a WHITE or electronic applicationYELLOW YELLOW Application • information requi(if the applicatyour benefit HKSCC v(if the applicatyour benefit HKSCC vyour benefit HKSCC vHKSCC v ia CCASS or to the designatedon aion is made for your own benefit)red by this Application Form);on aion is made for your own benefit)red by this Application Form);ion is made for your own benefit)red by this Application Form);red by this Application Form); WHITE ~~o~~ r YELLOW White Form eIPO White Form eIPO Applicati warrant on Form or by givingthat this is the only application which will Service Provider via the that this is the only application which will Service Provider via the Service Provider via the electronic application instructions White Form eIPO White Form eIPO be made forservicetoservicetoto ( www.eipo.com.hk );
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•box on this Application Form marked “For nominees”, you must include:an account number; orbox on this Application Form marked “For nominees”, you must include:an account number; oran account number; or • (if yo( u are an agent for another person)); warrant that reason abl e enquiries have been made of that other person that • another identification code, thi s is the only application which will be made for the bene fit of that other person on a WHITE or YELLOW Application Form or by giving
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for each beneficial owner or, in the case of joint beneficial owners, for each such beneficial owner.If you do not include this information, the application will be treated as being made for your benefit.If you do not include this information, the application will be treated as being made for your benefit. White Form eIPO Service Provider via the electronic application instructions White Form eIPO White Form eIPO se rvic to HKSCC via CCe (e ( www.eipo.com.hk ASS or to the designated), and that you are duly), and that you are duly authorised to sign this Application Form or to give as that other person’s agent;
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A nominee who submits this Application Form on behalf of another person is deemed to have represented toand undertaken with the Company, the Sole Global Coordinator and the Hong Kong Underwriters that he/sheand undertaken with the Company, the Sole Global Coordinator and the Hong Kong Underwriters that he/she • (if the application is made by an agent on your behalf)authorised to sign this Application Form or to give electronic application instructions warrant warrant that yoo u ha ve va lidly and irrevocably conferred onas that other person’s agent; your agent all necessary power and authority to make the application;
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has been duly authorised by such person for, if more than one, all of them to submit this application and toagree to the terms of this Application Form on behalf of such person/every such person. You further undertakeagree to the terms of this Application Form on behalf of such person/every such person. You further undertake • undertake and confirm that, you (if the application is made for your benefit ) or the person(s) for whose benefit you to supply to the Company, the Sole Global Coordinator and each of the Hong Kong Underwriters such have made this application have not applied for or taken up or indicated an interest in or received or been placed or information about such person/every such person as any of them may require for any of the purposes set out in allocated (including conditionally and/or provisionally) will not apply fo r or take up or indicate any interest in any Lodge only one application for your benefit (or for the benefit of you and any of your joint the section below headed “Personal Data”. • International Offer Shares under the International Offering; agree accordance with the laws of Hong Kong;that your application, any acceptance of it and the resultingthat your application, any acceptance of it and the resulting contract will be governed by and construed in applicants) • warrant the truth and accuracy of the information contained in this application; Multiple applications or suspected multiple applications will be rejected. Save as referred to in Section Babove, all of your applications will be rejected as multiple applications if you, or you and your jointabove, all of your applications will be rejected as multiple applications if you, or you and your joint • agree Coordin to disclose to the Company and/or its Hong Kongator and their respective advisers and agents any pator and their respective advisers and agents any p ersonal data and any other information which they require Share Registrar, receiving bankers, the Sole Global Share Registrar, receiving bankers, the Sole Global •••applicant(s) together:••applicant(s) together:•applicant(s) together:applicant(s) together: application instructions make more than one application (whether individually or jointly) on a Application Form or by giving designated Application Form or on one both apply (whether individually or jointly) on one Provider via the apply on one Application Form or by giving designated Application Form or on one both apply (whether individually or jointly) on one Provider via the apply on one designated Application Form or on one both apply (whether individually or jointly) on one Provider via the apply on one Application Form or on one both apply (whether individually or jointly) on one Provider via the apply on one both apply (whether individually or jointly) on one Provider via the apply on one Provider via the apply on one apply on one White Form eIPO WHITE White Form eIPO WHITE White Form eIPO White Form eIPO or YELLOW to HKSCC via CCASS or to the designated Service Provider through the Service Provider through the electronic application instructions WHITE WHITE YELLOW WHITE WHITE Application Form and give White Form eIPO Application Form and one to HKSCC via CCASS or to theto HKSCC via CCASS or to the White Form eIPO WHITE WHITE service ;or electronicYELLOWYELLOWYELLOWYELLOWYELLOW Service iving • • ~~•~~ about you agree by its acceptan(and if applicablewith the Companies (and if applicablewith the Companies with the Companies agree authorizeauthorize Comsharehoshareho the Company or the person(s) for whose benefit you have mhe Company, for itself and for the benefice in whole or in part of the applica), with each CCASS ParticipanOrdinance, the Memorandny and each Shareholto enter into ach Directohe Artce in whole or in part of the applica), with each CCASS ParticipanOrdinance, the Memorandny and each Shareholto enter into ach Directohe Art), with each CCASS ParticipanOrdinance, the Memorandny and each Shareholto enter into ach Directohe ArtOrdinance, the Memorandny and each Shareholto enter into ach Directohe Artny and each Shareholto enter into ach Directohe Artto enter into ach Directohe Artch Directohe Arthe Art icles of Association.r and officer undertakes to observe and comply with his obligations to the contract on your behalf with each of the Directors and officers of theder that Shares are freely transferable by the holders thereof; andum of Association and the Articles of Association;t givingtion to have agreed, for itself and on behalf of each Shareholder)t of each Shareholder (and so that the Company will be deemedr and officer undertakes to observe and comply with his obligations to the contract on your behalf with each of the Directors and officers of theder that Shares are freely transferable by the holders thereof; andum of Association and the Articles of Association;t givingtion to have agreed, for itself and on behalf of each Shareholder)t of each Shareholder (and so that the Company will be deemed contract on your behalf with each of the Directors and officers of theder that Shares are freely transferable by the holders thereof; andum of Association and the Articles of Association;t givingtion to have agreed, for itself and on behalf of each Shareholder)t of each Shareholder (and so that the Company will be deemedder that Shares are freely transferable by the holders thereof; andum of Association and the Articles of Association;t givingtion to have agreed, for itself and on behalf of each Shareholder)t of each Shareholder (and so that the Company will be deemedum of Association and the Articles of Association;t givingtion to have agreed, for itself and on behalf of each Shareholder)t of each Shareholder (and so that the Company will be deemedt givingtion to have agreed, for itself and on behalf of each Shareholder)t of each Shareholder (and so that the Company will be deemedtion to have agreed, for itself and on behalf of each Shareholder)t of each Shareholder (and so that the Company will be deemedt of each Shareholder (and so that the Company will be deemed electronic application instructions ade this application; ) to observe and comply electronic application instructions Service Provider via the White Form eIPO YELLOW service;to HKSCC via CCASS or to the designated Application Form (whether individually or jointly) or by gor service for more than 46,500,000 Hong Kong Pto HKSCC via CCASS or to the designated Application Form (whether individually or jointly) or by gor service for more than 46,500,000 Hong Kong PApplication Form (whether individually or jointly) or by gor service for more than 46,500,000 Hong Kong Por service for more than 46,500,000 Hong Kong Pservice for more than 46,500,000 Hong Kong P White Form eIPO ublic Offer The Company, the SoOffering and their respOffering and their resp pany whereby each suwith twith the Compalders as stipulated in tle Global Coordinator, the Sole Sponsor, the Hong Kong Underwriters, other parties involved in the Global the Company with twith the Compalders as stipulated in tle Global Coordinator, the Sole Sponsor, the Hong Kong Underwriters, other parties involved in the Global the Company with the Compalders as stipulated in tle Global Coordinator, the Sole Sponsor, the Hong Kong Underwriters, other parties involved in the Global the Company lders as stipulated in tle Global Coordinator, the Sole Sponsor, the Hong Kong Underwriters, other parties involved in the Global the Company le Global Coordinator, the Sole Sponsor, the Hong Kong Underwriters, other parties involved in the Global the Company ective directors, officers, employees, partners, agents and advisers are entitled to rely on any warranty, Shares, being 50% of the Hong Kong Public Offer Shares initially being offered for subscr iption by the representation or declarati on made by you in your application. In the event of the application being made by joint applicants, all
