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KINDER MORGAN, INC. — Director's Dealing 2021
Aug 3, 2021
29959_dirs_2021-08-03_e83ba4dd-a865-46a1-80b9-8cdbcec6c83e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KINDER MORGAN, INC. (KMI)
CIK: 0001506307
Period of Report: 2021-07-31
Reporting Person: KEAN STEVEN J (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-31 | Class P Common Stock | M | 904466 | — | Acquired | 7436514 | Direct |
| 2021-07-31 | Class P Common Stock | F | 351434 | $17.38 | Disposed | 7085080 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-31 | Restricted Stock Unit | $ | M | 904466 | Disposed | Class P Common Stock (904466.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class P Common Stock | 265000 | Indirect |
| Class P Common Stock | 230000 | Indirect |
Footnotes
F1: This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date.
F2: Represents shares withheld by the issuer to satisfy tax withholding obligations upon the reported vesting of restricted stock units.
F3: Closing price of Class P Common Stock on the last trading day before the vesting date.
F4: These shares are owned by the reporting person's spouse as her sole and separate property. Mr. Kean has no right title interest in, and disclaims all ownership interest in, these shares.
F5: The reporting person is the sole general partner of the limited partnership; two trusts (of which family members of the reporting person are sole beneficiaries and the reporting person is sole trustee) each own a 49.5% limited partner interest in the limited partnership. The reporting person disclaims beneficial ownership of the Class P common stock held by the limited partnership except to the extent of his pecuniary interest therein.
F6: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock.
F7: These restricted stock units vested on July 31, 2021.