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Kinetic Development Group Limited — Capital/Financing Update 2012
Mar 13, 2012
49818_rns_2012-03-12_f0ba0753-d527-45d3-a786-a8da63380271.pdf
Capital/Financing Update
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Hong Kong Public Offering — White Form eIPO Service Provider Application Form 香港公開發售-白表 eIPO 服務供應商申請表格 Please use this Application Form if you are a White Form eIPO Service Provider and are applying for Hong Kong Public Offer Shares on behalf of underlying applicants. 如 閣下為白表 eIPO 服務供應商,並代表相關申請人申請認購香港公開發售股份,請使用本申請表格。
KINETIC MINES AND ENERGY LIMITED 力量礦業能源有限公司
(incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司)
GLOBAL OFFERING
Number of Offer Shares under the Global Offering : 930,000,000 Shares (subject to the Over-allotment Option) Number of Hong Kong Public Offer Shares : 93,000,000 Shares (subject to adjustment) Number of International Offer Shares : 837,000,000 Shares (subject to adjustment and the Over-allotment Option) Maximum Offer Price : HK$1.51 per Offer Share payable in full on application in Hong Kong dollars, subject to refund, plus brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005% Nominal Value : US$0.001 each Stock Code : 1277 全球發售 全球發售的發售股份數目 : 930,000,000股股份(視乎超額配股權行使與否而定) 香港公開發售股份數目 : 93,000,000股股份(可予調整) 國際發售股份數目 : 837,000,000股股份(可予調整及視乎超額配股權行使與否而定) 最高發售價 : 每股發售股份 1.51港元(股款須於申請時以港元繳足),另加 1%經紀佣金、 0.003%證監會交易徵費及 0.005%聯交所交易費,多收款項可予退還 面值 : 每股股份 0.001美元 股份代號 : 1277
Application Form 申請表格
Please read carefully the prospectus of Kinetic Mines and Energy Limited (the “Company”) dated 13 March 2012, (the “Prospectus”) (in particular, the section on “How to Apply for Hong Kong Public Offer Share” in the Prospectus) and the guide on the back of this Application Form before completing this Application Form. Terms defined in the Prospectus have the same meanings when used in this Application Form unless defined herein.
Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) and Hong Kong Securities Clearing Company Limited (“HKSCC”) take no responsibility for the contents of this Application Form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of this Application Form. A copy of this Application Form, together with a copy of each of the WHITE or YELLOW Application Forms, the Prospectus and the other documents specified in the paragraph headed “Documents delivered to the Registrar of Companies ” in “Appendix VIII - Documents Delivered to the Registrar of Companies and Available for Inspection” to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies Ordinance (Chapter 32 of the Laws of Hong Kong). The Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents.
Your attention is drawn to the paragraph headed “Personal Data” in this Application Form which sets out the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and compliance with the Personal Data (Privacy) Ordinance.
在填寫本申請表格前,請仔細閱讀力量礦業能源有限公司(「本公司」)於二零一二年三月十三日刊發 的招股章程(「招股章程」)(尤其是招股章程「如何申請香港公開發售股份」一節)及刊於本申請表格背 面的指引。除本申請表格另有界定者外,本申請表格所用詞彙與招股章程所界定者具相同涵義。
香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)及香港中央結算有限公司(「香港 結算」)對本申請表格的內容概不負責,對其準確性或完整性亦不發表任何聲明,並明確表示概不就 因本申請表格全部或任何部分內容而產生或因依賴該等內容而引致的任何損失承擔任何責任。
本申請表格連同 白色 或 黃色 申請表格各一份、招股章程及招股章程「附錄八 - 送呈公司註冊處處長 及備查文件」中「送呈公司註冊處處長文件」一段所述的其他文件,已遵照香港法例第 32 章公司條例第 342C 條的規定,送呈香港公司註冊處處長登記。香港證券及期貨事務監察委員會(「證監會」)及香港 公司註冊處處長對任何此等文件的內容概不負責。
閣下敬請留意本申請表格「個人資料」一段,當中載有本公司及本公司香港證券登記處有關個人資料 及遵守個人資料(私隱)條例的政策及措施。