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•All of your applications will also be rejected as multiple applications if more than one apublic; orapply for or take up any Offer Shares under the International Offering or otherwapply for or take up any Offer Shares under the International Offering or otherwthe International Offering or indicate an interest for any International Offer Stake up any Offer Shares under the International Offering or otherw pplication is made forharesise participate in G. the warranties, representatioapplicants shall be deemed to happlicants shall be deemed to h Power of attorney ns, declarations and obligations expressed to be made, given or assumed by or imposed on the jointave been made, given and assumed by and imposed on the applicants jointly and severally.ave been made, given and assumed by and imposed on the applicants jointly and severally. your benefit (including the part of the application made by HKSCC Nomine es acting on electronic If your application is made by a pers on duly authorised through a duly authorised attorney, the Sole Global Coordinator (or its application instructions) . agent and nominee) as agent for the Company may accept your application at its discretion, and subject to any conditions it If an application is made by an unlisted company and: thinks fit, including production of evidence of the authority of your attorney. The Sole Global Coordinator, in its capacity as • the principal business of that company is dealing in securities; and agents for the Company, has full discretion to reject or accept any application, in full or in part, without assigning any reason. • you exercise statutory control over that company H. Determination of Offer Price then the application will be treated as being made for your benefit. The Offer Price is expecte d to be fixed by agreement between the Company and the Sole Global Coordinator (on behalf of the Unlisted company means a company with no equity securities listed on the Stock Exchange. Underwriters) on or arou nd Friday, 16 March 2012, and in any event no later than Wednesday, 21 March 2012. Applicants for •••••• Statutory control control the composition of the board of directors of thcontrol more than half of the voting power of that chold more than one-half of the issued share cap in relation to a company means you:control more than half of the voting power of that chold more than one-half of the issued share cap in relation to a company means you:hold more than one-half of the issued share cap in relation to a company means you: ital of that company (not counting any part of itompany; orat company; orompany; orat company; or the Hong Kong PubliShare together withrefund of any resthan HK$1.51Share together withrefund of any resthan HK$1.51refund of any resthan HK$1.51than HK$1.51 . If, based on the level of interest expressed by prospective institutional and professional investors and otherulting surplus application monies to successful applicants, without interest, if the Offer Price should be lower brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%, subject toc Offer Shares are required to pay, on application, the maximum Offer Price of HK$1.51 for each Offerulting surplus application monies to successful applicants, without interest, if the Offer Price should be lower brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%, subject toc Offer Shares are required to pay, on application, the maximum Offer Price of HK$1.51 for each Offer which carries no right to participate beyond a s pecified amount in a distribution of either profits or investors du ring the book-building process, the Sole Global Coordinator (on behalf of the Underwriters and with the consent of capital). the Comp any) considers the number of Offer Shares being offered under the Global Offering and/or the indicative Offer Price
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The total number of Offer Shares initially availadjustment of the Shares between the Hong Konadjustment of the Shares between the Hong Kon Allocation of Hong Kong Public Offer Shares — Pools A and B g Public Offering and the International Offering) will be dividedable under the Hong Kong Public Offering (subject to anyable under the Hong Kong Public Offering (subject to any range ioffertooffertoto HK$1.51 per Offer Share) at any time on or prior to the morning of the last day for lodging applications under the Hong Konged under the Global Offering and/or the indicative Offer Price range below that stated in the Prospectus (which is HK$1.26nappropriate, the Sole Global Coordinator (on behalf of the Underwriters) may reduce the number of Offer Shares beinged under the Global Offering and/or the indicative Offer Price range below that stated in the Prospectus (which is HK$1.26nappropriate, the Sole Global Coordinator (on behalf of the Underwriters) may reduce the number of Offer Shares beingnappropriate, the Sole Global Coordinator (on behalf of the Underwriters) may reduce the number of Offer Shares being equally into two pools for allocation purpose s (to the nearest board lot): Pool A comprising 46,500,000 Hong Public Offering. In such a case, the Company will, as soon as practicable following the decision to make such reduction, and in Kong Public Offer Shares and Pool B com prising 46,500,000 Hong Kong Public Offer Shares. The Hong Kong any event not later than the morning of the last day for lodging applications under the Hong Kong Public Offering , cause to be Public Offer Shares in Pool A will be al located on an equitable basis to successful applicants who have applied published in the South China Morning Post (in English) and the Hong Kong Economic Times (in Chinese) notice of the for Hong Kong Public Offer Shares brokerage, SFC transaction levy and Pool B will be allocated on an brokerage, SFC transaction levy and Pool B will be allocated on an Pool B will be allocated on an equitable basis to successful applicants who have applied for the Hong KongStock Exchange trading fee payable). The Hong Kong Public Offer Shares inwith a total subscription amount of HK$5 million or below (excludingStock Exchange trading fee payable). The Hong Kong Public Offer Shares inwith a total subscription amount of HK$5 million or below (excludingwith a total subscription amount of HK$5 million or below (excluding reduction in the number of Offer Shares being offered under the Global Offering and/or the indicative Offer Price range. Suchnotice will also be available at the website of the Stock Exchange at notice will also be available at the website of the Stock Exchange at www.kineticme.com . Such notice will also include confirmation or revision, as appropriate, of the working capital statement Such notice will also include confirmation or revision, as appropriate, of the working capital statement www.hkexnews.hk and on the Company’s website at Public Offer Shares with a to tal subscription amount of more than HK$5 million (excluding brokerage, SFC and the offering statistics as currently set out in the section headed “Summary and Highlights” in the Prospectus and any other transaction levy and Stock E xchange trading fee payable) and up to the value of Pool B. You should be aware that financial information which may change as a result of such reduction. If for any reason, the Offer Price is not agreed by applications in Pool A an d Pool B may receive different allocation ratios. If the Hong Kong Public Offer Shares Wednesday, 21 March 2012 between the Sole Global Coordinator (on behalf of the Underwriters) and the Company, the Global in one (but not both) of the pools are undersubscribed, the surplus Hong Kong Public Offer Shares will be Offering (including the Hong Kong Public Offering) will not proceed and will lapse. transferred to the ot her pool to satisfy demand in that other pool and be allocated accordingly. You can o nly I. Allocation of Hong Kong Public Offer Shares receive an allocati on of the Hong Kong Public Offer Shares from either Pool A or Pool B but not from both pools. The applications for the Hong Kong Public Offer Shares will not be processed and no allocation of any such Hong Kong Public Multiple or sus pected multiple applications within either pool or between pools, and any application f or more Offer Shares will be made until the closing of the application lists. The Company expects that the results of allocations of the than 50% of the 93,000,000 Shares initially comprised in the Hong Kong Public Offering (that is 4 6,500,000) Hong Kong Public Offer Shares under the Hong Kong Public Offering, including applications made under WHITE and Hong Kon g Public Offer Shares initially allocated to each pool are liable to be rejected. Allocation o f Hong Kong YELLOW Application Forms and by giving electronic application instructions to HKSCC or the designated White Form eIPO Public Offer Shares to investors under the Hong Kong Public Offering, both in relation to Pool A and Pool B, will Service Provider which will include the Hong Kong identity card numbers, passport numbers or Hong Kong business registration be ba sed solely on the level of valid applications received under the Hong Kong Public Offe ring. The basis of numbers of successful applicants and the number of the Hong Kong Public Offer Shares successfully applied for will be made all ocation in each pool may vary, depending on the number of Hong Kong Public Offer Shar es validly applied for available in the manner described in the section headed “How to Apply for Hong Kong Public Offer Shares – Results of by each applicant. Such allocation could, where appropriate, consist of balloting, which would mean that some Allocations” in the prospectus. applicants may receive a higher allocation than others who have applied for the samPublic Offer Shares, and those applicants who are not successful in the ballot may Public Offer Shares.Public Offer Shares, and those applicants who are not successful in the ballot may Public Offer Shares.Public Offer Shares. not receive any Hong Konge number of Hong Konge number of Hong Kong J. name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account orfor sums paid on application. If your application is wholly or partially successful, your Share certificate(s) will be issued in the If your application for Hong Kong Public Offer Shares is successful (in whole or in part) No receipt will be issued Supplemental information the stock account of your designated CCASS Participant as instructed by you in this Application Form on Thursday, 22 March If any supplement to the Prospectus is issued, applicant(s) who have alrea dy submitted an application may or 2012, or under certain contingent situations, on any other date as shall be determined by HKSCC or HKSCC Nominees. may not (depending on the information contained in the supplement) b e notified that they can withdraw their • If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): applications. If applicant(s) have not been so notified, or if appli cant(s) have been notified but have not For Hong Kong Public Offer Shares credited to the stock account of your designated CCASS Participant (other than a withdrawn their applications in accordance with the procedure to be notified, all applications that have been CCASS Investor Participant), you can check the number of Hong Kong Public Offer Shares allocated to you with that sub mitted remain valid and may be accepted. Subject to the a bove and below, an application once made is CCASS Participant. irrevo cable and applicants shall be deemed to have applied on the basis of the Prospectus as supplemented. • If you are applying as a CCASS Investor Participant: Effect of completing and submitting this Application Form The Company expects to make available the results of the Hong Kong Public Offering, including the results of CCASS By completi ng and submitting this Application Form yo u (and if you are joint applicants, each of you jointly Investor Participants applications on Thursday, 22 March 2012. You should check the results made available by the and severally) for yourself or as agent or nominee an d on behalf of each person for whom you act as agent or Company and report any discrepancies to HKSCC before 5:00 p.m. on Thursday, 22 March 2012 or such other date as nominee: shall be determined by HKSCC or HKSCC Nominees. Immediately following the credit of the Hong Kong Public Offer • instruct and authorise the Company and/or the Sole Global Coordinator (or their respective agents Shares to your stock account, you can check your new account balance via the CCASS phone system and the CCASS or nomine es), as agents of the Co mpany, to do on your behalf all things necessary to register any internet system (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect Hong Kong Public Offer Shares allocated to you in the name of HKSCC Nominees as required by from time to time). HKSCC will also make available to you an activity statement showing the number of Hong Kong the Memorandu m and the Art icles of Association and otherwise to give effect to the arrangements Public Offer Shares credited to your stock account. described in the P rospectus and this Application Form; Share credited to the stock account of your designated CCASS Participant or your CCASS Investor Participant stock account will only
