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KINDER MORGAN, INC. — Director's Dealing 2021
Aug 3, 2021
29959_dirs_2021-08-03_2d047b6d-96d7-4b8c-ae10-b200a23af58e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KINDER MORGAN, INC. (KMI)
CIK: 0001506307
Period of Report: 2021-07-31
Reporting Person: Sanders Dax (VP (Pres., Products Pipelines))
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-31 | Class P Common Stock | M | 84794 | — | Acquired | 327730 | Direct |
| 2021-07-31 | Class P Common Stock | F | 31996 | $17.38 | Disposed | 295734 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-31 | Restricted Stock Unit | $ | M | 84794 | Disposed | Class P Common Stock (84794.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class P Common Stock | 800 | Indirect |
| Class P Common Stock | 2000 | Indirect |
| Class P Common Stock | 800 | Indirect |
Footnotes
F1: This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date.
F2: Represents shares withheld by the issuer to satisfy tax withholding obligations upon the reported vesting of restricted stock units.
F3: Closing price of Class P Common Stock on the last trading day before the vesting date.
F4: Represents share held in IRA accounts of the reporting person's mother over which the reporting person has been granted a limited power of attorney on behalf of and for the benefit of his mother and with respect to which he is a contingent beneficiary. The reporting person disclaims beneficial ownership of these securities.
F5: Represents shares held in a brokerage account from which all dividends and other payments are made to the reporting person's mother and with respect to which the reporting person is a joint tenant with right of survivorship. The reporting person disclaims beneficial ownership of these securities.
F6: Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock.
F7: These restricted stock units vested on July 31, 2021.