Nothing in this Application Form or the Prospectus constitutes an offer to sell or the solicitation of an offer to buy 本申請表格或招股章程所載資料概不構成出售要約或徵求購買要約,而在任何作出有關要約、徵求 nor shall there be any sale of Hong Kong Public Offer Shares in any jurisdiction in which such offer, solicitation 或出售即屬違法的司法權區內,概不得出售任何香港公開發售股份。本申請表格及招股章程不得於 or sale would be unlawful. This Application Form and the Prospectus are not for distribution, directly or indirectly, 美國境內或向美國境內直接或間接派發,而此項申請亦不是在美國出售股份的要約。香港公開發售 in or into the United States, nor is this application an offer of Shares for sale in the United States. The Hong Kong 股份未曾亦不會根據美國證券法或美國的任何證券法登記,除根據美國證券法的登記規定進行登記 Public Offer Shares have not been and will not be registered under the U.S. Securities Act or any securities law in 或獲得豁免外,概不可在美國提呈發售或出售。證券將不會在美國向公眾提呈發售。 the United States and may not be offered or sold in the United states except pursuant to registration or an exemption from the registration requirements of the U.S. Securities Act. No public offering of the securities will be made in the United States. This Application Form is not for publication , distribution or release and the Prospectus may not be forwarded 凡任何司法權區的法律禁止刊發、派送或發放本申請表格,則不 得在 該司法權區內以任何方式刊 or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such 發、派送或發放本申請表格,亦不得以任何方式傳閱或分發或翻 印(全部 或部分)招股章程。 publication distribution or release is not permitted under the law of that jurisdiction. This Application Form and the Prospectus are addressed to you personally. Any forwarding or distribution or 本申請表格及招股章程乃向 閣下提出。並無獲授權傳閱 、分派或翻印本申請表 格。 reproduction of this Application is unauthorized. To: Kinetic Mines and Energy Limited 致:力量礦業能源有限公司 The Hongkong and Shanghai Banking Corporation Limited 香港上海㶅豐銀行有限公司 UBS AG, Hong Kong Branch 瑞士銀行香港分行 BOCOM International Securities Limited 交銀國際證券有限公司 VMS Securities Limited 鼎珮證券有限公司 Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有 限公司 Hong Kong Underwriters 香港包銷商 1 We confirm that we have (i) complied with the Guidelines for Electronic Public Offerings and the Operational 吾等確認吾等已(i)遵照 電子公開發售指引及透過銀行/股票經紀遞交 白表 eIPO申請 的運作 Procedures for White Form eIPO Applications submitted via Banks/Stockbrokers and all applicable laws 程序以及吾等就香港 公開發售提供 白表 eIPO服務的所有適用法例及規例(法定或其 他);及 and regulations (whether statutory or otherwise) in relation to the provision of our White Form eIPO services (ii)閱讀招股章程及 本申請表格所載的條款和條件及申請手續,並同意遵守。為代 表與本申 in connection with the Hong Kong Public Offering; and (ii) read the terms and conditions and application 請有關的各相關 申請人提出申請,吾等: procedures set out in the Prospectus and this Application Form and agree to be bound by them. Applying on behalf of each of the underlying applicants to whom this application relates, we: • apply for the number of Hong Kong Public Offer Shares set out below, on the terms and subject to ‧ 按 照招股章程及本申請表格的條款及受其條件規限,並在大綱 及組織章程細則規限 the conditions of the Prospectus and this Application Form, and subject to the Memorandum and 下, 申請 以下數目的香港公開發售股份; Articles of Association; • enclose payment in full for the Hong Kong Public Offer Shares applied for, including brokerage of ‧ 夾附 申請香港公開發售股份所需的全數付款(包括1%經 紀佣金、0.003%證監會交易 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%; 徵費 ~~及~~ 0.005%聯交所交易費) ~~;~~ • confirm that the underlying applicants have undertaken and agreed to accept the Hong Kong Public ‧ 確認 相關申請人已承諾及同意接納該等相關申請 人根據本申請所申請的香港公開發 Offer Shares applied for, or any lesser number allocated to such underlying applicants