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• undertake to sign a ll do cuments and to do all things necessary to enable HKSCC Nominees to be become valid Shares if the Global Offering has become unconditional in all respects and the Underwriting Agreements have not been registered as the holder of the Hong Kong Public Offer Shares to be allocated to you, and as terminated in accordance with their terms, which is expected to be at or around 8:00 a.m., on Friday, 23 March 2012. The Company required by the Memorandum and the Articles of Association; will not issue temporary documents of title. No receipt will be issued for sums paid on application. If the Offer Price as finally
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• agree HKSCC Nominees and deposited directly into CCASS operated by HKSCC for credit to yourthat any Hong Kong Public Offer Shares allocated to you shall be registered in the name of determined is less than HK$1.51 per Offer Share, appropriate refund payments (including brokerage, SFC transaction levy and StockExchange trading fee attributable to the surplus application monies) will be made to you, without interest. CCASS Investor Participant stock account or the stock account of your designated CCASS K. Circumstances in which you will not be allocated Hong Kong Public Offer Shares Participant, in accordance with your election on the Application Form; You may not be allocated Hong Kong Public Offer Shares for any of the following reasons:
B. If you are a nominee
C. Lodge only one application for your benefit (or for the benefit of you and any of your joint applicants)
then the application will be treated as being made for your benefit. The Offer Price is expecte d to be fixed by agreement between the Company and the Sole Global Coordinator (on behalf of the Unlisted company means a company with no equity securities listed on the Stock Exchange. Underwriters) on or arou nd Friday, 16 March 2012, and in any event no later than Wednesday, 21 March 2012. Applicants for Statutory control in relation to a company means you: c Offer Shares are required to pay, on application, the maximum Offer Price of HK$1.51 for each Offer at company; or brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%, subject toc Offer Shares are required to pay, on application, the maximum Offer Price of HK$1.51 for each Offer •••••• control the composition of the board of directors of thcontrol more than half of the voting power of that chold more than one-half of the issued share cap in relation to a company means you:control more than half of the voting power of that chold more than one-half of the issued share cap in relation to a company means you:hold more than one-half of the issued share cap in relation to a company means you: ital of that company (not counting any part of itompany; orat company; orompany; orat company; or the Hong Kong PubliShare together withrefund of any resthan HK$1.51Share together withrefund of any resthan HK$1.51refund of any resthan HK$1.51than HK$1.51 . If, based on the level of interest expressed by prospective institutional and professional investors and otherulting surplus application monies to successful applicants, without interest, if the Offer Price should be lower brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%, subject toc Offer Shares are required to pay, on application, the maximum Offer Price of HK$1.51 for each Offerulting surplus application monies to successful applicants, without interest, if the Offer Price should be lower brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%, subject toc Offer Shares are required to pay, on application, the maximum Offer Price of HK$1.51 for each Offer which carries no right to participate beyond a s pecified amount in a distribution of either profits or investors du ring the book-building process, the Sole Global Coordinator (on behalf of the Underwriters and with the consent of capital). the Comp any) considers the number of Offer Shares being offered under the Global Offering and/or the indicative Offer Price D. The total number of Offer Shares initially availadjustment of the Shares between the Hong Konadjustment of the Shares between the Hong Kon Allocation of Hong Kong Public Offer Shares — Pools A and B g Public Offering and the International Offering) will be dividedable under the Hong Kong Public Offering (subject to anyable under the Hong Kong Public Offering (subject to any range ioffertooffertoto HK$1.51 per Offer Share) at any time on or prior to the morning of the last day for lodging applications under the Hong Konged under the Global Offering and/or the indicative Offer Price range below that stated in the Prospectus (which is HK$1.26nappropriate, the Sole Global Coordinator (on behalf of the Underwriters) may reduce the number of Offer Shares beinged under the Global Offering and/or the indicative Offer Price range below that stated in the Prospectus (which is HK$1.26nappropriate, the Sole Global Coordinator (on behalf of the Underwriters) may reduce the number of Offer Shares beingnappropriate, the Sole Global Coordinator (on behalf of the Underwriters) may reduce the number of Offer Shares being equally into two pools for allocation purpose s (to the nearest board lot): Pool A comprising 46,500,000 Hong Public Offering. In such a case, the Company will, as soon as practicable following the decision to make such reduction, and in Kong Public Offer Shares and Pool B com prising 46,500,000 Hong Kong Public Offer Shares. The Hong Kong any event not later than the morning of the last day for lodging applications under the Hong Kong Public Offering , cause to be Public Offer Shares in Pool A will be al located on an equitable basis to successful applicants who have applied published in the South China Morning Post (in English) and the Hong Kong Economic Times (in Chinese) notice of the for Hong Kong Public Offer Shares brokerage, SFC transaction levy and Pool B will be allocated on an brokerage, SFC transaction levy and Pool B will be allocated on an Pool B will be allocated on an equitable basis to successful applicants who have applied for the Hong KongStock Exchange trading fee payable). The Hong Kong Public Offer Shares inwith a total subscription amount of HK$5 million or below (excludingStock Exchange trading fee payable). The Hong Kong Public Offer Shares inwith a total subscription amount of HK$5 million or below (excludingwith a total subscription amount of HK$5 million or below (excluding reduction in the number of Offer Shares being offered under the Global Offering and/or the indicative Offer Price range. Suchnotice will also be available at the website of the Stock Exchange at notice will also be available at the website of the Stock Exchange at www.kineticme.com . Such notice will also include confirmation or revision, as appropriate, of the working capital statement Such notice will also include confirmation or revision, as appropriate, of the working capital statement www.hkexnews.hk and on the Company’s website at Public Offer Shares with a to tal subscription amount of more than HK$5 million (excluding brokerage, SFC and the offering statistics as currently set out in the section headed “Summary and Highlights” in the Prospectus and any other transaction levy and Stock E xchange trading fee payable) and up to the value of Pool B. You should be aware that financial information which may change as a result of such reduction. If for any reason, the Offer Price is not agreed by applications in Pool A an d Pool B may receive different allocation ratios. If the Hong Kong Public Offer Shares Wednesday, 21 March 2012 between the Sole Global Coordinator (on behalf of the Underwriters) and the Company, the Global in one (but not both) of the pools are undersubscribed, the surplus Hong Kong Public Offer Shares will be Offering (including the Hong Kong Public Offering) will not proceed and will lapse. transferred to the ot her pool to satisfy demand in that other pool and be allocated accordingly. You can o nly I. Allocation of Hong Kong Public Offer Shares receive an allocati on of the Hong Kong Public Offer Shares from either Pool A or Pool B but not from both pools. The applications for the Hong Kong Public Offer Shares will not be processed and no allocation of any such Hong Kong Public Multiple or sus pected multiple applications within either pool or between pools, and any application f or more Offer Shares will be made until the closing of the application lists. The Company expects that the results of allocations of the than 50% of the 93,000,000 Shares initially comprised in the Hong Kong Public Offering (that is 4 6,500,000) Hong Kong Public Offer Shares under the Hong Kong Public Offering, including applications made under WHITE and Hong Kon g Public Offer Shares initially allocated to each pool are liable to be rejected. Allocation o f Hong Kong YELLOW Application Forms and by giving electronic application instructions to HKSCC or the designated White Form eIPO Public Offer Shares to investors under the Hong Kong Public Offering, both in relation to Pool A and Pool B, will Service Provider which will include the Hong Kong identity card numbers, passport numbers or Hong Kong business registration be ba sed solely on the level of valid applications received under the Hong Kong Public Offe ring. The basis of numbers of successful applicants and the number of the Hong Kong Public Offer Shares successfully applied for will be made all ocation in each pool may vary, depending on the number of Hong Kong Public Offer Shar es validly applied for available in the manner described in the section headed “How to Apply for Hong Kong Public Offer Shares – Results of by each applicant. Such allocation could, where appropriate, consist of balloting, which would mean that some Allocations” in the prospectus. applicants may receive a higher allocation than others who have applied for the samPublic Offer Shares, and those applicants who are not successful in the ballot may Public Offer Shares.Public Offer Shares, and those applicants who are not successful in the ballot may Public Offer Shares.Public Offer Shares. not receive any Hong Konge number of Hong Konge number of Hong Kong J. for sums paid on application. If your application is wholly or partially successful, your Share certificate(s) will be issued in the If your application for Hong Kong Public Offer Shares is successful (in whole or in part) No receipt will be issued
E.
F. Effect of completing and submitting this Application Form By completi ng and submitting this Application Form yo u (and if you are joint applicants, each of you jointly and severally) for yourself or as agent or nominee an d on behalf of each person for whom you act as agent or nominee:
- each of HKSCC and HKSCC Nominees reserves the right (a) not to accept any or part of such allotted Hong Kong Public Offer Shares issued in the name of HKSCC Nominees or not to accept such allotted Hong Kong Public Offer Shares for deposit into CCASS; (b) to cause such allotted Hong Kong Public Offer Shares to be withdrawn from CCASS and transferred into your name (or, if you are a joint applicant, to the first-named applicant) at your own risk and costs; and (c) to cause such allotted Hong Kong Public Offer Shares to be issued in your name (or, if you are a joint applicant, to the first-named applicant) and in such a case, to post the Share certificates for such allotted Hong Kong Public Offer Shares at your own risk to the address on your Application Form by ordinary post or to make available the same for your collection;
1. Full discretion to reject or accept your application:
The Company, the Sole Global Coordinator (as agent of the Company or the designated White Form eIPO Service Provider) or their respective agents have full discretion to reject or accept any application, in full or in part, without assigning any reason.
2. You will not receive any allotment if:
- Your application is a multiple or a suspected multiple application;
your Application Form is not completed correctly in accordance with the instructions as stated in the Application Form (if you apply by an Application Form);
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your payment is not made correctly or you pay by cheque or banker’s cashier order and the cheque or banker’s cashier order is dishonoured on its first presentation;
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agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted Hong Kong Public Offer Shares issued in the name of HKSCC Nominees;
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you or the person for whose benefit you apply for have applied for or taken up, or indicated an interest for, or received or have been or will be placed or allotted (including conditionally and/or provisionally) International Offer Shares under the International Offering;
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agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the Prospectus and this Application Form;
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• agree that neither HKSCC nor HKSCC Nominees shall be liable to you in any way;
| Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into | Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into | Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into | Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into | Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into | Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into | Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into | Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into | Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into | Please use this Application Form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into | |
|---|---|---|---|---|---|---|---|---|---|---|
| the Central Clearing and Settlement System(“CCASS”) for credit toyour CCASS Investor Participant stock account or the stock account ofyour designated CCASS | Participant. | |||||||||
| • the Company believes that the acceptance of your application would violate the applicable |
If you are an individual who has opted for personal collection, you must not authorise any other person | to | make collection on | |||||||
| securities or other laws, rules or regulations of the jurisdiction in which your application | your behalf. If you are a corporate applicant which has opted for personal collection, your authorised representative must attend | |||||||||
| is received or your address appeared in this Application Form is located; | bearing a letter of authorization from your corporation stamped with your company chop. Both individuals | and authorised | ||||||||
| • any of the Underwriting Agreements does not become unconditional or is terminated in |
representatives (if applicable) must produce, at the time of collection, evidence of identity acceptable to Computershare Hong | |||||||||
| accordance with the terms thereof; or | Kong Investor Services Limited. | |||||||||
| • if you apply for more than 50% of the Hong Kong Public Offer Shares initially being |
If you do not collect your refund cheque(s) in person within the time specified for collection, it/they will | be | despatched promptly | |||||||
| offered for subscription by the public in Hong Kong. | to you by ordinary post to the address as specified in the Application Form at your own risk. | |||||||||
| 3. If your application is revoked or withdrawn: By completing and submitting this Application Form, you agree that your application is irrevocable until after the fifth day after the time of opening of the Application List (excluding for this purpose, any day which is a Saturday, Sunday or public holiday in Hong Kong). This agreement will take effect as a collateral contract with the Company, and will become binding when you lodge your |
If you have applied for less than 1,000,000 Hong Kong Public Offer Shares or if you have applied for 1,000,000 Hong Kong Public Offer Shares or more but have not indicated on your Application Form that you will collect your refund cheque(s) in person, your refund cheque(s) (where relevant) will be despatched promptly to you by ordinary post to the address as specified in the Application Form at your own risk. It is intended that special efforts will be made to avoid any undue delay in refunding application monies where appropriate. |
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| Application Form. This collateral contract will be in consideration of the Company agreeing that it will not offer any Hong Kong Public Offer Shares to any person on or beforethe fifth day after the |
Personal data | |||||||||
| time of the opening of the Application Lists (excluding for this purpose, any day which is a | Personal Information Collection Statement | |||||||||
| Saturday, Sunday or public holiday in Hong Kong), except by means of one of the procedures | The main provisions of the Personal Data (Privacy) Ordinance (the “Ordinance”) came into effect in Hong Kong | on | December 20, 1996. | |||||||
| referred to in the Prospectus. Your application may only be revoked before the fifth day after the time of the opening of the Application Lists (excluding for this purpose, any day which is a Saturday, Sunday or public holiday in Hong Kong), if a person responsible for the Prospectus under section 40 of the Companies Ordinance (as applied by section 342E of the Companies Ordinance) gives a public notice under that section which excludes or limits the responsibility of that person for the Prospectus. If any supplement to the Prospectus is issued, applicant(s) who have already submitted an application may or may not (depending on the information contained in the supplement) be notified that they can withdraw their applications. If applicant(s) has/have not been so notified, or if applicant(s) has/have been notified but has/have not withdrawn their applications in accordance with the procedure to be notified, all applications that have been submitted remain valid and may be accepted. Subject to the above, an application once made is irrevocable and applicants shall be deemed to have applied on the basis of the Prospectus as supplemented. If your application has been accepted, it cannot be revoked. For this purpose, acceptance of applications which are not rejected will be constituted by notification in the press of the results of allocation, and where such basis of allocation is subject to certain conditions or provides for allocation by ballot, such acceptance will be subject to the satisfaction of such conditions or results of the ballot, respectively. 