on this 售股 份,或該等相關申請人根據本申請獲分配 的任何較少數目的香港公開發售股 application; 份; • declare that this is the only application made and the only application intended by the underlying ‧ 申明 是項申 請為相關申請人為本身的利益 或相關申請人為其利益而提出申請的人士 applicant(s) to be made whether on a WHITE or YELLOW Application Form, or by giving electron ic 的利益,以 白色 或 黃色 申請表格, 或透過向香港結算或利用 白表 eIPO服務 application instructions to HKSCC or to the designated White Form eIPO Service Provider u nder ( www.eipo.com.hk )向指定 白表 eIPO 服務供應商發出電子認購指示作出及擬作出的 the White Form eIPO service ( www.eipo.com.hk ), to benefit the underlying applicant(s ) or the 唯一 申請; person for whose benefit the underlying applicant(s) is/are applying; • undertake and confirm that the underlying applicant(s) and the person for who se benefit the ‧ 承諾及確認 相關申請人 及相 關申請人為其利益作出申請的人士並無申請或認購或表 underlying applicant(s) is/are applying for has/have not applied for or taken up , or indicated an 示有意認購或 收取或獲配售或分配(包括有條件及╱或暫定)並將不會申請或認購或 interest for, or received or been placed or allocated (including conditionally an d/or provisionally), 表示有意認購任 何國際發售的發售股份,或以其他方式參與國際發售; and will not apply for or take up, or indicate an interest for, any Offer Shares under the International Offering, nor otherwise participate in the International Offering; • understand that these declarations and representations will be relied upon by the Company and the ‧ 明白 貴公司及獨家全 球協調人將依賴此等聲明及陳述,以決定是否就本申請分配 Sole Global Coordinator in deciding whether or not to allocate any Hong Kong Public Offer Shares 任何香港公開發售股 份; in response to this application; • authorise the Company to place the name(s) of the underlyin g applicant(s) on the register of members ‧ 授權 貴公司將 相關申請人的姓名/名稱列入 貴公司的股東名冊內,作為任何將 of the Company as the holder(s) of any Hong Kong Publi c Offer Shares to be allotted to them, and 配發予相關 申請人的香港公開發售股份的持有人,並(在符合本申請表格所載的條款 (subject to the terms and conditions set out in this Appl ication Form) to send any Share certificate(s) 及條件的情 況下)按 白表 eIPO申請表格上所示地址以普通郵遞方式寄發任何股票(如 (where applicable) by ordinary post at that underlying applicant’s own risk to the underlying applicant 適用)予 相關申請人,郵誤風險概由該相關申請人承擔(除非相關申請人已申請 to the address given on the White Form eIPO a pplication except where the underlying applicant 1,000 ,000股或以上香港公開發售股份,並按 白表 eIPO指定網站www.eipo.com.hk has applied for 1,000,000 or more Hong Koncollects any share certificate(s) in person in accordance with the procedures prescribed in theg Public Offer Shares and that underlying applicant White 及招 股章程所述程序親自領取任何股票; Form eIPO designated website at www.eipo.com.hk and in the Prospectus; • request that any e-Refund payment instructions be despatched to the application payment accou nt ‧ 要求 把任何電子退款指示發送到申請人以單一銀行賬戶繳交申請款項之付款賬戶 where the applicants ha d paid the application monies from a single bank account; 內; • request that any re fund cheque(s) be made payable to the underlying applicant(s) who had used ‧ 要求 任何以多個銀行賬戶繳交申請款項的申請人的退款支票以相關申請人為收款人; multiple bank ac counts to pay the application monies; • confirm t hat each underlying applicant has read the terms and conditions and appl ication procedures ‧ 確認 各相關申請人已細閱並同意遵守 白表 eIPO指定網站www.eipo.com.hk以及招 set out i n the White Form eIPO designated website at www.eipo.com.hk and in the Prospectus and 股章程所載的條款、條件及申請手續; agre es to be bound by them; • represent, warrant and undertake that if the laws of any place outsid e Hong Kong are applicable ‧ 聲明、保證並承諾 如香港境外任何地區的法例適用於本申請,則相關申請人或為其利益提 to this application, the underlying applicant(s) or