4. If your allocation of Hong Kong Public Offer Shares is void: Your allocation of the Hong Kong Public Offer Shares will be void if the Listing Committee of the Stock Exchange does not grant approval for the listing of, and permission to deal in the Shares either: • within 3 weeks from the closing of the application lists; or • within a longer period of up to 6 weeks if the Listing Committee of the Stock Exchange notifies the Company of that longer period within 3 weeks of the closing date of the application lists. L. Refund of your money Your application monies, or the appropriate portion thereof, together with the related brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%, will be refunded if: • your application is rejected, not accepted or accepted in part only or if you do not receive any Hong Kong Public Offer Shares for any of the above reasons; • the Offer Price as finally determined is less than the Offer Price of HK$1.51 per Offer Share (excluding brokerage, SFC transaction levy and Stock Exchange trading fee thereon) paid on application; • any application is revoked or any allotment pursuant thereto has become void. No interest will be paid thereon. All interest accrued on such monies prior to the date of refund will be retained for the benefit of the Company. In a contingency situation involving a substantial over-subscription, at the discretion of the Company and the Sole Global Coordinator, cheques for applications for certain small denominations of Hong Kong Public Offer Shares (apart from successful applications) may not be cleared. Refund of your application monies (if any) will be made on Thursday, 22 March 2012 in accordance with the various arrangements as described above. Refund cheques will be crossed “Account Payee Only” and made out to you, or if you are joint applicants, to the first-named applicant on the Application Form. Part of your Hong Kong identity card number or passport number, or, if you are joint applicants, part of the Hong Kong identity card number or passport number of the first-named applicant, provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification of your Hong Kong identity card number or passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong identity card number or passport number may lead to delay in encashment of or may invalidate your refund cheque. If you have applied for 1,000,000 or more Hong Kong Public Offer Shares and have indicated on your Application Form that you wish to collect your refund cheque in person and have provided all information required by your Application Form, you may collect it in person from the Company’s Hong Kong Share Registrar: Computershare Hong Kong Investor Services Limited Shops 1712-1716, 17/F, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong between 9:00 a.m. and 1:00 p.m. on the date or any other dates as notified by the Company in the newspapers as the date of dispatch of refund cheques. The date of dispatch is expected to be Thursday, 22March 2012. This Personal Information Collection Statement informs the applicants for and holders of Hong Kong Public Offer Shares of the policies and practices of the Company and its Hong Kong Share Registrar (the “Hong Kong Share Registrar”) inrelation to personal data and the Ordinance. 1. Reasons for the collection of your personal data From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct personal data to the Company and the Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar. Failure to supply the requested data may result in your application forsecurities being rejected or in delayor inability of the Company and the Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay Registration or transfer of the Hong Kong Public Offer Shares which you have successfully applied for and/or the dispatch of Share certificate(s) and/ or the dispatch of refund cheque(s) to which you are entitled. It is important that holders ofsecurities inform the Company and the Hong Kong Share Registrar immediately of any inaccuracies in the personal data supplied. 2. Purposes The personal data of the applicants and holders of securities may be used, held and/or stored (by whatever means) for the following purposes: • processing of your application and refund cheque, where applicable, and verification of compliance with the terms and application procedures set out inthis Application Form and the Prospectus and announcing results of allocations of the Hong Kong Public Offer Shares; • enabling compliance with all applicable laws and regulations in Hong Kong and elsewhere; • registering new issues or transfers into orout of the name of holders of securities including, where applicable, in the name of HKSCC Nominees; • maintaining or updating the register of holdersof securities of the Company; • conducting or assisting to conduct signatureverifications, any other verification or exchange of information; • establishing benefit entitlements of holders ofsecurities of the Company, such as dividends, rights issues and bonus issues; • distributing communications from the Company anditssubsidiaries; • compilingstatistical information and shareholder profiles; • makingdisclosures as required by laws, rules or regulations (whether statutory or otherwise); • disclosing identities of successful applicants by way of press announcement(s) or otherwise; • disclosing relevant information to facilitate claims on entitlements; and • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to holders of securitiesand/or regulatorsand/or any other purpose to which the holders of securities may from time to time agree. 3. Transfer of personal data Personal data held by the Company and the Hong Kong Share Registrar relating to theapplicants and the holders of securities will be kept confidential but the Company and the Hong Kong Share Registrar, to the extent necessary for achieving the above purposes or any of them, may make such enquiries as they consider necessary to confirm the accuracy of the personal data and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the applicants and the holdersof securities to, from or with any and all of the following persons and entities: • the Company or its respective appointed agents such as financial advisers and receiving bankers; • HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS (in cases where theapplicants have requested for the Hong Kong Public OfferShares to be deposited into CCASS); • any agents, contractors or third party service providers who offer administrative, telecommunications, computer, paymentor other services to the Company and/or the Hong Kong Share Registrar in connection with the operation of their businesses; • the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and • any other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors,accountants or stockbrokers. 4. Access and correction of personal data The Ordinanceprovides the applicants and the holders of securities with rights to ascertain whether the Company or the Hong Kong Share Registrar holds their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Companyand the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of anydata access request. All requests for access to data or correction of data or for information regarding policies and practices and kinds of data held should be addressed to the Company, at its registered address disclosed in the ~~“~~Corporate Information” section in the Prospectus or as notified from time to time in accordance with applicable law, for the attention of the company secretary, or the Company’s Hong Kong Share Registrar for the attention of the privacy compliance officer. By signing this Application Form, you agree to all of the above. How to make your application: 1. Use the table set out below to calculate how much you must pay for the number of Hong Kong Public Offer Shares you want to subscribe for. Your application must be for a minimum of 2,000 Hong Kong Public Offer Shares. Applications must be in one of the numbers set out in the table below. No application for any other number of Hong Kong Public Offer Shares will be considered and any such application is liableto be rejected. The table also sets out the total amount payable for such Hong Kong Public Offer Shares.On application, you must pay the maximum Offer Price of HK$1.51 per Offer Share, plus brokerage of 1%,SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%. 2. Complete the Application Form in English (save asotherwise indicated) as indicated below and sign on the first page of the Application Form. Only written signatures will be accepted. If you are applying through a designated CCASSParticipant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its CCASS Participant I.D. in the appropriate box. If you are applying as an individual CCASS Investor Participant: • the Application Form must contain your full name and Hong Kong Identity Card number; and • you must insert your CCASS Participant I.D. in the appropriate box in the Application Form. If you are applying as a joint individual CCASS Investor Participant: • the Application Formmust contain all joint CCASS Investor Participants’ names and their Hong Kong Identity Cardnumbers of all the joint CCASS Investor Participants; and • your CCASS Participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • the Application Form must contain your company name and Hong Kong Business Registration number; and • your CCASS Participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box. Incorrect or omission of details of the CCASS Participant (including participant I.D. and/or company chop bearing its company name) or other similar matters may render your application invalid. 3. Staple your cheque or banker’s cashier order to the form. You must pay for the Hong Kong PublicOffer Shares appliedfor byone chequeor by one banker’s cashier order. If you pay by cheque, the cheque must: • be in Hong Kong dollars; • not be post-dated; • be drawn on your Hong Kong dollar bank account in Hong Kong; ~~•~~ show your account name,which must either be pre-printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must bethe same as your name on the Application Form. If it is a joint application, the account name must be the same as that of the first- named applicant; ~~•~~ be payable to~~“~~HSBC Nominees (Hong Kong) Limited - Kinetic Mines Public Offer”; and • be crossed~~“~~Account Payee Only”. Each application must be accompanied by either a separate cheque orbanker’s cashier order. Your application will be rejected if your cheque: • does not meet all these requirements; or • is dishonoured on its first presentation. If you pay by banker’s cashier order, the banker’s cashier order must: • be issued by a licenced bank in Hong Kong,and have your name certified on the back by a person authorised by the bank. The name certified on the back of the banker’s cashier order and the name on the Application Form must be the same. If it is a joint application, the name on the back of the banker’s cashierorder must be the same as the name of the first-named applicant; • be in Hong Kong dollars; • not be post-dated; ~~•~~ be made payable to “HSBC Nominees (Hong Kong) Limited - Kinetic Mines Public Offer”; and • be crossed “Account Payee only”. Your applicationwill be rejected if your banker’s cashier order does not meet all these requirements. 4. Tear off theApplication Form, fold the form once and lodge it in one of the special collection boxes provided at any of the following branches of The Hong Kong and Shanghai Banking Corporation Limited: District Branch Name Address Hong Kong Island Hong Kong Office Level 3 & BL1, 1 Queen's Road Central, HK Chai Wan Branch Shop No. 1-11, Block B, G/F, Walton Estate, Chai Wan, HK 128 Queen's Road Central Branch V Heun Building, 128-140 Queen's Road Central, Central, HK Causeway Bay Branch Shop G08, G/F & 1/F, Causeway Bay Plaza 2, 463-483 Lockhart Road, HK Kowloon Kwun Tong Branch 2/F, No. 1 Yue Man Square, Kwun Tong, KLN Mong Kok Branch Basement, U/F & 1/F, 673 Nathan Road, Mong Kok, KLN Tsim Sha Tsui Branch Basement, U/G, 1/F & 2/F, 82-84 Nathan Road, Tsim Sha Tsui, KLN New Territories Citywalk Branch Shops G21-22 and UG69 & 71, Citywalk, 1 Yeung Uk Road, Tsuen Wan, NT Shatin Plaza Branch Shop 49 Level 1, Shatin Plaza, 21-27 Sha Tin Centre Street, Sha Tin, NT East Point City Branch Shop No. 198, East Point City, 8 Chung Wa Road, Tseung Kwan O, NT 5. Your Application Form can be lodged at these times: Tuesday, 13 March 2012 — 9:00 a.m. to 4:30 p.m. Wednesday, 14 March 2012 — 9:00 a.m. to 4:30 p.m. Thursday, 15 March 2012 — 9:00 a.m. to 4:30 p.m. Friday, 16 March 2012 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Friday, 16 March 2012, or if the Application Lists are not open on that day, by the time and date stated below. The Application Lists will be open from 11:45 a.m. and 12:00 noon on Friday, 16 March 2012, subject only to the weather conditions. The Application Lists will not open if there is: • a tropical cyclone warning signal number 8 or above, or • a “black” rainstorm warning signal in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on Friday, 16 March 2012. Instead they will be open between 11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon. Business day means a day that is not a Saturday, Sunday or public holiday in Hong Kong. 7. The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be presented for payment before 12:00 noon on Friday, 16 March 2012. The Company will not give you a receipt for your payment. The Company shall keep all interest accrued on your application monies (up until, in the case of monies to be refunded, the date of dispatch of refund cheques). The right is also reserved to retain any Share certificates and/or any surplus application monies or refunds pending clearance of your cheque or banker’s cashier order. NUMBER OF HONG KONG PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS Sample 樣 版 |
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| Number of Hong Kong Public Amount payable Number of Hong Kong Public Offer Shares applied for on application Offer Shares applied for HK$ |
Amount payable Number of Hong Kong Public Amount payable on application Offer Shares applied for on application HK$ HK$ |
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| 2,000 3,050.44 4,000 6,100.88 6,000 9,151.32 8,000 12,201.76 10,000 15,252.21 12,000 18,302.65 14,000 21,353.09 16,000 24,403.53 18,000 27,453.98 20,000 30,504.42 30,000 45,756.63 40,000 61,008.83 50,000 76,261.05 60,000 91,513.25 70,000 106,765.46 80,000 122,017.66 90,000 100,000 150,000 200,000 250,000 300,000 350,000 400,000 450,000 500,000 600,000 700,000 800,000 900,000 1,000,000 2,000,000 |
137,269.88 152,522.08 228,783.13 305,044.16 381,305.21 457,566.24 533,827.29 610,088.32 686,349.37 762,610.40 915,132.48 1,067,654.56 1,220,176.64 1,372,698.72 1,525,220.80 3,050,441.60 3,000,000 4,575,662.40 4,000,000 6,100,883.20 5,000,000 7,626,104.00 6,000,000 9,151,324.80 7,000,000 10,676,545.60 8,000,000 12,201,766.40 9,000,000 13,726,987.20 10,000,000 15,252,208.00 15,000,000 22,878,312.00 20,000,000 30,504,416.00 25,000,000 38,130,520.00 30,000,000 45,756,624.00 35,000,000 53,382,728.00 40,000,000 61,008,832.00 46,500,000(1) 70,922,767.20 (1) Maximum number of Hong Kong Offer Shares you may apply for. |
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記獲發行的香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」), 以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本申請表格。
KINETIC MINES AND ENERGY LIMITED 力量礦業能源有限公司
(incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司)
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全球發售
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申請條件 ‧ 聲明 、 保證 並 承諾 閣下與 閣下代為申請的受益人並非身處美國境內(定義見S規例)的人士, A. 申請人資格 並且會在離岸交易(定義見S規例)中購入香港公開發售股份; 1. 閣下作為申請人及 閣下為其利益提出申請的任何人士,必須年滿18 歲或以上並 ‧ 同意 並 保證 如香港境外任何地區的法例適用於本申請,則 閣下已遵 守一切有關法例,而本公 須擁有香港地址。 司、獨家保薦人、獨家全球協調人及包銷商及彼等各自的 高級職員或顧問 不會因接納 閣下的認