for whose benef it this application is made has 出本申請的人士已遵守一切有關法律及規例(不論是否具法律效力),而 貴公司、獨家保 complied with all such laws and regulations (whether or not having the force of law) and none of the 薦人、獨家全球協調人、香港包銷商及彼等各自的高級職員或顧問不會因接納申請人的購 Company, the Sole Sponsor, the Sole Global Coordinator and th e Hong Kong Underwriters, nor any 買要約或因應其根據招股章程所載條款及條件應有的權利與責任而採取的行動而違反香港 of their respective officers or advisers will infringe any law s or regulations (whether or not having 境外任何地區的任何法律或規例(不論是否其法律效力); t he force of law) of any territory outside Hong Kong as a result of the acceptance of the applicant’s offe r to purchase, or any actions arising from his rights a nd obligations under the terms and conditions contai ned in the Prospectus; and • agree that this application, any acceptance of it and the resulting contract, will be governed by and ‧ 同意 本申請、申請獲接納及據此而訂立的合約將受香港法例管轄,並須按其詮釋。 construed in accordance with the laws of Ho ng Kong. Signature 簽名: Date 日期: Name of applicant 申請人姓名: Capacity 身份: 2 We, on behalf of the Total number of Shares 股份總數 Hong Kong Public Offer Shares on behalf of the underlying applicants whose details are contained in underlying applicants, the read-only CD-ROM submitted with this Application Form. offer to purchase 股香港公開發售股份(代表相關申請人,其詳細資料載於連同本申請表格遞交的唯讀光碟)。 吾等(代表相關 申請人)提出認購 3 A total of Cheque(s) Cheque numbers 合共 張支票 支票編號 are enclosed for HK$ a total sum of 其總金額為 港元 Please use BLOCK letters 請用 正楷 填寫 4 Name of White Form eIPO Service Provider 白表eIPO服務供應商名稱 Chinese Name White Form eIPO Service Provider ID 中文名稱 白表eIPO服務供應商編號 Name of contact person Contact Number Fax number 聯絡人姓名 聯絡電話號碼 傳真號碼 Address 地址 For Broker use 此欄供經紀填寫 Lodged by 由以下經紀遞交 Broker No. 經紀號碼 Broker’s Chop 經紀印章
For Bank Use 此欄供銀行填寫
Hong Kong Public Offering — White Form eIPO Service Provider Application Form 香港公開發售-白表 eIPO 服務供應商申請表格 Please use this Application Form if you are a White Form eIPO Service Provider and are applying for Hong Kong Public Offer Shares on behalf of underlying applicants. 如 閣下為白表 eIPO 服務供應商,並代表相關申請人申請認購香港公開發售股份,請使用本申請表格。
GUIDE TO COMPLETING THIS APPLICATION FORM
References to boxes below are to the numbered boxes on the Application Form.
- 1 Sign and date the Application Form in Box 1. Only a written signature will be accepted. The name and the representative capacity of the signatory should also be stated.
To apply for Hong Kong Public Offer Shares using this Application Form, you must be named in the list of White Form eIPO Service Providers who may provide White Form eIPO services in relation to the Hong Kong Public Offering, which was released by the SFC.
2 Put in Box 2 (in figures) the total number of Hong Kong Public Offer Shares for which you wish to apply on behalf of the underlying applicants.
You may apply for Hong Kong Public Offer Shares for the benefit of each underlying applicant in one of the number of Shares set out in the table below. An application on behalf of an underlying applicant for any other number of Hong Kong Public Offer Shares is liable to be rejected. For the avoidance of doubt, the total number of Hong Kong Public Offer Shares applied for by White Form eIPO Service Provider using this Application Form need not be one of the number of Shares set out in the table.
Applicant details of the underlying applicants on whose behalf you are applying must be contained in one data file in read-only CD-ROM format submitted together with this Application Form.
NUMBER OF HONG KONG PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
| No. of | Amount payable | No. of Amount payable |
No. of | Amount payable | |
|---|---|---|---|---|---|
| **Hong Kong Public Offer ** | on application* | Hong Kong Public Offer on application Hong Kong Public Offer on application** |
|||
| Shares applied for | (HK$) | Shares applied for (HK$) |
Shares applied for | (HK$) | |
| 2,000 | 3,050.44 | 100,000 152,522.08 |
5,000,000 | 7,626,104.00 | |
| 4,000 | 6,100.88 | 150,000 228,783.13 |
6,000,000 | 9,151,324.80 | |
| 6,000 | 9,151.32 | 200,000 305,044.16 |
7,000,000 | 10,676,545.60 | |
| 8,000 | 12,201.76 | 250,000 381,305.21 |
8,000,000 | 12,201,766.40 | |
| 10,000 | 15,252.21 | 300,000 457,566.24 |
9,000,000 | 13,726,987.20 | |
| 12,000 | 18,302.65 | 350,000 533,827.29 |
10,000,000 | 15,252,208.00 | |
| 14,000 | 21,353.09 | 400,000 610,088.32 |
15,000,000 | 22,878,312.00 | |
| 16,000 | 24,403.53 | 450,000 686,349.37 |
20,000,000 | 30,504,416.00 | |
| 18,000 | 27,453.98 | 500,000 762,610.40 |
25,000,000 | 38,130,520.00 | |
| 20,000 | 30,504.42 | 600,000 915,132.48 |
30,000,000 | 45,756,624.00 | |
| 30,000 | 45,756.63 | 700,000 1,067,654.56 |
35,000,000 | 53,382,728.00 | |
| 40,000 | 61,008.83 | 800,000 1,220,176.64 |
40,000,000 | 61,008,832.00 | |
| 50,000 | 76,261.05 | 900,000 1,372,698.72 |
46,500,000 (1) | 70,922,767.20 | |
| 60,000 | 91,513.25 | 1,000,000 1,525,220.80 |
(1) | Maximum number of Hong | |
| 70,000 | 106,765.46 | 2,000,000 3,050,441.60 |
Kong Public Offer Shares | ||
| 80,000 | 122,017.66 | 3,000,000 4,575,662.40 |
you may apply for. | ||
| 90,000 | 137,269.88 | 4,000,000 6,100,883.20 |
- The above amounts payable on application include brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%.
填寫本申請表格的指引
下列號碼乃本申請表格中各欄的編號。
-
1 在申請表格欄 1 簽署及填上日期。只接受親筆簽名。 簽署人的姓名/名稱及代表身份亦必須註明。
-
使用本申請表格申請香港公開發售股份, 閣下必須為名列於證監會公佈的 白表 eIPO 服務供應商名單內可以就香港公開發售提供 白表 eIPO服務的人士。
2 在欄 2 填上 閣下欲代表相關申請人申請認購的香港公開發售股份總數(以數字填 寫)。
- 閣下可為各相關申請人的利益申請下表所載的香港公開發售股份數目的其中一個數 目。代表相關申請人申請任何其他數目的香港公開發售股份可遭拒絕受理。為釋疑起 見,由 白表 eIPO服務供應商使用本申請表格申請認購的香港公開發售股份總數,毋須 為下表所載的其中一個數目。
閣下代其提出申請的相關申請人的申請人資料必須載於連同本申請表格遞交的唯讀光 碟格式的一個資料檔案。
| 可申請認購的香港公開發售股份數目及應繳款項一覽表 | 可申請認購的香港公開發售股份數目及應繳款項一覽表 | 可申請認購的香港公開發售股份數目及應繳款項一覽表 | 可申請認購的香港公開發售股份數目及應繳款項一覽表 | ||
|---|---|---|---|---|---|
| 申請認購的香港公開 | 申請時 | 申請認購的香港公開 申請時 |
申請認購的香港公開 | 申請時 | |
| 發售股份數目 | 應繳款項* | 發售股份數目 應繳款項* |
發售股份數目 | 應繳款項* | |
| (港元) | (港元) | (港元) | |||
| 2,000 | 3,050.44 | 100,000 152,522.08 |
5,000,000 | 7,626,104.00 | |
| 4,000 | 6,100.88 | 150,000 228,783.13 |
6,000,000 | 9,151,324.80 | |
| 6,000 | 9,151.32 | 200,000 305,044.16 |
7,000,000 | 10,676,545.60 | |
| 8,000 | 12,201.76 | 250,000 381,305.21 |
8,000,000 | 12,201,766.40 | |
| 10,000 | 15,252.21 | 300,000 457,566.24 |
9,000,000 | 13,726,987.20 | |
| 12,000 | 18,302.65 | 350,000 533,827.29 |
10,000,000 | 15,252,208.00 | |
| 14,000 | 21,353.09 | 400,000 610,088.32 |
15,000,000 | 22,878,312.00 | |
| 16,000 | 24,403.53 | 450,000 686,349.37 |
20,000,000 | 30,504,416.00 | |
| 18,000 | 27,453.98 | 500,000 762,610.40 |
25,000,000 | 38,130,520.00 | |
| 20,000 | 30,504.42 | 600,000 915,132.48 |
30,000,000 | 45,756,624.00 | |
| 30,000 | 45,756.63 | 700,000 1,067,654.56 |
35,000,000 | 53,382,728.00 | |