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- 如 閣下屬 商號 ,則須以個人成員而非以商號的名義提出申請。聯名申請人數目 購申請或因應 閣下根據本招股章程所載條款及條件應 有的權利與責任而採 取的行動而違反香港 3. 不得超過四名。如 閣下屬 法人團體 ,本申請表格須蓋有公司印章(附有公司名稱)並由一名正式 ‧ 境外地區的任何法例; 確認 閣 下已收取招股章程,並僅依賴招股章程所 載的資料及陳述提出申請,而 將不會依賴任 4. 授權的高級職員簽署,並須註明簽署人的職銜。除非是在獲得上市規則批准的情況下,如 閣下或 閣下為其利益提出申請的任 ‧ 何其他資料及陳述(招股章程的任何補充文件所 同意 本公司、獨家保薦人、獨家全球協調人、 聯席賬簿管理人、聯席牽頭經辦人、副載者除外); 牽頭經辦 何人士屬下列身份,則 不得 申請任何香港公開發售股份: 人、香港包銷商及任何彼等各自的董事、高 級職員、員工、代理或顧問及任何其他參與全 球發售 ‧ 本公司或其任何附屬公司股份的現有實益擁有人; 的各方僅須對招股章程及其任何補充文件 所載的資料及陳述負責(而僅限於具司法管轄權法 院裁 ‧‧ 上述任何人士的聯繫人(「聯繫人」一詞的定義見上市規則);或本公司或其任何附屬公司的最高行政人員或董事; ‧ 同意 定存在的該等責任);(在不損害 閣下可能擁有的任 何其他權利的情況下)閣 下的申請一經接納, 閣下不得因 ‧ 本公司的關連人士或於緊隨全球發售完成後將成為本公司關連人士的人士。 ‧ 無意的失實陳述而撤銷申請; 承諾 及 同意 接納 閣下所申請 認購的香港公開發售股份,或接納獲分配的任何較是次申請數目為
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- 如 閣下或 閣下為其利益提出申請的任何人士屬下列身份,則港公開發售股份: 不得 申請任何香 ‧ 少的香港公開發售股份; 授權 本公司將香港結算代 理人的名稱列入本公司的股東名冊,以登記為 閣下獲分配的任何香港 ‧ 中國(不包括香港、澳門和台灣)的法人或自然人(合資格境內機構投資者 公開發售股份的持有人 ,並 授權 ( 須受招股章程所載列的條款及條件規限)本公司及/或其代理將 除外); 任何退款支票(如有) ,以普通郵遞 方 式按 閣下所遞交的申請表格上填寫的地址寄予 閣下,或
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‧ 美籍人士(定義見美國證券法S規例); (如屬聯名申請人) 在本申請表格上排 名 首位的申請人, 郵誤風險概由 閣下承擔, 惟倘 閣下 ‧ 如 閣下並無香港地址;或 已申請1,000,00 0股或以上香港公開發售股份,並已在本申請表格上註明 閣下欲親自領 取退款 ‧ 已申請或認購或已表明有意認購或已經或將會獲配售(包括有條件及/或暫定)國際發售的國際發售股份。 ‧ (如是項申支票(如有) 請乃為 閣並已提供本申請表格所需的一下本身的利益而提出 切) 資料; 保證 是項申請乃為 閣下利益以 白色 或 黃色 申請表
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B. 如 閣下為代名人 供應格或透 商發出過中央結算系統向香港結算或利用 電子認購指示 而提出的唯一申請; 白表 eIP O服務( www.eipo.com.hk )向指定 白表 eIPO服務 如 閣下為代名人,則 閣下可以本身名義代表不同實益擁有人提出超過一份申請:(1)向 ‧ ( 如 閣下為他人的代理) 保證 已向該位人士作合理查詢,確定是項申請乃為該 位人士的利益以 白 香港結算發出表格遞交超過一份申請表格,惟須於申請表格上「由代名人遞交」方格內填寫每位實益擁有人 電子認購指示 (如 閣 下為中央結算系統參與者);或(2)使用 白色 或 黃色 申請 色表 或eIPO 黃色 服務供應商發出申請表格或透過中央結算系統向香港結算或利用 電子認購指示 而將會提出的唯一 申 白表 請,而 閣下eIPO服務( 已獲正式授權以該位人 www.eipo.com.hk )向 白
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(或如屬聯名實益擁有人的情況而言,則填寫每名有關實益擁有人)的以下資料:‧‧ 賬戶號碼;或另一個身份識別編碼。 ‧ (如申請由代理代表 閣下提出)力及授權以提出申請;士代理的身份簽署本申請表格或發出 保證 閣下已有效及不可撤回 電子認購指示 ; 地 賦予 閣下的代理一切所需的權 如未有填妥以上資料,則該項申請將被視作為 閣下本身的利益而提出。 ‧ 承諾 及 確認 閣下(如是項申請乃為 閣下利益而提出)或 閣 下為其利益提出是項申請的人士 凡代其他人士遞交本申請表格的代名人一概被視作向本公司、獨家全球協調人及香港包銷商 並無申請或認購或表示有意申請或獲得或已獲配售或分配(包 括有條件及/或暫定)並且不會申請 陳述及承諾,彼已獲該位人士(如超過一名,則所有人士)正式授權代該位人士/每名該等人 或認購或表示有意申請國際發售的任何國際發售股份; 士遞交是項申請並同意本申請表格的條款。 閣下進一步承諾會向本公司、獨家全球協調人 ‧ 同意 閣下的申請、任何對申請的接納及據此而訂立的 合約將受香港法例規管,並須按其詮釋; 及每名香港包銷商提供彼等任何一方所需有關該位人士/每名該等人士的資料,以便達成下 ‧ 保證 是項申請所載資料乃真實準確; 文「個人資料」一節所載的任何目的。 ‧ 同意 向本公司及/或其香港證券登記處、收款銀行 、獨家全球協調人及彼等各自的顧問及代理披
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C. 僅可為 閣下本身的利益(或為 閣下及 閣下任何聯名申請人的利益)遞交一份申請 露個人 資料及彼等所需有關 閣下或 閣下為其 利益而提出申請的人士的任何其他資料; 重複申請或疑屬重複的申請將遭拒絕受理。除非符合上文乙節所述的規定,如 閣下或 閣 ‧ 向本公司 (為其本身及各股東的利益(及因此本 公司將因其接納全部或部分申請而被視為已為其本 下連同 閣下的聯名申請人作出以下任何一項行為,則 閣下的所有申請將被視為重複申請 身及代表各 股東向各申請人(包括每位發出 電子認購指示 的中央結算系統參與者))表示 同意 ,遵 而概不受理: 守和符合公司 條例、組織章程大綱及組織 章程細則; ‧ (不論個人或聯名)以 白色 或 黃色 申請表格或透過中央結算系統向香港結算或利用 ‧ 向本公司和各股 東表示 同意 股份持有人 可自由轉讓其股份;及 ‧ (不論個人或與他人聯名)同時以一份 白表 eIPO服務向指定 白表 eIPO服務供應商發出 白色 及一份 電子認購指示黃色 申請表格或以一份提出超過一份申請; 白色 或 一 ‧ 授權 ~~諾~~ 遵 本公司代表 照及遵守組織章 閣下與本公司各董程細則訂明 其對股東的責任。事及高級人員訂立合約,據此,該等董事及高級人員各自承 份 黃色 申請表格及透過中央結算系統透過中央結算系統向香港結算或利用 白表 本公司、獨家全 球協調人、獨家 保薦人 、香港包銷商、參與全球發售的其他各方及彼等各自的董事、高級 eIPO服務向指定 白表 eIPO服務供應商發出 電子認購指示 提出申請; 職員、僱員、合作 夥伴、代理及顧問,均有權依賴 閣下在 閣下的申請中作出的任何保證、陳述或聲
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‧ (不論個人或與他人聯名)以一份 白色 或 黃色 申請表格或透過中央結算系 統向香港 明。聯名申請人作出 、提供或承擔或須履行的所有保證、陳述、聲明及責任,均視為申請人共同及個別作 結算或利用 白表 eIPO服務向指定 白表 eIPO服務供應商發出 電子認購指示 申請超過 出、提供或承擔或須履 行的保證、陳述、聲明及責任。 46,500,000股香港公開發售股份,即初步提呈可供公眾人士認購的 香港公開發售股 G. 授權書
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‧ 已申請或認購國際發售任何發售股份或以其他方式參與國際份50%;或 發售或表明有意認購 如 閣下的申請由正式授權人公司代理)可按其認為適合的任 士透過正式授權代表提出,則獨家全球協調人(或其代理及代名人)(作為本何條件(包括出示 閣下代表的授權證明)酌情接受 閣下的申請。獨家全 任何國際發售股份。 球協調人(以本公司代理的身份 )可全權拒絕或接納全部或部分申請,而毋須說明任何理由。
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如為 閣下的利益 而提出多於一份申請(包括香港結算代理人根據 電子認購指示 提出申請的 部分),則 閣下的所有申請亦會被視為重複申請而遭拒絕受理 。 H. 發售價的釐定 如申請人由非上市公司作出,而: 發售價預期由本公司與獨 家全球協調人(代表包銷商)於二零一二年三月十六日(星期五)或前後協定,無論如 ‧ 該公司主要從事證券買賣;及 何不得遲於二零一二年 三月二十一日(星期三)。申請香港公開發售股份的申請人於申請時須支付每股發售股 ‧ 閣下對該公司可行使法定控制權, 份的最高發售價1.51 港元,另加1%經紀佣金、0.003%證監會交易徵費及0.005%聯交所交易費,如發售價低於 則是項申請將視作為 閣下利益而提出。 1.51港元,則多繳 的申請股款會不計息退回予成功申請人。如獨家全球協調人(代表包銷商並獲本公司同意) 非上市公司 指其股本證券概無在聯交所上市的公司。 根據有意投資的 機構及專業投資者以及其他投資者在累計投標過程中表示的認購意向而認為全球發售提呈 一家公司的 法定控制權 指 閣下: 的發售股份數 目及╱或指示性發售價範圍並不適當,獨家全球協調人(代表包銷商)可於遞交香港公開發售 ‧ 控制該公司董事會的組成;或 申請的截止 日期當日上午或之前隨時將全球發售提呈的發售股份數目及╱或指示性發售價範圍下調至低於 ‧ 控制該公司一半以上的投票權;或 本招股 章程所述者(即每股發售股份1.26港元至1.51港元)。在此情況下,本公司將會在作出有關調減的決定 ‧ 持有該公司一半以上的已發行股 本(不包括無權分享超逾特定金額的溢利分派或資 後, 在實際可行情況下儘快且無論如何不遲於遞交香港公開發售申請的截止日期當日上午,在《南華早報》 本分派的任何部分)。 (以 英文)及《香港經濟日報》(以中文)刊登有關調減全球發售提呈的發售股份數目及╱或指示性發售價範圍
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D. 出的任何股份調整而定),將平 香港公開發售股份的分配—甲組及乙組 就分配而言,香港公開發售初步提46,500,000將按公平基準分配予成功股香港公開發售 申請總認購金額為股份及均分為兩組(取至最接近每手買賣單位):甲組及乙組各自包括46,500,000呈的發售股份總數(視乎香港公開發售與國際發售之間所作5,000,000股香港公開發售股份。甲組的香港公開發售股份港元或以下(不包括應付的經紀佣金、證 該通告亦將包括現載於招股章程「概要及摘要」一節的營運資金說明及發售統計數字及因該下調而可能變動的任何其他財務資料的確認或修訂的通告。該通告亦將會在聯交所網站二零一二年三月二十一日(星期三)或之前協定發售價,則全球發售(包括香港公開發售)將不會進行,並將失效。 (如適當( www.hkexnews.hk )。如獨家全球協調人(代表包銷商)與本公司基於任何理由未能於)及本公司網站( www.kineticme.com )可供查閱。 監會交易徵費及聯交所 交易費)的香港公開發售股份申請人。乙組的香港公開發售股份將按公 I. 香港公開發售股份的分配 平基準分配予成功申 請總認購金額為5,000,000港元以上(不包括應付的經紀佣金、證監會交易 登記申請結束前概不會處理香港公開發售股份的申請,亦不會分配任何該等香港公開發售股份。本公司預 徵費及聯交所交易 費)至最高達乙組價值的香港公開發售股份申請人。 閣下應注意,甲組與 期以 白色 及 黃色 申請表格以及透過向香港結算或指定白表eIPO服務供應商發出電子認購指示申請香港公開 乙組的申請所 獲的分配比例或會有差異。如其中一組(但非兩組)香港公開發售股份認購 不 發售的香港公開發售股份的分配結果,其中包括成功申請人的香港身份證號碼、護照號碼或香港商業登記 足,則餘下的 香港公開發售股份將轉撥至另一組,以滿足另一組的需求及作出相應分配 。 號碼,以及成功申請香港公開發售股份的數目,將可通過招股章程「如何申請香港公開發售股份-分配結 閣下僅可 獲分配甲組或乙組其中一組的香港公開發售股份,但不會兩者兼得。組別或 組別間 果」一節所述的方式查看。 的重複 或疑屬重複申請,及超出香港公開發售初步可供申請的93,000,000股股份 的50%(即 J. 如成功申請香港公開發售股份(全部或部分) 46,50 0,000股香港公開發售股份)的申請,一概遭拒絕受理。香港公開發售分配予 投資者的香 本公司不會就申請所繳付的股款發出任何收據。如 閣下的申請全部或部分獲接納,則 閣下的股票將以 港 公開發售股份(甲組及乙組),將純粹按所接獲的有效香港公開發售申請數 量而定。各組的 香港結算代理人的名義發行,並於二零一二年三月二十二日(星期四)或(如有突發情況)由香港結算或香港 分配基準或會因應每名申請人有效申請的香港公開發售股份數目而有所不同 。上述分配(如適 結算代理人指定的其他日期,直接存入中央結算系統以記存於 閣下在本申請表格內指示的中央結算系統 用)可能包括抽籤,即意味着部分申請人將獲分配的股數或會較其他申請 同一香港公開發售股 投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口。 份數目的人士為高,而未能中籤的申請人,則可能不會獲得任何香港 公開發售股份。 ‧ 如 閣下透過指定的中央結算系統參與者(中央結算系統投資者戶口持有人除外)提出申請:
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E. 補充資料 對於記存於 閣下指定的中央結算系統參與者(中央結算系統投資者戶口持有人除外)的股份戶口 如就招股章程刊發任何補充文件,已遞交申請的申請人可能會 亦可能不會(視乎補充文件所 的香港公開發售股份, 閣下可向該中央結算系統參與者查核所獲分配的香港公開發售股份數 載資料)獲通知可撤回彼等的申請。如申請人未獲通知或申請 人已獲通知但未有根據所通知 目。 的手續撤回申請,則所有已遞交的申請仍屬有效及可供接 納。除上下文所述情況外,申請一 ‧ 如 閣下以中央結算系統投資者戶口持有人的身份提出申請: 經提出即不可撤回,而申請人亦視作根據經補充的招股 章程提出申請。 本公司預期將於二零一二年三月二十二日(星期四)公佈包括中央結算系統投資者戶口持有人的申
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F. 填妥及遞交本申請表格的效用 請結果的香港公開發售結果。 閣下應查核本公司刊登的結果,如有任何差誤,須於二零一二年三月二十二日(星期四)或香港結算或香港結算代理人決定的其他日期下午五時正前向香港結算呈 本申請 表格一經填妥及遞交,即表明 閣下(如屬 聯名申請人,即各聯名申請人個別及共同) 報。緊隨香港公開發售股份記存於 閣下的股份戶口後, 閣下可透過「結算通」電話系統及中央 ‧就閣下本 身或作為代理或代名人及代表 閣下 司的 指示 及代理根據大綱及組織章程細 授權 本公司及/或獨家全球 則的規定,代表 閣下進行所有必要事宜,以香協調人(或彼等各自的代理或代名人)作為本公作為代理或代名人所代表的各位人士: 最新戶口結餘。香港結算亦會向 閣下發出活動結單,列明記存於 閣下股份戶口的香港公開發售股份數目。結算系統互聯網系統(根據香港結算不時生效的「投資者戶口操作簡介」所載的程序)查詢 閣下的 港結算 代理人的名義登記分配 予 閣下的任何香港公開發售股份,以及以其他方 記存入 閣下指定中央結算系統參與者股份戶口或 閣下的中央結算系統投資者戶口持有人股份戶口的股
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‧ 式使得招 承諾 簽署所 股章程及本申請表有必要文件 及進行所有必要事宜,以及根據大綱及組織章程細則規格所述的安排得以進行; 份僅會在全球發售在各方面成為無條件及包銷協議並無根據其條款終止的情況下,方會成為有效的所有權憑證,預期於二零一二年三月二十三日(星期五)上午八時正或前後。本公司不會發出臨時所有權文件。不 ‧ 定,令香港結 同意 分配予 閣 算代理人下的 任何香港公開發售股份以香港結算代理人的名義登記,並直接登記為 閣下將獲分配的香港公開發售股份的持有人; 會就申請支付的款項發出收據。如發售價最終釐定為少於每股發售股份款項餘額所佔的經紀佣金、證監會交易徵費及聯交所交易費)將不計利息退還予 閣下。1.51港元,則適當的退款(包括申請 存入由香港結算操作的中央結算系統,以按 閣下在申請表格上的選擇,記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與 K. 導致 閣下不獲分配香港公開發售股份的情況 者股份戶口; 閣下可能基於下列任何理由不獲分配香港公開發售股份:
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‧ 香港結算及香港結算代理人均可保留權利,(a)不接納以香港結算代理人的名義登記 1. 全權決定拒絕或接納 閣下的申請: 獲配發的任何或部分香港公開發售股份,或不接納該等獲配發的香港公開發售股份 本公司、獨家全球協調人(作為本公司的代理或指定 白表 eIPO服務供應商)或彼等各自的代理,可 存入中央結算系統;(b)安排該等獲配發的香港公開發售股份自中央結算系統中提取 全權酌情決定拒絕或接納全部或部分申請,而毋須申述任何理由。 並轉入 閣下名下(或如屬聯名申請人,則為名列首位的申請人),有關風險及費用 2. 閣下將不獲配發股份,如: 概由 閣下承擔;及(c)安排該等獲配發香港公開發售股份以 閣 下(或如屬聯名申 ‧ 閣下的申請為重複或疑屬重複申請; 請人,則為名列首位的申請人)的名義登記,在此情況下,該等獲配發香港公開發售 ‧ 閣下的申請表格並未按照申請表格所述的指示(如 閣下利用申請表格申請)正確填妥; 股份的有關股票將以普通郵遞方式寄予 閣下的申請表格上所示地址,郵誤風險概 ‧ 閣下未按規定方式付款或 閣下以支票或銀行本票繳款,惟該支票或銀行本票未能於首