| 40,000 | 61,008.83 | 800,000 1,220,176.64 |
40,000,000 | 61,008,832.00 | |
| 50,000 | 76,261.05 | 900,000 1,372,698.72 |
46,500,000 (1) | 70,922,767.20 | |
| 60,000 | 91,513.25 | 1,000,000 1,525,220.80 |
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| 70,000 | 106,765.46 | 2,000,000 3,050,441.60 |
(1) | 閣下可申請認購的香港 公開發售股份最高數 |
|
| 80,000 | 122,017.66 | 3,000,000 4,575,662.40 |
目。 | ||
| 90,000 | 137,269.88 | 4,000,000 6,100,883.20 |
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申請時應繳的上述款項已包括1%經紀佣金、0.003%證監會交易徵費及0.005%聯交所交易費。
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3 Complete your payment details in Box 3. 3 在欄 3 填上 閣下付款的詳細資料。 You must state in this box the number of cheque(s) you are enclosing together with this 閣下必須在本欄註明 閣下連同本申請表格隨附的支票數目;及 閣下必須在每張支 Application Form; and you must state on the reverse of each of those cheque(s) (i) your White 票的背面註明(i)閣下的白表eIPO服務供應商編號及(ii)載有相關申請人的申請詳細資 Form eIPO Service Provider ID and (ii) the file number of the data file containing application 料的資料檔案的檔案編號。 details of the underlying applicant(s). The dollar amount(s) stated in this box must be equal to the amount payable for the total number 本欄所註明的金額必須與欄2 所申請認購的香港公開 發售股份 總數應付的金額相同。 of Hong Kong Public Offer Shares applied for in Box 2. All cheque(s) and this Application Form together with a sealed envelope containing the CD所有支票及本申請表格,連同載有該唯讀光碟 的密封信封(如有)必 須放進印有 閣下 ROM, if any, must be placed in the envelope bearing your company chop. 公司印章的信封內。 For payments by cheque, the cheque must: 如以支票繳付股款,該支票必須: • be in Hong Kong dollars; ‧ 為港元支票; • not be post-dated; ‧ 不得為期票; • be drawn on a Hong Kong dollar bank account in Hong Kong; ‧ 由在香港開設的港元銀 行賬戶開出; • show your (or your nominee’s) account name; ‧ 顯示 閣下(或 閣 下代名人)的賬戶名稱; • be made payable to “ HSBC Nominees (Hong Kong) Limited - Kinetic Mines Public ‧ 註明抬頭人為「 㶅豐代理人(香港)有限公司—力量礦業能源公開發售 」; Offer ”;
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• be crossed “Account Payee Only”; and ‧ 以「只准 存入抬頭人賬戶」劃線方式開出;及 • be signed by the authorised signatory(ies) of the White Form eIPO Service Provider. ‧ 由 白表 eIPO服務供應商的授權簽署人士簽署。 Your application may be rejected if any of these requirements is not met or if the cheque is 如未能符 合任何此等規定或如支票首次過戶不獲兌現, 閣下的申請 可能不獲接納。 dishonoured on its first presentation. It is your responsibility to ensure that details on the cheque(s) submitted correspond with the 閣 下須負責確保所遞交的支票的詳細資料,與就 本 申請遞交的唯 讀光碟或資料檔案所 application details contained in the CD-ROM or data file submitted in respect of this application. 載的申請詳細資料相同。如出現差異,本公司及獨家全球協 調人有絕對酌情權拒絕接 The Company and the Sole Global Coordinator have full discretion to reject any applications in 受任何申請。 the case of discrepancies. No receipt will be issued for sums paid on application. 申請時繳付的款項將不會獲發收據。
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4 Insert your details in Box 4 (using BLOCK CAPITAL letters). 4 在欄 4 填上 閣下的詳細資料(請用正楷填寫)。 You should write your English and Chinese full names, White Form eIPO Service Provider ID 閣下必 須在本欄填上 閣下的中文及英文姓 名全名、白表eIPO 服務供應商編號及地 and address in this box. You should also include the name, telephone number and fax number of 址。 閣下 亦必須填寫 閣下辦公地點的 聯絡人姓名、電話號碼及傳真號碼及(如適 the contact person at your place of business and where applicable, the Broker No. and Broker’ s 用)經紀號碼 及蓋上經紀印章。 Chop.
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Personal data 個人資料 Personal Information Collection Statement 個人資料收集聲明 The main provisions of the Personal Data (Privacy) Ordinance (the “Ordinance”) came into effect in 個人資料(私隱)條例( 「條例」)中的主要條文已於一九九六年十二月二十日在香港生效,此份 Hong Kong on December 20, 1996. This Personal Information Collection Statement informs the 個人資料收集聲明是向香 港公開發售股份申請人及持有人說明本公司及香港證券登記處就個 applicants for and holders of Hong Kong Public Offer Shares of the policies an d practices of the Company 人資料及條例而制訂的政策 及措施。 and the Hong Kong Share Registrar in relation to personal data and the Ordinance. 1 Reasons for the collection of your personal data 1 收集 閣下個人資料的原因 From time to time it is necessary for applicants for secur ities or registered holders of securities 證券申請人申 請證券時或證券登記持有人將證券轉往其名下,或將證券轉讓予他人, to supply their latest correct personal data to the Com pany and the Hong Kong Share Registrar 或要求香港 證券登記處提供服務時,須不時向本公司及香港證券登記處提供其最新的 when applying for securities or transferring securi ties into or out of their names or in procuring 準確個人 資料。 the services of the Hong Kong Share Registrar. Failure to supply the requested data may re sult in your application for securities being rejected, 若 未能提供所需資料,會導致 閣下的證券申請遭拒絕受理或延誤或本公司或香港證 or in delay or inability of the Company or the Hong Kong Share Registrar to effect transfers or 券登記處無法進行過戶或提供服務,亦可能妨礙或延誤 閣下成功申請的香港公開發 otherwise render their services. It ma y also prevent or delay Registration or transfer of the Hong 售股份的登記或過戶及/或寄發股票及/或發送電子退款指示/ 閣下應得的退款支 Kong Public Offer Shares which you have successfully applied for and/or the dispatch of Share 票。證券持有人所提供的個人資料如有任何不確,必須即時知會本公司及香港證券登 certificate(s) and/ or the dispa tch of e-Refund payment instructions/refund cheque(s) to which 記處。 you are entitled. It is impo rtant that holders of securities inform the Company and the Ho ng Kong Share Registrar i mmediately of any inaccuracies in the personal data supplied.
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2 Purposes The personal d ata of the applicants and holders of securities may be used, held an d/or stored (by 2 資料用途 whatever m eans) for the following purposes: 申請人及證券持有人的個人資料可以任何方式採用、持有及/或保存,以作下列用 • processing of your application and e-Refund payment instructio ns or refund cheque, 途: where applicable, and verification of compliance with the terms a nd application procedures ‧ 處理 閣下的申請及電子退款指示或退款支票(如適用)及核實有否遵守本申請 set out in this Application Form and the Prospectus; 表格及招股章程所載條款及申請手續;
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• enabling compliance with all applicable laws and regulatio ns in Hong Kong and elsewhere; • registering new issues or transfers into or out of the na me of holders of securities including, ‧ 使符合香港及其他地方的全部適用法律及法規; where applicable, in the name of HKSCC Nomin ees; ‧ 登記新發行的證券或為證券持有人登記轉往其名下或由其名下轉讓予他人的證
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• maintaining or updating the register of holde rs of securities of the Company; 券,包括(如適用)以香港結算代理人的名義登記; • cond ucting or assisting to conduct sign ature verifications, any other verification or ‧ 保存或更新本公司證券持有人名冊; exchang e of information; ‧ 核對或協助核對簽名或核對或交換任何其他資料;
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• establishin g benefit entitlement s of holders of securities of the Company, such as dividends, righ ts issues and bo nus issues, etc; ‧ 確定本公司證券持有人可獲取的利益,例如股息、供股及紅股等;
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• distributing comm unicatio ns from the Company and its subsidiaries; • compiling statistical information and shareholder profiles; ‧ 寄發本公司及其附屬公司的公司通訊; • making disclosures as required by laws, rules or regulations (whether statutory or ‧ 編製統計資料及股東資料; otherwise); ‧ 遵照法例、規則或法規(不論法定或其他)的規定作出披露;
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• disclosing identities of successful applicants by way of press announcement(s) or otherwise; ‧ 以報章公佈或其他方式披露成功申請人的身份;
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• disclosing relevant information to facilitate claims on entitlements; and
• any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to holders of securities and/or regulators and/or any other purpose to which the holders of securities may from time to time agree.