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‧ 由 閣下承擔,而 閣下亦可親身領取; 同意 香港結算及香港結算代理人均可對以香港結算代理人的名義發行獲配發的香 ‧ 閣下或 閣下為其利益提出申請的人士已申請或認購或表示有意申請或已收取或已獲或次過戶時兌現; ‧ 港公開發售股份的數目作出調整; 同意 香港結算及香港結算代理人均毋須對概無載於招股章程及本申請表格的資料 ‧ 本公司相信接納 閣下的申請會觸犯 閣下申請表格或 閣下於申請表格上所示地址的將獲配售或配發(包括有條件及/或暫定)國際發售的國際發售股份; ‧ 及陳述承擔任何責任; 同意 香港結算及香港結算代理人無論如何均毋須對 閣下承擔任何責任。 所在司法管轄區任何適用證券或其他法例、規則或法規;
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‧ 任何包銷協議並無成為無條件或根據其條款終止;或 ‧ 閣下申請超過初步提呈供香港公眾人士認購的香港公開發售股份50%以上。
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記獲發行的香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」), 以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本申請表格。
個人及授權代表(如適用)須在領取時出示香港中央證券登記有限公司接納的身份證明文件。 如 閣下未有在指定領取時間內領取 閣下的退款支票,則 閣下的退款支票將隨即於寄發日期下午以普 通郵遞方式,寄往 閣下在申請表格上所示的地址,郵誤風險概由 閣下承擔。 如 閣下申請少於1,000,000股香港公開發售股份或1,000,000股或以上香港公開發售股份,但並無於申請 表格上註明 閣下將親身領取 閣下的退款支票,則 閣下的退款支票將於寄發日期下午以普通郵遞方 式,寄往 閣下在申請表格上所示的地址,郵誤風險概由 閣下承擔。 本公司擬作出特別安排,以盡全力避免不當延遲退還申請款項(如適用)。
- 如 閣下的申請遭撤銷或撤回: 閣下一經填妥並遞交本申請表格,即表示 閣下同意於開始辦理申請登記後第五 日(就此而言不包括星期六、星期日及香港公眾假期)前不可撤回 閣下的申請。 該協議成為與本公司訂立的附屬合約,於 閣下遞交申請表格時生效,對 閣下 具有約束力。而該附屬合約則為本公司同意,除按招股章程所述任何一項程序 外,不得於開始登記認購申請後第五日(就此而言不包括星期六、星期日及香港公 眾假期)或之前向任何人士發售任何香港公開發售股份。 如根據公司條例第40條(按公司條例第342E條應用)須對招股章程負責的人士根據 該條發出公告,免除或限制該人士對招股章程的責任,則 閣下僅可於開始辦理 申請登記後第五日(就此而言不包括星期六、星期日及香港公眾假期)前撤回申 請。
個人資料
個人資料收集聲明
個人資料(私隱)條例(「條例」)中的主要條文已於一九九六年十二月二十日在香港生效,此項個人資料收集聲明是向 香港公開發售股份的申請人及持有人說明本公司及其香港證券登記處就個人資料及條例而制訂的政策及措施。
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如就招股章程刊發任何補充文件,已遞交申請的申請人可能會亦可能不會(視乎補
充文件所載資料)獲通知可撤回彼等的申請。如申請人未獲知會或申請人已獲知會 1. 收集 閣下個人資料的原因
但未有根據所通知的手續撤回申請,則所有已遞交的申請仍屬有效及可供接納。除 證券申請人申請證券時或證券登記持有人將證券轉往其名下,或將證券轉讓予他人,或要求香港證券登記
上文所述情況外,申請一經提出即不可撤回,而申請人亦視作根據經補充的招股章 處提供服務時,須不時向本公司及香港證券登記處提供其最新的準確個人 資 料。
程提出申請。 若未能提供所需資料,會導致 閣下的證券申請遭拒絕受理或延誤或本 公司及香 港證券登記處無法進行過
閣下的申請一經接納即不可撤銷。就此而言,於報章公佈分配結果通知,即代表 戶或提供服務,亦可能妨礙或延誤 閣下成功申請的香港公開發售股 份的登記或過 戶及/或 閣下有權收
未經拒絕受理的申請已獲接納。如有關分配基準須符合若干條件或規定以抽籤形 取的股票及/或退款支票的寄發。證券持有人所提供的個人資料如 有任何不確,必須 即時知會本公司及香
式分配,則接納與否須視乎有關條件能否達成或抽籤結果而定。 港證券登記處。
4. 如 閣下的香港公開發售股份的分配失效: 2. 用途
如聯交所上市委員會未能於下列時間內批准股份上市及買賣,則 閣下的香港公 申請人及證券持有人的個人資料可以任何方式採用、持有 及/或保存,以作下列用途:
開發售股份的分配將告失效: ‧ 處理 閣下的申請及退款支票(如適用)及核實 是否遵守本申請表格及招股章程所載條款 及申請手
‧ 截止辦理申請登記日期後三星期內;或 續以及公佈香港公開發售股份的分配結果;
‧ 聯交所上市委員會於截止辦理申請登記日期後三星期內通知本公司的較 ‧ 使符合香港及其他地方的全部適用法律及 法規;
長期限,該期限最長不超過六星期。 ‧ 登記新發行的證券或為證券持有人登記 轉往其名下或由其名下轉讓予他人的證券,包括(如適 用)
L. ‧‧‧不會支付相關利息。所有有關款項於退款日期前應計的利息將撥歸本公司所有。如出現涉及大量超額認購的特殊情況,按本公司及獨家全球協調人的酌情決定,申請若干小會交易徵費及 退還股款 如出現下列情況, 閣下的申請款項或其適當部分,連同相關的於申請時支付的發售價最終釐定為少於每股發售股份任何申請遭撤回或據此作出的任何配發無效。閣下的申請遭拒絕受理、不獲接納或僅獲部分接納或如 閣下因上述任何原因並無收取任何香港公開發售股份;證監會交易徵費及聯交所交易費);0.005%聯交所交易費將會退還: 1.511%港元(不包括經紀佣金、經紀佣金、0.003%證監 ‧‧‧‧‧‧‧‧‧ 與上述有關保存或更新本公司證券持有人名寄發本公司及其附屬公司披露有關資料核對或協助核對簽名或核對或以報章公佈或其以香港結算代理人的名義登記;確定本公司證券持有人可獲取遵照法例、規則或編製統計資料及股東資 的任何其他附帶或相關用途及以便作出權利索償;及他方式披露成功申請人的身份;法規(不料;的公司通訊;論法交換任何其他資料;的利益,例如股息、供股及紅股的資格;定冊; 或 其他)的規定作出披露; / 或以便本公司及過戶處能夠履行其對證券持 有人及/
額香港公開發售股份的支票(成功申請者除外)可能不予過戶。本公司將於二零一二年三月二 或監管機 構的責任及/或證券持有人不時同 意 的任何其他用途。
十二日(星期四)按照上文所述各項安排退回 閣下的申請款項(如有)。退款支票將會以「只 3. 向他人提供個人資料
准入抬頭人賬戶」劃線方式開出,並以 閣下為收款人如屬聯名申請人,則以排名首位申請 本公司及香港 證券登記處會將申請人及證券持有人的個人資 料 保密,但本公司及香港證券 登記處可能會作
人為收款人。 閣下所提供部分香港身份證號碼或護照號碼,或(如屬聯名申請人)排名首位 出必要的查 詢以確定個人資料的準確性,以便資料可用作上述 任 何用途,尤其可能會 向下列任何或所有人
申請人的部分香港身份證號碼或護照號碼或會印列於 閣下的退款支票(如有)上。上述數據 士及實體 披露、索取或轉交(不論在香港或外地)申請人及證券持有人的個人資料:
亦會轉交第三方以安排退款。在兌現 閣下的退款支票前, 閣下的銀行或須核實 閣下的 ‧ 本公司或其委任的代理,例如財務顧問及收款銀行;
香港身份證號碼或護照號碼。如 閣下填寫的香港身份證號碼或護照號碼並不準確,可能會 ‧ 當申請人要求將香港公開發售股份存入中央結算系統時,香 港 結算及 香港結算代理人將為中央結
延遲或無法兌現 閣下的退款支票。 算系統的運作而使用個人資料;
如 閣下已申請1,000,000股或以上香港公開發售股份並在 閣下的申請表格上註明擬親自 ‧ 任何向本公司及/或香港證券登記處提供與其各自業務運作有關 的行政、電訊、電腦、付款或其
領取退款支票及已提供申請表格上列明的一切所需資料, 閣下可於本公司在報章上公佈有 他服務的代理、承包商或第三方服務供應商;
關寄發退款支票的日期當日或任何其他日期上午九時正至下午一時正期間,親自前往本公司 ‧ 聯交所、證監會及任何其他法定、監管及政府機構;及
的香港證券登記處領取退款支票: ‧ 與證券持有人有業務往來或擬有業務往來的任何其他人士 或機構,例如銀行、律師、會計師或股
香港中央證券登記有限公司 票經紀等。
香港灣仔皇后大道東 183 號合和中心 17 樓 1712-1716 室 4. 查閱及更正個人資料
條例賦予申請 人及證券持有人權利查證本公司或香港證券登 記處是否持有其個人資料,並索取有關資料副
預期寄發退款支票的日期為二零一二年三月二十二日(星期四)。 本及更正任何不確 的資料。依據條例,本公司及香港證 券登記處有權就處理任何查閱資料的要求收取合理
費 用。根據適用條例 ,所有關於查閱資料或更正資料 或查詢政策及措施及持有資料類別的要求,應向本公
如 閣下為選擇親身領取的個別申請人,則不得授權任何其他人士代 閣下領取。如 閣下 司的 公司秘書提出或通 過香港證券登記處向私隱條 例事務主任提出。
為選擇派人領取的公司申請人,則必須由其授權代表持有加蓋公司印章的授權書方可領取。
簽署本申請表格後,即表示 閣下同意上述各項。
如何提出申請: ‧ 支票首次過戶 時未能兌現。
1. 請按照下表計算 閣下擬認購的香港公開發售股份數目所應付的股款。 如以銀行本票付款,則銀行本票必須:
申請股數最少須為2,000股香港公開發售股份,並須按照下表載列的數目 提出申請。申請任 ‧ 由香港持牌銀行發 出,並由有關銀行的授權人士在該銀行本票背面簽署證明 閣下姓名。銀行本
何其他數目的香港公開發售股份將不予考慮,而任何有關申請將一概拒 絕受理。下表亦列出 票背頁所示姓名必須 與申請表格所示的姓名相同。如屬聯名申請,該銀行本票背面所示姓名必須
申請各香港公開發售股份股數的應付股款總額。 閣下須於申請時繳 付每股發售股份的最高 與名列首位申請人的姓 名相同;
發售價1.51港元,另加1%經紀佣金、0.003%證監會交易徵費及0.0 05%聯交所交易費。 ‧ 為港元;
2. 請按以下所示以英文填妥申請表格(除另有訂明外)並在申請表名。如 閣下透過指定的中央結算系統參與者(中央結算系統投 資者戶口持有人除外)提出申請:格首頁簽署。只接 納親筆 簽 ‧‧‧ 劃線註明「只註明抬頭人為並非為期票; 准入抬頭人賬戶」。「㶅豐代理人(香港)有限公司-力量礦業能源公開發售」;
‧ 該指定的中央結算系統參與者必須在表格蓋 上附有其公司名稱的公司印章,並在 如 閣下的銀行本票 不符合上述所有要求, 閣下的申請將一概拒絕受理。
適當方格內填上其中央結算系統參與者編號 。 4. 撕下申請表格, 對摺一次,然後投入香港上海㶅豐銀行有限公司任何一間分行的特設收集箱內:
如 閣下以個人中央結算系統投資者戶口持有人名 義提出申請: 地區 分行名稱 地址
‧‧如 閣下以聯名個人中央結算系統投資者‧‧‧‧如 閣下以公司中央結算系統投如有關中央結算系統參申請表格必須填上 閣下的全名及香閣下必須在申請表格適當方格內填申請表格必須填上所有聯名中央結算系統投資者戶口持有必須於適當方格內填上 申請表格必須填上 必須於適當方格內公司印章。 與者的資料不正確或遺漏(包括參與者編號及/或加蓋顯示公司名稱填上 閣下的中央結算系統參與者編號及蓋上附有公司名稱的閣下公司的名稱及香港商業登記號碼;及資者戶口持有人名義提出申請:閣下的中央結算系統參與者編號。人的香港身份證號碼;及央結算系統投資者戶口持有人的姓名及所有聯名中戶口持有人名義提出申請:上 閣下的中央結算系統參與者編號。港身份證號碼;及 香港島 九龍新界 皇后大道中柴灣分行銅鑼灣分行尖沙咀分行旺角分行香港總行觀塘分行沙田廣場分行東港城分行荃新天地分行128號分行 香港中環皇后大道中九龍旺角彌敦道九龍觀塘裕民坊香港皇后大道中香港柴灣宏德居新界將軍澳重華路九龍尖沙咀彌敦道香港駱克道新界荃灣楊屋道新界沙田正街463-48321-2767311B1號號號荃新天地地下座地下882-84號沙田廣場號銅鑼灣廣場二期地下32號東港城號地庫、高層地下及樓及地庫樓128-140號地下、地庫、1-11號威享大廈198號舖11層樓號舖21-2249號舖號舖及地庫11樓及樓G082號舖及樓 69及1樓71號
的公司印鑑或出現其 他類似事宜,均可令申請作廢。 5. 閣下可於下列時間內遞交申請表格:
3. 付款支票或銀行 本票須緊釘於表格上。 閣下必須以 一張支票 或 一張銀行本票 支付香港公 開 二零一二年三月十三日(星期二)- 上午九時正至下午四時三十正
發售股份的申 請款項。 二零一二年三月十四日(星期三)- 上午九時正至下午四時三十正
如以支票付款,該支票必須: 二零一二年三月十五日(星期四)- 上午九時正至下午四時三十正
‧ 為港元支票; 二零一二年三月十六日(星期五)- 上午九時正至中午十二時正
‧ 不是期票; 6. 閣下最遲須於二零一二年三月十六日(星期五)中午十二時正或(如該日並無開始辦理申請登記)下述日期及
‧ 從 閣下在香港的港元銀行賬戶付款; 時間前遞交 閣下的申請。本公司將於二零一二年三月十六日(星期五)上午十一時四十五分至中午十二時
‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必須已預印在支票上,或 由有關銀行授權 正期間登記申請,惟須視乎當日天氣情況而定。如於二零一二年三月十六日(星期五)上午九時正至中午十
人在該支票背面加簽證明。該賬戶名稱必須與 閣下姓名相同 。如屬聯名申請, 二時正任何時間內香港發出下列警告訊號:
該賬戶名稱必須與名列首位申請人的姓名相同; ‧ 八號或以上熱帶氣旋警告訊號,或
‧ 註明抬頭人為「㶅豐代理人(香港)有限公司-力量礦業能 源公開發售」;及 ‧ 「黑色」暴雨警告訊號,
‧ 劃線註明「只准入抬頭人賬戶」。 則不會辦理申請登記,如下一個營業日上午九時正至中午十二時正期間任何時間香港並無發出上述任何警
每份申請必須附有獨立開出的支票或銀行本票。 告訊號,則改為於該日上午十一時四十五分至中午十二時正辦理申請登記。營業日指星期六、星期日或香
下列情況將導致 閣下的申請不獲接納: 港公眾假期以外的日子。
‧ 支票未能符合所有上述規定;或 7. 本公司保留將所有或任何申請款項過戶的權利。然而, 閣下的支票或銀行本票將不會於二零一二年三月
十六日(星期五)中午十二時正前過戶。本公司不會向 閣下發出付款收據。本公司將保留 閣下申請款項
(如屬退款,則直至退款支票寄發日期止)的所有利息。本公司亦保留權利在 閣下的支票或銀行本票過戶
之前保留任何股票及/或任何多繳的申請款項或退款。
可申請認購的香港公開發售股份數目及應繳款項一覽表
申請認購的香港 申請時 申請認購的香港 申請時 申請認購的香港 申請時
公開發售股份數目 應繳款項 公開發售股份數目 應繳款項 公開發售股份數目 應繳款項
港元 港元 港元
2,000 3,050.44 90,000 137,269.88 3,000,000 4,575,662.40
4,000 6,100.88 100,000 152,522.08 4,000,000 6,100,883.20
6,000 9,151.32 150,000 228,783.13 5,000,000 7,626,104.00
8,000 12,201.76 200,000 305,044.16 6,000,000 9,151,324.80
10,000 15,252.21 250,000 381,305.21 7,000,000 10,676,545.60
12,000 18,302.65 300,000 457,566.24 8,000,000 12,201,766.40
14,000 21,353.09 350,000 533,827.29 9,000,000 13,726,987.20
16,000 24,403.53 400,000 610,088.32 10,000,000 15,252,208.00
18,000 27,453.98 450,000 686,349.37 15,000,000 22,878,312.00
20,000 30,504.42 500,000 762,610.40 20,000,000 30,504,416.00
30,000 45,756.63 600,000 915,132.48 25,000,000 38,130,520.00
40,000 61,008.83 700,000 1,067,654.56 30,000,000 45,756,624.00
50,000 76,261.05 800,000 1,220,176.64 35,000,000 53,382,728.00
60,000 91,513.25 900,000 1,372,698.72 40,000,000 61,008,832.00
70,000 106,765.46 1,000,000 1,525,220.80 46,500,000 [(1)] 70,922,767.20
80,000 122,017.66 2,000,000 3,050,441.60 (1) 閣下可申請認購的香港發售股份最高數目。
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