3 Transfer of personal data Personal data held by the Company and the Hong Kong Share Registrar relating to the applicants and the holders of securities will be kept confidential but the Company and the Hong Kong Share Registrar, to the extent necessary for achieving the above purposes or any of them, may make such enquiries as they consider necessary to confirm the accuracy of the personal data and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to, from or with any and all of the following persons and entities:
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the Company or its respective appointed agents such as financial advisers, receiving bankers and overseas principal registrars;
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HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS (in cases where the applicants request deposit into CCASS);
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• any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company and/or the Hong Kong Share Registrar in connection with the operation of their respective businesses;
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the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and
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• any other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers.
4 Access and correction of personal data The Ordinance provides the applicants and the holders of securities with rights to ascertain whether the Company or the Hong Kong Share Registrar holds their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for information regarding policies and practices and kinds of data held should be addressed to the Company, at its registered address disclosed in the “Corporate Information” section in the Prospectus or as notified from time to time in accordance with applicable law, for the attention of the company secretary, or the Hong Kong Share Registrar for the attention of the privacy compliance officer.
By signing this Application Form, you agree to all of the above.
DELIVERY OF THIS APPLICATION FORM This completed Application Form, together with the appropriate cheque(s) must be submitted to the following address by 4:00 p.m. on Friday , 16 March 2012 :
The Hongkong and Shanghai Banking Corporation Limited
Hong Kong Office - Correspondence Department, Basement Level 1, 1 Queen’s Road Central
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‧ 披露有關資料以便作出權利索償;及 ‧ 與上述有關的任何其他附帶或相關用途及/或以便本公司及香港證券登記處能 夠履行其對證券持有人及/或監管機構的責任及/或證券持有人不時同意的任 何其他用途。
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3 向他人提供個人資料 本公司及香港證券登記處會將申請人及證券持有人的個人資料保密,但本公司及香港 證券登記處可能會作出必要的查詢以確定個人資料的準確性,以便資料可用作上述任 何用途,尤其可能會向下列任何或所有人士及實體披露、索取或提供(不論在香港或 外地)申請人及證券持有人的個人資料:
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‧ 本公司或其委任的代理,如財務顧問、收款銀行及海外主要股份登記處;
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‧ 當申請人要求存入中央結算系統時,向香港結算及香港結算代理人披露,而彼 等將為了中央結算系統的運作而使用個人資料;
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‧ 任何向本公司及/或香港證券登記處提供與其各自業務運作有關的行政、電 訊、電腦、付款或其他服務的代理、承辦商或第三方服務供應商;
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‧ 聯交所、證監會及任何其他法定、監管或政府機關;及
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‧ 與證券持有人有業務往來或擬有業務往來的任何其他人士或機構,如銀行、律 師、會計師或股票經紀等。
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4 查閱及更正個人資料 條例賦予申請人及證券持有人權利查證本公司或香港證券登記處是否持有其個人資 料,並索取有關資料副本及更正任何不確的資料。依據條例,本公司及香港證券登記 處有權就處理任何查閱資料的要求收取合理費用。所有查閱資料或更正資料的要求或 查詢有關政策及措施及持有資料種類的要求,均須按照招股章程「公司資料」一節所披 露或根據適用法例不時通知的本公司註冊地址向公司秘書或香港證券登記處的私隱權 條例事務主任提出。
閣下簽署本申請表格,即表示 閣下同意上述各項。
遞交本申請表格
此填妥申請表格,連同相關支票,必須於 二零一二年三月十六日(星期五) 下午四時正前,送 達下列地址:
香港上海㶅豐銀行有限公司
香港總行-香港皇后大道中1號地庫1樓書信部